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Author : M. Corinne Larson
Publisher :
ISBN 13 : 9780891251859
Total Pages : 32 pages
Book Rating : 4.2/5 (518 download)
Download or read book An Introduction to Broker/dealer Relations for State and Local Governments written by M. Corinne Larson and published by . This book was released on 1994 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Sofia Anastopoulos
Publisher : GFOA
ISBN 13 : 9780891252962
Total Pages : pages
Book Rating : 4.2/5 (529 download)
Download or read book An Introduction to Broker-Dealers for State and Local Governments written by Sofia Anastopoulos and published by GFOA. This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Sofia Anastopoulos
Publisher : GFOA
ISBN 13 : 9780891252900
Total Pages : pages
Book Rating : 4.2/5 (529 download)
Download or read book An Introduction to Investment Advisers for State and Local Governments written by Sofia Anastopoulos and published by GFOA. This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises
Publisher :
ISBN 13 :
Total Pages : 964 pages
Book Rating : 4.3/5 (121 download)
Download or read book Debt Issuance and Investment Practices of State and Local Governments written by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises and published by . This book was released on 1996 with total page 964 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Angela A. Hung
Publisher : Rand Corporation
ISBN 13 : 0833045016
Total Pages : 151 pages
Book Rating : 4.8/5 (33 download)
Download or read book Investor and Industry Perspectives on Investment Advisers and Broker-Dealers written by Angela A. Hung and published by Rand Corporation. This book was released on 2008-03-12 with total page 151 pages. Available in PDF, EPUB and Kindle. Book excerpt: In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
Author : Greg G. Chen
Publisher : CQ Press
ISBN 13 : 1483324052
Total Pages : 580 pages
Book Rating : 4.4/5 (833 download)
Download or read book Budget Tools written by Greg G. Chen and published by CQ Press. This book was released on 2014-11-04 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt: The thoroughly updated and expanded Second Edition of Greg G. Chen, Lynne A. Weikart, and Daniel W. Williams’ Budget Tools: Financial Methods in the Public Sector brings together scores of exercises that will take students through the process of public budgeting, from organizing data through analysis and presentation. This thoroughly revised text has been restructured – it now has 30 compact modules to focus on individual skills and enhance flexibility, and is reorganized to cover more straightforward skills early in the book and more complex tools later on. Using budgets from all levels of government as well as from nonprofit organizations, the authors give students the opportunity to work with real budgeting data to cover a range of topics and skills.Budget Tools provides instruction in the techniques and implementation of budgeting skills at a granular level to support a wide range of approaches to teaching the subject.
Author : United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises
Publisher :
ISBN 13 :
Total Pages : 1340 pages
Book Rating : 4.0/5 ( download)
Download or read book H.R. 718, Markets and Trading Reorganization and Reform Act of 1995 written by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises and published by . This book was released on 1995 with total page 1340 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles K. Coe PhD
Publisher : Berrett-Koehler Publishers
ISBN 13 : 1523097329
Total Pages : 278 pages
Book Rating : 4.5/5 (23 download)
Download or read book Governmental and Nonprofit Financial Management written by Charles K. Coe PhD and published by Berrett-Koehler Publishers. This book was released on 2007 with total page 278 pages. Available in PDF, EPUB and Kindle. Book excerpt: The first book to comprehensively discuss both governmental and nonprofit financial management! Governmental and Nonprofit Financial Management makes it easy for both nonprofit and governmental managers to understand essential governmental and nonprofit financial management topics and their various subfields. • Understand the similarities and differences between governmental and nonprofit financial management standards and procedures • Learn multiple cost-saving techniques • Explore highly technical financial management subfields, from auditing and financial analysis to capital budgeting and risk management • Use over 40 applications to calculate everything from T-bill yield to lost cash discounts • Benefit from the in-depth coverage — an excellent primer for the non-accountant Bonus! Apply what you have learned by completing problems, cases, and report writing exercises at the end of each chapter.
