Securities Operations

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Publisher : John Wiley & Sons
ISBN 13 : 0470857153
Total Pages : 486 pages
Book Rating : 4.4/5 (78 download)

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Book Synopsis Securities Operations by : Michael Simmons

Download or read book Securities Operations written by Michael Simmons and published by John Wiley & Sons. This book was released on 2003-07-07 with total page 486 pages. Available in PDF, EPUB and Kindle. Book excerpt: The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in particular. While describing the practical issues, this book enumerates the different "back office" related risks potentially encountered throughout the settlement. Simmons also covers more advanced topics such as derivatives, trade compensation, internal allocation of funding costs, and operational performance measurement. Michael Simmons (London, UK) is currently Head of Business Consultancy at Wilco International, a major software systems provider to the financial markets. Over the years, financial professionals around the world have looked to the Wiley Finance series and its wide array of bestselling books for the knowledge, insights, and techniques that are essential to success in financial markets. As the pace of change in financial markets and instruments quickens, Wiley Finance continues to respond. With critically acclaimed books by leading thinkers on value investing, risk management, asset allocation, and many other critical subjects, the Wiley Finance series provides the financial community with information they want. Written to provide professionals and individuals with the most current thinking from the best minds in the industry, it is no wonder that the Wiley Finance series is the first and last stop for financial professionals looking to increase their financial expertise.

Foreign Exchange Operations

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Publisher : John Wiley & Sons
ISBN 13 : 1118415558
Total Pages : 416 pages
Book Rating : 4.1/5 (184 download)

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Book Synopsis Foreign Exchange Operations by : David F. DeRosa

Download or read book Foreign Exchange Operations written by David F. DeRosa and published by John Wiley & Sons. This book was released on 2013-10-07 with total page 416 pages. Available in PDF, EPUB and Kindle. Book excerpt: The ultimate nuts-and-bolts guide to foreign exchange operations The foreign exchange landscape is particularly risky since so much of the world is unregulated and takes place over the counter (off exchange). Brilliant traders and money managers who are profitable may find themselves underperforming, or worse, losing, simply because they failed to establish strong operations. In this book, David DeRosa provides industry players with everything they need for strong operational functions from all the types of trades to execution, master trading agreements, documentation, settlement, margin and collateral, and prime brokerage services. Contains vital work flow solutions for trading in the volatile foreign exchange marketplace Offers information for mastering the operational aspect of foreign exchange trading to help determine best partners such as prime brokers and others Written by David DeRosa a leading foreign exchange expert who has consulted to hundreds of financial institutions Foreign Exchange Operations helps traders mitigate risks and offers a guide to all aspects of trading operations from mastering trading agreements to margin documentation.

Trade, Plunder and Settlement

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Publisher : Cambridge University Press
ISBN 13 : 9780521276986
Total Pages : 408 pages
Book Rating : 4.2/5 (769 download)

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Book Synopsis Trade, Plunder and Settlement by : Kenneth R. Andrews

Download or read book Trade, Plunder and Settlement written by Kenneth R. Andrews and published by Cambridge University Press. This book was released on 1984-11-29 with total page 408 pages. Available in PDF, EPUB and Kindle. Book excerpt: Traces the maritime expansion of England through descriptions of a multitude of sea voyages from 1480 through 1630. Analyzes exploration, trading enterprise ventures and piracy and reveals how the attempts to create British settlements overseas resulted in the founding of the first New World colonies.

Clearing, Settlement and Custody

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Author :
Publisher : Elsevier
ISBN 13 : 0080490654
Total Pages : 249 pages
Book Rating : 4.0/5 (84 download)

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Book Synopsis Clearing, Settlement and Custody by : David Loader

