Corporate Compliance Answer Book

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Publisher :
ISBN 13 : 9781402431197
Total Pages : 2384 pages
Book Rating : 4.4/5 (311 download)

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Book Synopsis Corporate Compliance Answer Book by : Christopher A. Myers

Download or read book Corporate Compliance Answer Book written by Christopher A. Myers and published by . This book was released on 2018-11 with total page 2384 pages. Available in PDF, EPUB and Kindle. Book excerpt: Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You'll learn how to: Use risk assessment to pinpoint and reduce your company's areas of legal exposureApply gap analysis to detect and eliminate flaws in your compliance programConduct internal investigations that prevent legal problems from becoming major crisesDevelop records management programs that prepare you for the e-discovery involved in investigations and litigationSatisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standardsMake voluntary disclosures and cooperate with government agencies in ways that mitigate the legal, financial and reputational damages caused by violationsFeaturing dozens of real-world case studies, charts, tables, compliance checklists, and best practice tips, Corporate Compliance Answer Book pays for itself over and over again by helping you avoid major legal and financial burdens.

SEC Compliance and Enforcement Answer Book

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Publisher :
ISBN 13 : 9781402436062
Total Pages : pages
Book Rating : 4.4/5 (36 download)

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Book Synopsis SEC Compliance and Enforcement Answer Book by : David M. Stuart

Download or read book SEC Compliance and Enforcement Answer Book written by David M. Stuart and published by . This book was released on 2020 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Measuring Compliance

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Publisher :
ISBN 13 : 1108488595
Total Pages : 325 pages
Book Rating : 4.1/5 (84 download)

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Book Synopsis Measuring Compliance by : Melissa Rorie

Download or read book Measuring Compliance written by Melissa Rorie and published by . This book was released on 2022-02-24 with total page 325 pages. Available in PDF, EPUB and Kindle. Book excerpt: Measuring Corporate Compliance is a 'one-stop-shop' for individuals looking to assess the effectiveness of compliance programs and policies.

The Chapter 800 Answer Book

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Publisher :
ISBN 13 : 9781585286294
Total Pages : 0 pages
Book Rating : 4.2/5 (862 download)

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Book Synopsis The Chapter 800 Answer Book by : Patricia C. Kienle

Download or read book The Chapter 800 Answer Book written by Patricia C. Kienle and published by . This book was released on 2021-09-30 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Provides explanation of elements of USP Hazardous Drugs' Handling in Healthcare Settings and best practices to comply with the requirements and recommendations of the USP General Chapter"--Pref.

Pharmaceutical Compliance and Enforcement Answer Book

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Publisher :
ISBN 13 : 9781402446047
Total Pages : 0 pages
Book Rating : 4.4/5 (46 download)

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Book Synopsis Pharmaceutical Compliance and Enforcement Answer Book by : Howard L. Dorfman

Download or read book Pharmaceutical Compliance and Enforcement Answer Book written by Howard L. Dorfman and published by . This book was released on 2024 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Consumer Financial Services Answer Book (2015 Edition)

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Publisher :
ISBN 13 : 9781402422614
Total Pages : 1222 pages
Book Rating : 4.4/5 (226 download)

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Book Synopsis Consumer Financial Services Answer Book (2015 Edition) by : Richard E. Gottlieb

Download or read book Consumer Financial Services Answer Book (2015 Edition) written by Richard E. Gottlieb and published by . This book was released on 2014 with total page 1222 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Workers' Rights and Labor Compliance in Global Supply Chains

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Author :
Publisher : Routledge
ISBN 13 : 113501289X
Total Pages : 323 pages
Book Rating : 4.1/5 (35 download)

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Book Synopsis Workers' Rights and Labor Compliance in Global Supply Chains by : Jennifer Bair

Download or read book Workers' Rights and Labor Compliance in Global Supply Chains written by Jennifer Bair and published by Routledge. This book was released on 2013-11-26 with total page 323 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides insight into the potential for the market to protect and improve labour standards and working conditions in global apparel supply chains. It examines the possibilities and limitations of market approaches to securing social compliance in global manufacturing industries. It does so by tracing the historic origins of social labelling both in trade union and consumer constituencies, considering industry and consumer perspectives on the benefits and drawbacks of social labelling, comparing efforts to develop and implement labelling initiatives in various countries, and locating social labelling within contemporary debates and controversies about the implications of globalization for workers worldwide. Scholars and students of globalisation, development, corporate social responsibility, human geography, labour and industrial relations, business ethics, consumer behaviour and fashion will find its contents of relevance. CSR practitioners in the clothing and other industries will also find this useful in developing policy with respect to supply chain assurance.