Author : R. Tee Williams
Publisher : Academic Press
ISBN 13 : 0080951163
Total Pages : 472 pages
Book Rating : 4.0/5 (89 download)
Download or read book An Introduction to Trading in the Financial Markets: Global Markets, Risk, Compliance, and Regulation written by R. Tee Williams and published by Academic Press. This book was released on 2010-02-12 with total page 472 pages. Available in PDF, EPUB and Kindle. Book excerpt: Succeeding in the financial markets requires a mastery of many disciplines. Mastery begins with understanding the actors, rules, and dynamics, and the ways in which they interact. This volume, the last of a 4-volume series, presents a broad perspective on key subjects such as regulation and compliance, risk and ways to mitigate it, and the directions in which trading markets might evolve. Like its predecessors, it presents alternative versions of the future: will the sell side or buy side come to dominate, for example, and how might new technologies shape global markets? Mastery of the financial markets begins with its authoritative, heavily illustrated presentation. Presents a high-level view of global financial markets, including institutions, instruments, and dynamic interactions Describes the assumptions and expectations of market participants Heavily illustrated so readers can easily understand advanced materials
Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)
Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher :
ISBN 13 :
Total Pages : 364 pages
Book Rating : 4.0/5 ( download)
Download or read book Derivative Financial Instruments Relating to Banks and Financial Institutions written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 1995 with total page 364 pages. Available in PDF, EPUB and Kindle. Book excerpt: Distributed to some depository libraries in microfiche.
Author : Girard Miller
Publisher :
ISBN 13 :
Total Pages : 392 pages
Book Rating : 4.3/5 (9 download)
Download or read book Investing Public Funds written by Girard Miller and published by . This book was released on 1986 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : R. Tee Williams
Publisher : Academic Press
ISBN 13 : 012384973X
Total Pages : 2323 pages
Book Rating : 4.1/5 (238 download)
Download or read book An Introduction to Trading in the Financial Markets SET written by R. Tee Williams and published by Academic Press. This book was released on 2012-12-31 with total page 2323 pages. Available in PDF, EPUB and Kindle. Book excerpt: How do financial markets operate on a daily basis? These four volumes introduce the structures, instruments, business functions, technology, regulations, and issues commonly found in financial markets. Placing each of these elements into context, Tee Williams describes what people do to make the markets run. His descriptions apply to all financial markets, and he includes country-specific features, stories, historical facts, glossaries, and brief technical explanations that reveal individual variations and nuances. Detailed visual cues reinforce the author’s insights to guide readers through the material. This book will explain where brokers fit into front office, middle office, and back office operations. Provides easy-to-understand descriptions of all major elements of financial markets Heavily illustrated so readers can easily understand advanced materials Filled with graphs and definitions that help readers learn quickly Offers an integrated context based on the author's 30 years' experience
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher :
ISBN 13 :
Total Pages : 88 pages
Book Rating : 4.0/5 ( download)
Download or read book Overview of the Regulation of the Bond Markets written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2006 with total page 88 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher : American Bar Association
ISBN 13 : 9781604425468
Total Pages : 356 pages
Book Rating : 4.4/5 (254 download)
Download or read book Disclosure Roles of Counsel in State and Local Government Securities Offerings written by and published by American Bar Association. This book was released on 2009 with total page 356 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes the disclosure roles and responsibilities under the federal securities laws of all parties engaged in the municipal securities market, including issuers, underwriters, financial advisors, trustees, credit enhancers and their repsective counsel. The book assists lawyers in addressing two principal issues: (1) what role-specific responsibility counsel should assume for the content of disclosure and related opinions and (2) what advice counsel should provide to their clients regarding their responsibilities for disclosure.
Author : United States. Congress. House. Committee on Interstate and Foreign Commerce
Publisher :
ISBN 13 :
Total Pages : 128 pages
Book Rating : 4.:/5 ( download)
Download or read book Brokers and Dealers Fees Under Securities and Exchange Commission written by United States. Congress. House. Committee on Interstate and Foreign Commerce and published by . This book was released on 1952 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : R. Tee Williams
Publisher : Academic Press
ISBN 13 : 0080951171
Total Pages : 332 pages
Book Rating : 4.0/5 (89 download)
Download or read book An Introduction to Trading in the Financial Markets: Market Basics written by R. Tee Williams and published by Academic Press. This book was released on 2010-09-20 with total page 332 pages. Available in PDF, EPUB and Kindle. Book excerpt: How do financial markets operate on a daily basis? An Introduction to Trading in the Financial Markets: Market Basics is the first of four volumes, and introduces the structures, instruments, business functions, technology, regulations, and issues that commonly found in financial markets. Placing each of these elements into context, Tee Williams describes what people do to make the markets run. His descriptions apply to all financial markets, and he includes country-specific features, stories, historical facts, glossaries, and brief technical explanations that reveal individual variations and nuances. Reinforcing his insights are visual cues that guide readers through the material. While this book won’t turn you into an expert broker, it will explain where brokers fit into front office, middle office, and back office operations. And that knowledge is valuable indeed. Provides easy-to-understand descriptions of all major elements of financial markets Filled with graphs and definitions that help readers learn quickly Offers an integrated context based on the author's 30 years' experience