Download or read book Clearing, Settlement and Custody written by David Loader and published by Elsevier. This book was released on 2002-09-05 with total page 249 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Clearing, Settlement and Custody' focuses on the clearing, settlement and custody functions by analyzing how they work and the interaction between the organizations involved. The author examines the roles of clearing houses, central counterparties, central securities depositories and the custodians, as well as, assessing the impact on the workflow and procedures in the operations function at banks, brokers and institutions. The changes that are taking place in the industry are explored and the impact for operations managers and supervisors assessed.Clearing, settlement and custody is at the heart of everything that happens in the financial markets. The evolution of clearing and settlement is one that is still happening and as such, it is impacting on the operations function through both new practices but also, increasingly, in terms of regulation, risk and reputation.In essence the efficient clearing and settlement operation is managing risk, not because it is a direct part of the process but more because it is a bi-product. The routine procedures relate to reconciliation and record keeping. If these are performed efficiently and accurately it will result in accurate records of activity and profit and loss.The settlement process is a key element in identifying and correcting errors made by dealers and traders. Failure to identify the error or act promptly will result in potentially serious financial loss, as well as worrying audit and the regulators.In addition to these concerns the financial service sector is also undergoing a massive rationalization of the structure of clearing and settlement and seeking the twin goals of automation and shortening settlement cycles. The challenge for operations managers is considerable: manage costs, eradicate inefficiencies, create an environment to be competitive, and implement the procedures to meet future changes that will occur. In this book the author looks at some of the different roles, the processes and procedures, and the key issues, in order to help those in operations meet the challenge.The definitive series of professional references for those finance professionals concerned with "Back office" or operations management unique to this industry.Presents concise references on the essential management functions such as technology, client services, and risk management for financial operations management professionals.A comprehensive resource from a leading financial management consultant for global banks and institutions.

Cross-border Securities Settlements

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Author :
Publisher :
ISBN 13 :
Total Pages : 92 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Cross-border Securities Settlements by :

Download or read book Cross-border Securities Settlements written by and published by . This book was released on 1995 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Self-Enforcing Trade

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Publisher : Rowman & Littlefield
ISBN 13 : 0815704186
Total Pages : 301 pages
Book Rating : 4.8/5 (157 download)

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Book Synopsis Self-Enforcing Trade by : Chad P. Bown

Download or read book Self-Enforcing Trade written by Chad P. Bown and published by Rowman & Littlefield. This book was released on 2010-02-01 with total page 301 pages. Available in PDF, EPUB and Kindle. Book excerpt: The World Trade Organization—backbone of today's international commercial relations—requires member countries to self-enforce exporters' access to foreign markets. Its dispute settlement system is the crown jewel of the international trading system, but its benefits still fall disproportionately to wealthy nations. Could the system be doing more on behalf of developing countries? In Self-Enforcing Trade, Chad P. Bown explains why the answer is an emphatic "yes." Bown argues that as poor countries look to the benefits promised by globalization as part of their overall development strategy, they increasingly require access to the WTO dispute settlement process to protect their trading interests. Unfortunately, the practical realities of WTO dispute settlement as it currently stands create a number of hurdles that prevent developing countries from enjoying the trading system's full benefits. This book confronts these challenges. Self-Enforcing Trade examines the WTO's "extended litigation process," highlighting the tangle of international economics, law, and politics that participants must master. He identifies the costs that prevent developing countries from disentangling the self-enforcement process and fully using the WTO system as part of their growth strategies. Bown assesses recent efforts to help developing countries overcome those costs, including the role of the Advisory Centre on WTO Law and development focused NGOs. Bown's proposed Institute for Assessing WTO Commitments tackles the largest remaining obstacle currently limiting developing country engagement in the WTO's selfenforcement process—a problematic lack of information, monitoring, and surveillance.

Dispute Settlement in the World Trade Organization

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Publisher : Cambridge University Press
ISBN 13 : 9780521530033
Total Pages : 356 pages
Book Rating : 4.5/5 (3 download)

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Book Synopsis Dispute Settlement in the World Trade Organization by : David Palmeter

Download or read book Dispute Settlement in the World Trade Organization written by David Palmeter and published by Cambridge University Press. This book was released on 2004-04 with total page 356 pages. Available in PDF, EPUB and Kindle. Book excerpt: Any experienced lawyer knows that cases are most often won or lost on procedural grounds; yet procedural issues are often considered too technical for proper treatment in legal literature. In this extensively revised new edition of Palmeter and Mavroidis' authoritative book on WTO dispute settlement, the authors discuss all WTO dispute settlement provisions and their interpretation in WTO jurisprudence. All the decisions of panels and the Appellate Body are discussed, from the inception of the WTO in 1995 until the end of May 2003. Although the book contains considerable technical expertise, it is at the same time written for accessibility to a wide readership. This volume - an essential tool for practitioners, diplomats and government lawyers - is a comprehensive study of compulsory third party adjudication in international law.

