U. S. Securities and Exchange Commission Fiscal Year 2012 Agency Financial Report

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Publisher : Createspace Independent Pub
ISBN 13 : 9781481074025
Total Pages : 160 pages
Book Rating : 4.0/5 (74 download)

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Book Synopsis U. S. Securities and Exchange Commission Fiscal Year 2012 Agency Financial Report by : U. s. Government Accountability Office

Download or read book U. S. Securities and Exchange Commission Fiscal Year 2012 Agency Financial Report written by U. s. Government Accountability Office and published by Createspace Independent Pub. This book was released on 2012-11-22 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: GAO found (1) the financial statements are presented fairly, in all material respects, in conformity with U.S. generally accepted accounting principles; (2) the Securities and Exchange Commission (SEC) maintained, in all material respects, effective internal control over financial reporting as of September 30, 2012, although internal control deficiencies exist that merit attention by those charged with governance; and (3) no reportable noncompliance in fiscal year 2012 with provisions of laws and regulations we tested. The Accountability of Tax Dollars Act of 2002 requires that SEC annually prepare and submit audited financial statements to Congress and the Office of Management and Budget. The Securities Exchange Act of 1934, as amended in 2010 by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), requires SEC to annually prepare and submit a complete set of audited financial statements for its Investor Protection Fund (IPF) to Congress. We agreed, under our audit authority, to audit SEC's and IPF's financial statements. Section 963 of the Dodd-Frank Act further requires that (1) SEC annually submit a report to Congress describing management's responsibility for internal control over financial reporting and for assessing the effectiveness of such internal control during the fiscal year; (2) the SEC Chairman and Chief Financial Officer attest to SEC's report; and (3) GAO attest to and report on the assessment made by SEC. Accordingly, this report also includes our reporting in response to the requirement under the Dodd-Frank Act.

U. S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report

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Publisher :
ISBN 13 : 9781457841866
Total Pages : 155 pages
Book Rating : 4.8/5 (418 download)

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Book Synopsis U. S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report by : Mary L. Schapiro

Download or read book U. S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report written by Mary L. Schapiro and published by . This book was released on 2013-01-05 with total page 155 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Fiscal Year 2012 Budget for the Securities and Exchange Commission

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ISBN 13 :
Total Pages : 48 pages
Book Rating : 4.:/5 (318 download)

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Book Synopsis The Fiscal Year 2012 Budget for the Securities and Exchange Commission by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment

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The Intuitive Investor

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Publisher : SelectBooks, Inc.
ISBN 13 : 1590792416
Total Pages : 434 pages
Book Rating : 4.5/5 (97 download)

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Appendix, Budget of the United States Government, Fiscal Year 2012

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Publisher : Government Printing Office
ISBN 13 : 9780160880063
Total Pages : 1370 pages
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Book Synopsis Appendix, Budget of the United States Government, Fiscal Year 2012 by : Office of Management and Budget (U.S.)

Download or read book Appendix, Budget of the United States Government, Fiscal Year 2012 written by Office of Management and Budget (U.S.) and published by Government Printing Office. This book was released on 2011-02-14 with total page 1370 pages. Available in PDF, EPUB and Kindle. Book excerpt: Contains detailed information on the various appropriations and funds that constitute the budget and is designed primarily for the use of the Appropriations Committee. The Appendix contains more detailed financial information on individual programs and appropriation accounts than any of the other budget documents. It includes for each agency: the proposed text of appropriations language, budget schedules for each account, new legislative proposals, and explanations of the work to be performed and the funds needed, and proposed general provisions applicable to the appropriations of entire agencies or group of agencies. Information is also provided on certain activities whose outlays are not part of the budget totals.

Financial Services and General Government Appropriations for Fiscal Year 2012

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ISBN 13 :
Total Pages : 264 pages
Book Rating : 4.:/5 (319 download)

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Book Synopsis Financial Services and General Government Appropriations for Fiscal Year 2012 by : United States. Congress. Senate. Committee on Appropriations. Subcommittee on Financial Services and General Government

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Financial Services and General Government Appropriations for 2014

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ISBN 13 :
Total Pages : 866 pages
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SEC Docket

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ISBN 13 :
Total Pages : 728 pages
Book Rating : 4.3/5 (243 download)

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Fiscal Year 2013 Appendix, Budget of the U.S. Government

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Publisher : Government Printing Office
ISBN 13 :
Total Pages : 1486 pages
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The Budget of the United States Government

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ISBN 13 :
Total Pages : 1384 pages
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Congressional Record

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ISBN 13 :
Total Pages : 1488 pages
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Public Statutes at Large of the United States of America

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ISBN 13 :
Total Pages : 1190 pages
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United States Statutes at Large

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ISBN 13 :
Total Pages : 1194 pages
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United States Statutes at Large

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ISBN 13 :
Total Pages : 1190 pages
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United States Code

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Total Pages : 1392 pages
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Dodd-Frank Wall Street Reform and Consumer Protection Act

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ISBN 13 :
Total Pages : 904 pages
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Federal Register

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ISBN 13 :
Total Pages : 188 pages
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Download or read book Federal Register written by and published by . This book was released on 2014-02 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt: