Securities and Federal Corporate Law

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Publisher : West Group Publishing
ISBN 13 :
Total Pages : 1678 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities and Federal Corporate Law by : Harold S. Bloomenthal

Download or read book Securities and Federal Corporate Law written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 1998 with total page 1678 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Federal Securities Law

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Publisher :
ISBN 13 :
Total Pages : 210 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Federal Securities Law by : Thomas Lee Hazen

Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2011 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Informal Corporate Disclosure Under Federal Securities Law 2009

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Publisher : Wolters Kluwer
ISBN 13 : 0808021583
Total Pages : 3 pages
Book Rating : 4.8/5 (8 download)

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Book Synopsis Informal Corporate Disclosure Under Federal Securities Law 2009 by : Ted Trautmann

Download or read book Informal Corporate Disclosure Under Federal Securities Law 2009 written by Ted Trautmann and published by Wolters Kluwer. This book was released on 2009-04-01 with total page 3 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informal Corporate Disclosure Under Federal Securities Law, 2009 Editionexamines the regulation of informal disclosure -- e.g., press releases,speeches, analyst conference calls, webcasts, and investor roadshows -- asdistinguished from formal, highly structured disclosure in SEC filings. Thecoverage includes discussion of federal securities law, rules and courtdecisions; self-regulatory organization rules for listed companies, andstandards of practice prescribed by the National Investor RelationsInstitute (NIRI).This updated 2009 Edition includes:discussion of the SEC's recent guidance on the use of company web sites,including advice on the sufficiency of web site disclosure as a means ofdissemination under Regulation FD (see ¶1002)liability for hyperlinks to third-party information (see ¶1003)issues presented by the use of summaries and overviews (see ¶1004)concerns related to blogs and online discussion forums (see ¶1009)The new 2009 Edition also examines materiality principlesgoverning quantitative financial disclosures, specifically the recommendationsof the SEC Advisory Committee on Improvements to Financial Reporting,or CIFiR (see ¶¶403 and 1102). In addition, the work covers recentSEC Compliance and Disclosure Interpretations on the Form 8-K reportingobligation triggered by disclosure of certain financial information (see¶1105). Finally, the 2009 Edition includes discussion ofnew NIRI standards for quarterly earnings releases (see ¶1103), thetext of selected portions of those standards (see Appendix), and a timelinefor preparing an earnings release (see Appendix).

Federal Securities Law

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Publisher :
ISBN 13 :
Total Pages : 188 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Federal Securities Law by : Thomas Lee Hazen

Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2003 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Federalization of Corporate Governance

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Publisher : Oxford University Press
ISBN 13 : 0190876301
Total Pages : 256 pages
Book Rating : 4.1/5 (98 download)

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Book Synopsis The Federalization of Corporate Governance by : Marc I. Steinberg

Download or read book The Federalization of Corporate Governance written by Marc I. Steinberg and published by Oxford University Press. This book was released on 2018-02-23 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book focuses on the federalization of corporate governance in the United States from both historical and contemporary perspectives. Although the states traditionally have regulated the sphere of corporate governance - encompassing the relations among and between the subject corporation, its directors, its officers, its stockholders, and other stakeholders - federal law today impacts the governance of publicly-traded companies to a greater degree than ever before in U.S. history. This book discusses the evolution and development of corporate governance from a federal law perspective from the commencement of the twentieth century to the present. It examines the tension between state company law and federal law, analyzes the federal historical developments, explains the ramifications of the federal legislation enacted during the past two decades, and recommends corrective measures that should be implemented. The book accordingly provides an original, historical, and contemporary analysis of the federalization of corporate governance - a subject that impacts this country's economic well-being in a very fundamental way.

Securities Law in Perspective

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Publisher :
ISBN 13 :
Total Pages : 200 pages
Book Rating : 4.:/5 (43 download)

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Book Synopsis Securities Law in Perspective by : Harold S. Bloomenthal

Download or read book Securities Law in Perspective written by Harold S. Bloomenthal and published by . This book was released on 1977 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Understanding Securities Law

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Publisher : LexisNexis/Matthew Bender
ISBN 13 :
Total Pages : 554 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Understanding Securities Law by : Marc I. Steinberg

Download or read book Understanding Securities Law written by Marc I. Steinberg and published by LexisNexis/Matthew Bender. This book was released on 2007 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities Law

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Publisher :
ISBN 13 :
Total Pages : 228 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Law by : Stephen M. Bainbridge

Download or read book Securities Law written by Stephen M. Bainbridge and published by . This book was released on 2007 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.

Responsibilities of Corporate Officers and Directors Under Federal Securities Law

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Publisher :
ISBN 13 :
Total Pages : 423 pages
Book Rating : 4.:/5 (12 download)

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Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : Anne Sherry

Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by Anne Sherry and published by . This book was released on 2017 with total page 423 pages. Available in PDF, EPUB and Kindle. Book excerpt:

U.S. Regulation of Hedge Funds

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Publisher : American Bar Association
ISBN 13 : 9781590312971
Total Pages : 398 pages
Book Rating : 4.3/5 (129 download)

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Book Synopsis U.S. Regulation of Hedge Funds by : Douglas L. Hammer

Download or read book U.S. Regulation of Hedge Funds written by Douglas L. Hammer and published by American Bar Association. This book was released on 2005 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.

Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004

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Publisher :
ISBN 13 : 9780808010692
Total Pages : 425 pages
Book Rating : 4.0/5 (16 download)

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Book Synopsis Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004 by : James Hamilton

Download or read book Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004 written by James Hamilton and published by . This book was released on 2003-10 with total page 425 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (539 download)

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Book Synopsis Bromberg and Lowenfels on Securities Fraud & Commodities Fraud by : Alan R. Bromberg

Download or read book Bromberg and Lowenfels on Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Responsibilities of Corporate Officers and Directors

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Publisher : Aspen Publishers
ISBN 13 : 9780808025740
Total Pages : 0 pages
Book Rating : 4.0/5 (257 download)

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Book Synopsis Responsibilities of Corporate Officers and Directors by : N. Peter Rasmussen

Download or read book Responsibilities of Corporate Officers and Directors written by N. Peter Rasmussen and published by Aspen Publishers. This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants

SEC News Digest

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Publisher :
ISBN 13 :
Total Pages : 800 pages
Book Rating : 4.:/5 (48 download)

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Book Synopsis SEC News Digest by :

Download or read book SEC News Digest written by and published by . This book was released on 1980 with total page 800 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lists documents available from Public Reference Section, Securities and Exchange Commission.

The Genius of American Corporate Law

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Publisher : American Enterprise Institute
ISBN 13 : 9780844738369
Total Pages : 180 pages
Book Rating : 4.7/5 (383 download)

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Book Synopsis The Genius of American Corporate Law by : Roberta Romano

Download or read book The Genius of American Corporate Law written by Roberta Romano and published by American Enterprise Institute. This book was released on 1993 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a study of the structure of American corporate law, which combines economic analysis with empirical insights to produce a number of policy insights. It is suitable for anyone studying corporate law, securities regulation, comparative company law or federalism.

Law of Business Organizations and Securities Regulation

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Publisher : Prentice Hall
ISBN 13 :
Total Pages : 810 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Law of Business Organizations and Securities Regulation by : Robert A. Prentice

Download or read book Law of Business Organizations and Securities Regulation written by Robert A. Prentice and published by Prentice Hall. This book was released on 1987 with total page 810 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book covers both business organizations and securities regulation. It includes several edited cases per chapter.

The Law Of Corporate Securities As Decided In The Federal Courts

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Publisher : Legare Street Press
ISBN 13 : 9781021529053
Total Pages : 0 pages
Book Rating : 4.5/5 (29 download)

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Book Synopsis The Law Of Corporate Securities As Decided In The Federal Courts by : Gasper Christopher Clemens

Download or read book The Law Of Corporate Securities As Decided In The Federal Courts written by Gasper Christopher Clemens and published by Legare Street Press. This book was released on 2023-07-18 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive study of corporate securities law in the United States, 'The Law of Corporate Securities' examines landmark cases and legal principles that shape the regulation of financial markets and corporate governance. From the Securities Act of 1933 to recent Supreme Court decisions, this book offers essential insights for lawyers, investors, and policymakers alike. This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work is in the "public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.