Settlements, Trade, and Polities in the Seventeenth-century Gold Coast

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Author :
Publisher :
ISBN 13 :
Total Pages : 502 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Settlements, Trade, and Polities in the Seventeenth-century Gold Coast by : Ray A. Kea

Download or read book Settlements, Trade, and Polities in the Seventeenth-century Gold Coast written by Ray A. Kea and published by . This book was released on 1982 with total page 502 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Post-Roman Towns, Trade and Settlement in Europe and Byzantium: Byzantium, Pliska, and the Balkans

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Author :
Publisher : Walter de Gruyter
ISBN 13 : 3110183587
Total Pages : 765 pages
Book Rating : 4.1/5 (11 download)

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Book Synopsis Post-Roman Towns, Trade and Settlement in Europe and Byzantium: Byzantium, Pliska, and the Balkans by : Joachim Henning

Download or read book Post-Roman Towns, Trade and Settlement in Europe and Byzantium: Byzantium, Pliska, and the Balkans written by Joachim Henning and published by Walter de Gruyter. This book was released on 2007 with total page 765 pages. Available in PDF, EPUB and Kindle. Book excerpt: In this collection leading international authorities analyse the structures and economic functions of non-agrarian centres between ca. 500 and 1000 A.D. - their trade, their surrounding settlements, and the agricultural and cultural milieux. The thirty-one papers presented at an international conference held in Bad Homburg focus on recent archaeological discoveries in Central Europe (Vol. 1), as well as on those from southeastern Europe to Asia Minor (Vol. 2).

Viking Trade and Settlement in Continental Western Europe

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Publisher : Museum Tusculanum Press
ISBN 13 : 8763505312
Total Pages : 170 pages
Book Rating : 4.7/5 (635 download)

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Book Synopsis Viking Trade and Settlement in Continental Western Europe by : Iben Skibsted Klæsøe

Download or read book Viking Trade and Settlement in Continental Western Europe written by Iben Skibsted Klæsøe and published by Museum Tusculanum Press. This book was released on 2010 with total page 170 pages. Available in PDF, EPUB and Kindle. Book excerpt: The European coastal areas and the lands around the rivers had great importance for the Vikings, who settled in strategic areas and defended themselves - often against other intruding Vikings. This book is a collection of articles focusing on the Vikings and their presence on the western European continent.

Guide to Clearance & Settlement

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Author :
Publisher : Lightbulb Press, Inc.
ISBN 13 : 1933569980
Total Pages : 35 pages
Book Rating : 4.9/5 (335 download)

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Book Synopsis Guide to Clearance & Settlement by : Virginia B. Morris

Download or read book Guide to Clearance & Settlement written by Virginia B. Morris and published by Lightbulb Press, Inc.. This book was released on 2009 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: "An overview of The Depository Trust & Clearing Corporation (DTCC), whose sophisticated infrastructure and risk management systems provide essential services to US and global capital markets. The guide explains clearing, netting, and settling - the essential elements of post-trade processing - and the role of a central counterparty in ensuring completion of equity and fixed-income transactions. It looks, as well, at the increasing number of solutions DTCC provides for financial firms at home and around the world"--P. [4] of cover.

Guide to Clearance & Settlement

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Publisher :
ISBN 13 : 9781933569215
Total Pages : pages
Book Rating : 4.5/5 (692 download)

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Book Synopsis Guide to Clearance & Settlement by : Lightbulb Press

Download or read book Guide to Clearance & Settlement written by Lightbulb Press and published by . This book was released on 2021-10-20 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: An in-depth look at DTCC, including its role in the capital markets, its structure, and it's offerings and services.

International Economic Dispute Settlement

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Publisher : Cambridge University Press
ISBN 13 : 1108967124
Total Pages : 520 pages
Book Rating : 4.1/5 (89 download)

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Book Synopsis International Economic Dispute Settlement by : Manfred Elsig

Download or read book International Economic Dispute Settlement written by Manfred Elsig and published by Cambridge University Press. This book was released on 2021-07-22 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt: The post-Cold War era has seen an unprecedented move towards more legalization in international cooperation and a growth of third-party dispute settlement systems. WTO panels, the Appellate Body and investor-state dispute settlement cases have received increasing attention beyond the core trade and investment constituencies within governments. Scrutiny by business, civil society, academia, and trade and investment experts has been on the rise. This book asks whether we observe a transformation or a demise of existing institutions and mechanisms to adjudicate disputes over trade or investment. It makes a contribution to the question in which direction international economic dispute settlement is heading in times of change, uncertainty and increasing economic nationalism. In order to do so, it brings together chapters written by leading researchers and experts in law and political science to address the challenges of settling disputes in the global economy and to sketch possible scenarios ahead of us.

The Money Culture

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Publisher : W. W. Norton & Company
ISBN 13 : 0393066797
Total Pages : 306 pages
Book Rating : 4.3/5 (93 download)

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Book Synopsis The Money Culture by : Michael Lewis

Download or read book The Money Culture written by Michael Lewis and published by W. W. Norton & Company. This book was released on 2011-02-14 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt: The classic warts-and-all portrait of the 1980s financial scene. The 1980s was the most outrageous and turbulent era in the financial market since the crash of '29, not only on Wall Street but around the world. Michael Lewis, as a trainee at Salomon Brothers in New York and as an investment banker and later financial journalist, was uniquely positioned to chronicle the ambition and folly that fueled the decade.

Recommendations for Central Counterparties

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Publisher :
ISBN 13 :
Total Pages : 80 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Recommendations for Central Counterparties by : Group of Ten. Committee on Payment and Settlement Systems

Download or read book Recommendations for Central Counterparties written by Group of Ten. Committee on Payment and Settlement Systems and published by . This book was released on 2004 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt:

A Handbook on the WTO Dispute Settlement System

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Author :
Publisher : Cambridge University Press
ISBN 13 : 1108417272
Total Pages : 417 pages
Book Rating : 4.1/5 (84 download)

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Book Synopsis A Handbook on the WTO Dispute Settlement System by : World Trade Organization

Download or read book A Handbook on the WTO Dispute Settlement System written by World Trade Organization and published by Cambridge University Press. This book was released on 2017-09-14 with total page 417 pages. Available in PDF, EPUB and Kindle. Book excerpt: This handbook offers a detailed explanation of the rules and procedures of the WTO dispute settlement system.

Alternative Investment Operations

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Publisher : Springer Nature
ISBN 13 : 3030466299
Total Pages : 204 pages
Book Rating : 4.0/5 (34 download)

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Book Synopsis Alternative Investment Operations by : Jason Scharfman

Download or read book Alternative Investment Operations written by Jason Scharfman and published by Springer Nature. This book was released on 2020-08-29 with total page 204 pages. Available in PDF, EPUB and Kindle. Book excerpt: Alternative investments such as hedge funds, private equity, and fund of funds continue to be of strong interest among the investment community. As these investment strategies have become increasingly complex, fund managers have continued to devote more time and resources towards developing best practice operations to support the actual trade processing, fund accounting, and back-office mechanics that allow these strategies to function. Representative of this operational growth, estimates have indicated that fund managers have seen increased operating budgets of 30% or more in recent years. In today’s highly regulated environment, alternative investment managers have also increasingly had to integrate rigorous compliance and cybersecurity oversight into fund operations. Additionally, with recent advances in artificial intelligence and big data analysis, fund managers are devoting larger portions of their information technology budgets towards realizing technology-based operational efficiencies. Alternative investment fund service providers have also substantially increased their scope and breadth of their operations-related services. Furthermore, investors are increasingly performing deep-dive due diligence on fund manager operations at both fund level and management company levels. This book provides current and practical guidance on the foundations of how alternative investment managers build and manage their operations. While other publications have focused on generalized overviews of historical trading procedures across multiple asset classes, and the technical intricacies of specific legacy operational procedures, Alternative Investment Operations will be the first book to focus on explaining up-to-date information on the specific real-world operational practices actually employed by alternative investment managers. This book will focus on how to actually establish and manage fund operations. Alternative Investment Operations will be an invaluable up-to-date resource for fund managers and their operations personnel as well as investors and service providers on the implementation and management of best practice operations.