The Many Aspects of Market Integrity

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Publisher :
ISBN 13 : 9781921875038
Total Pages : 134 pages
Book Rating : 4.8/5 (75 download)

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Book Synopsis The Many Aspects of Market Integrity by : Juliette Overland

Download or read book The Many Aspects of Market Integrity written by Juliette Overland and published by . This book was released on 2010 with total page 134 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book brings together a number of experts to explore a variety of topics relating to market integrity relevant to the present debate . including rumour-mongering, regulatory mechanisms, remedies for investors, insider trading, short selling and continuous disclosure.

Market Integrity

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Publisher : Springer
ISBN 13 : 3030028712
Total Pages : 102 pages
Book Rating : 4.0/5 (3 download)

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Book Synopsis Market Integrity by : Robert A. Schwartz

Download or read book Market Integrity written by Robert A. Schwartz and published by Springer. This book was released on 2019-04-11 with total page 102 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores the integrity of equity markets, addressing such issues as the exchange vs. customer perspective on price discovery and the ways market participants deal with key regulatory concerns. Do market practitioners pass the integrity test? How does “market integrity” play out globally? What is the overall veracity of the marketplace? These are some of the key questions considered in this volume from the viewpoints of traders, economists, financial market strategists and exchange representative. Titled after the Baruch College Financial Markets Conference, Market Integrity: Do Our Equity Markets Pass the Test?, this book is of interest to market practitioners, trading professionals, academics and students in the field of financial markets. The Zicklin School of Business Financial Markets Series presents the insights emerging from a sequence of conferences hosted by the Zicklin School at Baruch College for industry professionals, regulators and scholars. Much more than historical documents, the transcripts from the conferences are edited for clarity, perspective and context; material and comments from subsequent interviews with the panelists and speakers are integrated for a complete thematic presentation. Each book is focused on a well-delineated topic, but all deliver broader insights into the quality and efficiency of the U.S. equity markets and the dynamic forces changing them.

Financial System Abuse, Financial Crime and Money Laundering - Background Paper

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Author :
Publisher : International Monetary Fund
ISBN 13 : 1498328105
Total Pages : 42 pages
Book Rating : 4.4/5 (983 download)

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Book Synopsis Financial System Abuse, Financial Crime and Money Laundering - Background Paper by : International Monetary Fund. Policy Development and Review Dept.

Download or read book Financial System Abuse, Financial Crime and Money Laundering - Background Paper written by International Monetary Fund. Policy Development and Review Dept. and published by International Monetary Fund. This book was released on 2001-12-02 with total page 42 pages. Available in PDF, EPUB and Kindle. Book excerpt: NULL

Integrity in Business

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Publisher : CRC Press
ISBN 13 : 1317115147
Total Pages : 135 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Integrity in Business by : Frank Holder

Download or read book Integrity in Business written by Frank Holder and published by CRC Press. This book was released on 2016-05-23 with total page 135 pages. Available in PDF, EPUB and Kindle. Book excerpt: Business integrity is rarely a matter of straight-forward rules. As the nature and geography of business transactions become more complex, managers are required to make judgements and to tackle new ethical dilemmas that are often local and situational. Integrity in Business explores the complex nature of integrity and business and illustrates how organizations have avoided major setbacks to their reputations and value by encouraging integrity. It also examines those organizations that have failed or experienced serious reputational damage due to lack of preparation, lack of transparency and lack of leadership. Frank Holder analyzes how transparency and integrity depend on a state of balance in competition and knowing who you are doing business with. He explains the significance of leadership awareness which, whilst now global, is alert to the need to establish integrity in local markets. Using his research from a review of significant fraud cases, legislative mandates and governmental and nongovernmental initiatives over the past 15 years, the author provides a rigorous and sophisticated guide to understanding and adopting an holistic business integrity strategy- one which has a realistic chance of protecting your organization from the kind of catastrophic loss or reputational damage that can easily be the result of an error of judgement in a world that is increasingly connected and driven by instant and social media.

Futures Trading Practices Act of 1991--S. 207

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Publisher :
ISBN 13 :
Total Pages : 868 pages
Book Rating : 4.:/5 (319 download)

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Book Synopsis Futures Trading Practices Act of 1991--S. 207 by : United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry

Download or read book Futures Trading Practices Act of 1991--S. 207 written by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry and published by . This book was released on 1991 with total page 868 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Model Rules of Professional Conduct

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Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

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Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

FinTech

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Publisher : Edward Elgar Publishing
ISBN 13 : 1035314754
Total Pages : 719 pages
Book Rating : 4.0/5 (353 download)

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Book Synopsis FinTech by : Jelena Madir

Download or read book FinTech written by Jelena Madir and published by Edward Elgar Publishing. This book was released on 2024-05-02 with total page 719 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fully revised and updated third edition provides a practical examination of legal and regulatory issues in FinTech, a sector whose rapid rise in recent years has produced opportunities for innovation but has also raised new challenges. Featuring insights from over 40 experts from 10 countries, this book analyses the statutory aspects of technology-enabled developments in banking and considers the impact these changes will have on the legal profession.

Financial Market Regulation and Reforms in Emerging Markets

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Publisher : Brookings Institution Press
ISBN 13 : 0815704895
Total Pages : 441 pages
Book Rating : 4.8/5 (157 download)

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Book Synopsis Financial Market Regulation and Reforms in Emerging Markets by : Masahiro Kawai

Download or read book Financial Market Regulation and Reforms in Emerging Markets written by Masahiro Kawai and published by Brookings Institution Press. This book was released on 2011 with total page 441 pages. Available in PDF, EPUB and Kindle. Book excerpt: "In the wake of the global financial crisis that began in 2008, offers a systematic overview of recent developments in regulatory frameworks in advanced and emerging-market countries, outlining challenges to improving regulation, markets, and access in developing economies"--Provided by publisher.

Intentional Integrity

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Publisher : St. Martin's Press
ISBN 13 : 1250270812
Total Pages : 227 pages
Book Rating : 4.2/5 (52 download)

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Book Synopsis Intentional Integrity by : Robert Chesnut

Download or read book Intentional Integrity written by Robert Chesnut and published by St. Martin's Press. This book was released on 2020-07-28 with total page 227 pages. Available in PDF, EPUB and Kindle. Book excerpt: Silicon Valley expert Robert Chesnut shows that companies that do not think seriously about a crucial element of corporate culture—integrity—are destined to fail. “Show of hands—who in this group has integrity?” It’s with this direct and often uncomfortable question that Robert Chesnut, General Counsel of Airbnb, begins every presentation to new employees. Defining integrity is difficult. Once understood as “telling the truth and keeping your word,” it was about following not just the letter but the spirit of the law. But in a moment when workplaces are becoming more diverse, global, and connected, silence about integrity creates ambiguities about right and wrong that make everyone uncertain, opening the door for the minority of people to rationalize selfish behavior. Trust in most traditional institutions is down—government, religious organizations, and higher education—and there’s a dark cloud hovering over technology. But this is precisely where companies come in; as peoples’ faith in establishments deteriorates, they’re turning to their employer for stability. In Intentional Integrity, Chesnut offers a six-step process for leaders to foster and manage a culture of integrity at work. He explains the rationale and legal context for the ethics and practices, and presents scenarios to illuminate the nuances of thinking deeply and objectively about workplace culture. We will always need governments to manage defense, infrastructure, and basic societal functions. But, Chesnut argues, the private sector has the responsibility to use sensitivity and flexibility to make broader progress—if they act with integrity. "Rob is an insider who's combined doing good with doing business well in two iconic Silicon Valley companies. His book contains smart, practical advice for anyone looking to do good and do well.” —Reid Hoffman, co-founder of LinkedIn and author of Blitzscaling

Fintech and the Remaking of Financial Institutions

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Publisher : Academic Press
ISBN 13 : 0128134984
Total Pages : 388 pages
Book Rating : 4.1/5 (281 download)

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Book Synopsis Fintech and the Remaking of Financial Institutions by : John Hill

Download or read book Fintech and the Remaking of Financial Institutions written by John Hill and published by Academic Press. This book was released on 2018-05-17 with total page 388 pages. Available in PDF, EPUB and Kindle. Book excerpt: FinTech and the Remaking of Financial Institutions explores the transformative potential of new entrants and innovations on business models. In its survey and analysis of FinTech, the book addresses current and future states of money and banking. It provides broad contexts for understanding financial services, products, technology, regulations and social considerations. The book shows how FinTech has evolved and will drive the future of financial services, while other FinTech books concentrate on particular solutions and adopt perspectives of individual users, companies and investors. It sheds new light on disruption, innovation and opportunity by placing the financial technology revolution in larger contexts. Presents case studies that depict the problems, solutions and opportunities associated with FinTech Provides global coverage of FinTech ventures and regulatory guidelines Analyzes FinTech’s social aspects and its potential for spreading to new areas in banking Sheds new light on disruption, innovation and opportunity by placing the financial technology revolution in larger contexts

The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure

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Publisher :
ISBN 13 :
Total Pages : 230 pages
Book Rating : 4.:/5 (3 download)

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Book Synopsis The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure by : United States. Department of the Treasury

Download or read book The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure written by United States. Department of the Treasury and published by . This book was released on 2008 with total page 230 pages. Available in PDF, EPUB and Kindle. Book excerpt: In this report, Treasury presents a series of "short-term" and "intermediate-term" recommendations that could immediately improve and reform the U.S. regulatory structure. The short-term recommendations focus on taking action now to improve regulatory coordination and oversight in the wake of recent events in the credit and mortgage markets. The intermediate recommendations focus on eliminating some of the duplication of the U.S. regulatory system, but more importantly try to modernize the regulatory structure applicable to certain sectors in the financial services industry (banking, insurance, securities, and futures) within the current framework.