Corporate Compliance Answer Book 2016

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Publisher :
ISBN 13 : 9781402424045
Total Pages : 0 pages
Book Rating : 4.4/5 (24 download)

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Book Synopsis Corporate Compliance Answer Book 2016 by : Holland & Knight (Firm)

Download or read book Corporate Compliance Answer Book 2016 written by Holland & Knight (Firm) and published by . This book was released on 2015-09-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Representing the combined work of more than forty leading compliance attorneys, Corporate Compliance Answer Book 2016 helps you develop, implement, and enforce compliance programs that detect and prevent wrongdoing. You'll learn how to: - Use risk assessment to pinpoint and reduce your company's areas of legal exposure - Apply gap analysis to detect and eliminate flaws in your compliance program - Conduct internal investigations that prevent legal problems from becoming major crises - Develop records management programs that prepare you for the e-discovery involved in investigations and litigation - Satisfy labor and employment mandates, environmental rules, lobbying and campaign finance laws, export control regulations, and FCPA anti-bribery standards - Make voluntary disclosures and cooperate with government agencies in ways that mitigate the legal, financial and reputational damages caused by violations Featuring dozens of real-world case studies, charts, tables, compliance checklists, and best practice tips, Corporate Compliance Answer Book 2016 pays for itself over and over again by helping you avoid major legal and financial burdens.

Regulation of Securities: SEC Answer Book, 5th Edition

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Publisher : Wolters Kluwer
ISBN 13 : 1454880376
Total Pages : 1470 pages
Book Rating : 4.4/5 (548 download)

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Book Synopsis Regulation of Securities: SEC Answer Book, 5th Edition by : Levy

Download or read book Regulation of Securities: SEC Answer Book, 5th Edition written by Levy and published by Wolters Kluwer. This book was released on 2016-01-01 with total page 1470 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of Securities: SEC Answer Book, Fifth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!

Governance, Risk, and Compliance Handbook for Oracle Applications

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Publisher : Packt Publishing Ltd
ISBN 13 : 1849681716
Total Pages : 646 pages
Book Rating : 4.8/5 (496 download)

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Book Synopsis Governance, Risk, and Compliance Handbook for Oracle Applications by : Nigel King

Download or read book Governance, Risk, and Compliance Handbook for Oracle Applications written by Nigel King and published by Packt Publishing Ltd. This book was released on 2012-08-24 with total page 646 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book is not organized by product, rather by the governance and risk assurance processes. A given product may be represented in multiple places within the book and a given process may contain multiple product references. To ensure that we keep ourselves grounded in real problems, the book is written as a journal of a fictional company establishing its governance processes. It will introduce managers and directors responsible for various aspects of the governance, risk and compliance problem and where that problem is exposed and how it is addressed in the technology and business applications. The audience for this book is the people that advise the board, the internal audit department and CIO office on controls, security and risk assurance. Consultants that are implementing Financials or GRC Applications who wish to gain an understanding of the Governance Risk and Compliance processes, and how they are represented in Oracle, should find it a useful primer. Risk Assurance professionals will find it a reliable companion.

Gatekeepers

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Publisher : OUP Oxford
ISBN 13 : 0191516066
Total Pages : 398 pages
Book Rating : 4.1/5 (915 download)

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Book Synopsis Gatekeepers by : John C. Coffee Jr.

Download or read book Gatekeepers written by John C. Coffee Jr. and published by OUP Oxford. This book was released on 2006-06-01 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: In the wake of a series of corporate governance disasters in the US and Europe which have gained almost mythic status - Enron, WorldCom, Tyco, Adelphia, HealthSouth, Parmalat - one question has not yet been addressed. A number of 'gatekeeping' professions - auditors, attorneys, securities analysts, credit-rating agencies - exist to guard against these governance failures. Yet clearly these watchdogs did not bark while corporations were looted and destroyed. But why not? To answer these questions, a more detailed investigation is necessary that moves beyond journalism and easy scapegoating, and examines the evolution, responsibilities, and standards of these professions. John C. Coffee Jr, world-renowned Professor of Corporate Law, examines how these gatekeeping professions developed, to what degree they failed, and what reforms are feasible. Above all, this book examines the institutional changes and pressures that caused gatekeepers to underperform or neglect their responsibilities, and focuses on those feasible changes that can restore gatekeepers as the loyal agents of investors. This informed and readable view of the players on the contemporary business stage will be essential reading for investors, professionals, executives and business academics concerned with issues of good governance.

The Cambridge Handbook of Compliance

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Publisher : Cambridge University Press
ISBN 13 : 1108754139
Total Pages : 1559 pages
Book Rating : 4.1/5 (87 download)

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Book Synopsis The Cambridge Handbook of Compliance by : Benjamin van Rooij

Download or read book The Cambridge Handbook of Compliance written by Benjamin van Rooij and published by Cambridge University Press. This book was released on 2021-05-20 with total page 1559 pages. Available in PDF, EPUB and Kindle. Book excerpt: Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.

Model Rules of Professional Conduct

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Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

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Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

The Complete Compliance Handbook

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Publisher :
ISBN 13 : 9781783583300
Total Pages : 554 pages
Book Rating : 4.5/5 (833 download)

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Book Synopsis The Complete Compliance Handbook by : Thomas Fox

Download or read book The Complete Compliance Handbook written by Thomas Fox and published by . This book was released on 2018-05-05 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt: Thomas Fox, the Compliance Evangelist, is one of the leading writers, thinkers and commentators on the nuts and bolts of compliance. His always practical advice is now available in one volume, The Complete Compliance Handbook. This book incorporates the most recent pronouncements and guidance from the Department of Justice, including 2017's Evaluation of Corporate Compliance Programs and FCPA Corporate Enforcement Policy, to provide the most up-to-date advice on what constitutes a best practices compliance program. In this single volume compendium, Fox brings together the tops ideas, topics and techniques you can incorporate your compliance program, literally in 31-days to more fully operationalize your compliance regime. If you want one volume to guide you in operationalizing compliance, this is it. The book is designed to provide you with a step-by-step guide to the design, creation, implementation of or enhancement to a compliance program. It begins with 31-days to a more effective compliance program. Each entry presents one thing you can accomplish, at little to no cost, to improve any level of compliance program. There are three key-takeaways for each entry. The final chapter goes through the same process for you to operationalize your compliance program. In between these bookends, The Complete Compliance Handbook features chapters on: -Operationalizing Compliance Through Human Resources -The Role of the Board of Directors and Compliance -360-Degrees of Communication in Compliance -Better Third-Party Risk Management -Reporting and Investigations -Internal Controls -Innovation in Compliance -Written Standards -More Effective Compliance for Business Ventures -Continuous Improvement The author, Thomas Fox, has written 15 books on compliance, leadership and business ethics. He founded the Compliance Podcast Network and has one of the largest social media presences in compliance. He has worked in the compliance arena for over 10 years and draws upon his many years of experience in the profession to create this single volume which will become the standard 'nuts and bolts' text on compliance. Fox's writing style is suited for any skill level of compliance practitioner or maturity of corporate compliance program.

Essentials of Healthcare Compliance

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Publisher : Cengage Learning
ISBN 13 : 9781418049218
Total Pages : 448 pages
Book Rating : 4.0/5 (492 download)

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Book Synopsis Essentials of Healthcare Compliance by : Shelley C Safian

Download or read book Essentials of Healthcare Compliance written by Shelley C Safian and published by Cengage Learning. This book was released on 2009-01-13 with total page 448 pages. Available in PDF, EPUB and Kindle. Book excerpt: Essentials of Health Care Compliance provides you with the knowledge and skills necessary to understand how a formal compliance program is implemented at a health care facility. Managing several staff members and keeping a health care practice compliant with federal, state, and local statutes and regulations is a challenging job. Real-world examples and the author's hands-on approach will help you visualize yourself on-the-job, using the knowledge you have gained from this book to meet these challenges. Important Notice: Media content referenced within the product description or the product text may not be available in the ebook version.

Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues

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Publisher :
ISBN 13 : 9781402408120
Total Pages : 0 pages
Book Rating : 4.4/5 (81 download)

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Book Synopsis Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues by :

Download or read book Deskbook on Internal Investigations, Corporate Compliance, and White Collar Issues written by and published by . This book was released on 2007 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Deskbook on Internal Investigations, Corporate Compliance and White Collar Issues provides that necessary information. Stocked with easy-to-follow checklists, the Deskbook shows you how to carry out internal investigations that spot and stop legal problems, protect the rights of employees when they're subject to investigation or prosecution, and cooperate with government investigators in ways that help reduce legal and financial damage if wrongdoing is proved.

The Law of Governance, Risk Management, and Compliance

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Author :
Publisher : Aspen Publishers
ISBN 13 : 9781454881988
Total Pages : 0 pages
Book Rating : 4.8/5 (819 download)

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Book Synopsis The Law of Governance, Risk Management, and Compliance by : Geoffrey P. Miller

Download or read book The Law of Governance, Risk Management, and Compliance written by Geoffrey P. Miller and published by Aspen Publishers. This book was released on 2017 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.