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The Logic Of Securities Law
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Book Synopsis The Logic of Securities Law by : Nicholas L. Georgakopoulos
Download or read book The Logic of Securities Law written by Nicholas L. Georgakopoulos and published by Cambridge University Press. This book was released on 2017-05-04 with total page 215 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book opens with a simple introduction to financial markets, attempting to understand the action and the players of Wall Street by comparing them to the action and the players of main street. Firstly, it explores the definition of a security by its function, the departure from the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that the cost of disclosure rules is justified by their capacity to combat irrationalities, fads, and panics. The third section explains how the structure of class actions is designed to improve deterrence. Next it explores the economic harm from insider trading and how the law fights it. In sum, the book shows how all these parts of securities law serve the virtuous cycle from liquidity to accurate prices and more trading and how the great recession showed that our securities regulation reacted mostly adequately to the crisis.
Book Synopsis The Logic of Securities Law by : Nicholas Georgakopoulos
Download or read book The Logic of Securities Law written by Nicholas Georgakopoulos and published by . This book was released on 2017 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explains both financial markets and securities regulation in simple yet sophisticated terms
Book Synopsis Federal Securities Law by : Thomas Lee Hazen
Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2011 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Understanding Securities Law by : Marc I. Steinberg
Download or read book Understanding Securities Law written by Marc I. Steinberg and published by LexisNexis/Matthew Bender. This book was released on 2007 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities law review written by and published by . This book was released on 1987 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Law in Perspective by : Harold S. Bloomenthal
Download or read book Securities Law in Perspective written by Harold S. Bloomenthal and published by . This book was released on 1977 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis United States Securities Law:A Practical Guide by : James M. Bartos
Download or read book United States Securities Law:A Practical Guide written by James M. Bartos and published by Springer. This book was released on 1992-10-02 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Understanding the Securities Laws by : Larry D. Soderquist
Download or read book Understanding the Securities Laws written by Larry D. Soderquist and published by . This book was released on 1990 with total page 422 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book United States Securities Law written by and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities and Federal Corporate Law by : Harold S. Bloomenthal
Download or read book Securities and Federal Corporate Law written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 1998 with total page 1678 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Law by : Stephen M. Bainbridge
Download or read book Securities Law written by Stephen M. Bainbridge and published by . This book was released on 2007 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.
Book Synopsis Rethinking Securities Law by : Marc I. Steinberg
Download or read book Rethinking Securities Law written by Marc I. Steinberg and published by Oxford University Press. This book was released on 2021-06-16 with total page 361 pages. Available in PDF, EPUB and Kindle. Book excerpt: The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) invocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. This book focuses on "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. In 1978, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection.
Book Synopsis Fundamentals of Securities Regulation by : Louis Loss
Download or read book Fundamentals of Securities Regulation written by Louis Loss and published by Aspen Publishers. This book was released on 2001 with total page 1640 pages. Available in PDF, EPUB and Kindle. Book excerpt: When you need a quick answer to a securities question, turn to FUNDAMENTALS OF SECURITIES REGULATION. Loss and Seligman have distilled their authoritative 11-volume treatise, SECURITIES REGULATION, into one convenient volume, offering expert analysis of every significant aspect of securities law, including: Primary liability under 10(b), insider trading Sanctions Disclosure requirements Rules and forms for offerings SEC reporting Forward-looking statements Class action suits Bespeaks caution cases ADR in securities disputes and more. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.
Book Synopsis Examples & Explanations for Securities Regulation by : Alan R. Palmiter
Download or read book Examples & Explanations for Securities Regulation written by Alan R. Palmiter and published by Wolters Kluwer. This book was released on 2021-08-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informal and student-friendly, this best-selling study guide—also used by Wall Street lawyers and SEC staffers as a reference book—gives an overview of federal securities regulation and illustrates the topic with practical applications. Examples & Explanations: Securities Regulation, Eighth Edition combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns—many drawn from actual events in the securities markets. New to the Eighth Edition: Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements New materials on the treatment of “autonomous business” forms and crypto-currencies (including gaming tokens) under the federal securities law Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 The timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in CALPERS v. ANZ Securities, Inc. (2017) The preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in Cyan, Inc. v. Beaver County Employees Retirement Fund (2018) The securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in Lorenzo v. SEC (2019) Lower court application of the “personal benefit” analysis in Salman v. United States (2016) to quid pro quo tips of inside information to family and friends Updates on judicial and SEC enforcement of the federal securities laws—in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities The timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in Kokesh v. SEC (2017) The proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in Lucia v. SEC (2018) The availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in Digital Realty Trust, Inc. v. Somers (2018) The requirement of individualized showings of “domestic transactions” in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets Professors and students will benefit from: A study guide that introduces students to the subject’s clubbish vocabulary, identifies its important principles, and reveals its layered structure. Chapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book’s detailed explanations. The text includes new and updated charts on: Shareholdings in the US securities markets Capital formation through public and private offerings Actual use of the various registration exemptions The updated examples and explanations include new questions on: “Autonomous business” forms and crypto-currencies Section 11 class actions brought in state court Fraudulent statements “made” by securities professionals Insider trading tips to friends and family Availability of disgorgement sanctions in SEC enforcement actions
Book Synopsis Securities Law Techniques by : Alphonse A. Sommer
Download or read book Securities Law Techniques written by Alphonse A. Sommer and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :Thomas Lee Hazen Publisher :Administrative Office of the United States Courts ISBN 13 :9780160514708 Total Pages :184 pages Book Rating :4.5/5 (147 download)
Book Synopsis Federal Securities Law by : Thomas Lee Hazen
Download or read book Federal Securities Law written by Thomas Lee Hazen and published by Administrative Office of the United States Courts. This book was released on 2003-10 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides an introduction and an overview of the securities laws, the laws having to do with investing and investments. This book does not include the texts of the laws.
Book Synopsis Law of Business Organizations and Securities Regulation by : Robert A. Prentice
Download or read book Law of Business Organizations and Securities Regulation written by Robert A. Prentice and published by Prentice Hall. This book was released on 1987 with total page 810 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book covers both business organizations and securities regulation. It includes several edited cases per chapter.