The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure

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Author :
Publisher : United States Department of the Treasury
ISBN 13 :
Total Pages : 230 pages
Book Rating : 4./5 ( download)

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Book Synopsis The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure by :

Download or read book The Department of the Treasury Blueprint for a Modernized Financial Regulatory Structure written by and published by United States Department of the Treasury. This book was released on 2008-06-24 with total page 230 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presents a series of “short-term” and “intermediate-term” recommendations that could immediately improve and reform the U.S. regulatory structure. The short-term recommendations focus on taking action now to improve regulatory coordination and oversight in the wake of recent events in the credit and mortgage markets. The intermediate recommendations focus on eliminating some of the duplication of the U.S. regulatory system, but more importantly try to modernize the regulatory structure applicable to the banking, insurance, securities, and futures industries.

Misleading Silence

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509929274
Total Pages : 424 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Misleading Silence by : Elise Bant

Download or read book Misleading Silence written by Elise Bant and published by Bloomsbury Publishing. This book was released on 2020-10-29 with total page 424 pages. Available in PDF, EPUB and Kindle. Book excerpt: This collection brings together a team of outstanding scholars from across the common law world to explore the treatment of misleading silence in private law doctrine and theory. Whereas previous studies have been contractual in focus, here the topic is explored from across the full spectrum of private law. Its approach encompasses equitable and common law principles, as well as taking an integrated approach to key statutory regimes. The highly original contributions draw on rich theoretical, historical, comparative, cross-disciplinary and doctrinal perspectives. This is truly a landmark publication in private law, with no counterpart in the common law world. Contributors: Professor Elise Bant, Professor Jeannie Paterson, Professor Rick Bigwood; Professor Michael Bryan; Professor John Cartwright; Professor Mindy Chen-Wishart; Professor Simone Degeling; Professor Pamela Hanrahan; Professor Luke Harding; Professor Matthew Harding; Professor Catharine MacMillan; Professor Hector MacQueen; Professor Donna Nagy; Justice Andrew Phang; Professor Pauline Ridge; Professor Andrew Robertson; Ms Anna Williams.

Moving Beyond Modern Portfolio Theory

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Publisher : Routledge
ISBN 13 : 100037615X
Total Pages : 175 pages
Book Rating : 4.0/5 (3 download)

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Book Synopsis Moving Beyond Modern Portfolio Theory by : Jon Lukomnik

Download or read book Moving Beyond Modern Portfolio Theory written by Jon Lukomnik and published by Routledge. This book was released on 2021-04-29 with total page 175 pages. Available in PDF, EPUB and Kindle. Book excerpt: Moving Beyond Modern Portfolio Theory: Investing That Matters tells the story of how Modern Portfolio Theory (MPT) revolutionized the investing world and the real economy, but is now showing its age. MPT has no mechanism to understand its impacts on the environmental, social and financial systems, nor any tools for investors to mitigate the havoc that systemic risks can wreck on their portfolios. It’s time for MPT to evolve. The authors propose a new imperative to improve finance’s ability to fulfil its twin main purposes: providing adequate returns to individuals and directing capital to where it is needed in the economy. They show how some of the largest investors in the world focus not on picking stocks, but on mitigating systemic risks, such as climate change and a lack of gender diversity, so as to improve the risk/return of the market as a whole, despite current theory saying that should be impossible. "Moving beyond MPT" recognizes the complex relations between investing and the systems on which capital markets rely, "Investing that matters" embraces MPT’s focus on diversification and risk adjusted return, but understands them in the context of the real economy and the total return needs of investors. Whether an investor, an MBA student, a Finance Professor or a sustainability professional, Moving Beyond Modern Portfolio Theory: Investing That Matters is thought-provoking and relevant. Its bold critique shows how the real world already is moving beyond investing orthodoxy.

Report of the Special Study of Securities Markets of the Securities and Exchange Commission

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Publisher :
ISBN 13 :
Total Pages : 626 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Report of the Special Study of Securities Markets of the Securities and Exchange Commission by : United States. Securities and Exchange Commission

Download or read book Report of the Special Study of Securities Markets of the Securities and Exchange Commission written by United States. Securities and Exchange Commission and published by . This book was released on 1964 with total page 626 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Reforming Credit Rating Agencies

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Publisher :
ISBN 13 :
Total Pages : 184 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Reforming Credit Rating Agencies by : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

Download or read book Reforming Credit Rating Agencies written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and published by . This book was released on 2010 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Report of Special Study of Securities Markets of the Securities and Exchange Commission

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Author :
Publisher :
ISBN 13 :
Total Pages : 232 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis Report of Special Study of Securities Markets of the Securities and Exchange Commission by : United States. Securities and Exchange Commission

Download or read book Report of Special Study of Securities Markets of the Securities and Exchange Commission written by United States. Securities and Exchange Commission and published by . This book was released on 1963 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: