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Author : Ralph S. Janvey
Publisher :
ISBN 13 : 9780791312186
Total Pages : pages
Book Rating : 4.3/5 (121 download)
Download or read book Regulation of the Securities and Commodities Markets written by Ralph S. Janvey and published by . This book was released on 1992-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip McBride Johnson
Publisher : Wolters Kluwer
ISBN 13 : 0735533369
Total Pages : 663 pages
Book Rating : 4.7/5 (355 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author : United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises
Publisher :
ISBN 13 :
Total Pages : 398 pages
Book Rating : 4.F/5 ( download)
Download or read book H.R. 718, Markets and Trading Reorganization and Reform Act of 1995 written by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises and published by . This book was released on 1995 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 128 pages
Book Rating : 4.:/5 (31 download)
Download or read book Securities and Futures written by United States. General Accounting Office and published by . This book was released on 1986 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : CCH Incorporated
Publisher : Wolters Kluwer
ISBN 13 : 0808021575
Total Pages : 3 pages
Book Rating : 4.8/5 (8 download)
Download or read book Commodity Exchange Act written by CCH Incorporated and published by Wolters Kluwer. This book was released on 2009-04-01 with total page 3 pages. Available in PDF, EPUB and Kindle. Book excerpt: This year's edition of the Commodity Exchange Act, Regulations & Forms contains the full text of the Commodity Exchange Act and all amendments as of March 2009. This book also includes the rules, regulations and forms of the Commodity Futures Trading Commission . The source material is compiled from the CCH Commodity Futures Law Reporter . The 2009 Edition includes revisions of federal speculative position limits a risk management exemption from federal speculative position limits revocation of the regulation regarding quarterly reporting requirements for foreign futures and foreign options transactions an increase in CFTC oversight of Exempt Commercial Market
Author : Jerry W. Markham
Publisher : Clark Boardman Callaghan
ISBN 13 : 9780876325520
Total Pages : 0 pages
Book Rating : 4.3/5 (255 download)
Download or read book Commodities Regulation written by Jerry W. Markham and published by Clark Boardman Callaghan. This book was released on 1987 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Author : Marek Dubovec
Publisher : Edward Elgar Publishing
ISBN 13 : 1782549021
Total Pages : 251 pages
Book Rating : 4.7/5 (825 download)
Download or read book The Law of Securities, Commodities and Bank Accounts written by Marek Dubovec and published by Edward Elgar Publishing. This book was released on 2014-04-25 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author : Anthony Saunders
Publisher : Beard Books
ISBN 13 : 1587982056
Total Pages : 210 pages
Book Rating : 4.5/5 (879 download)
Download or read book Technology and the Regulation of Financial Markets written by Anthony Saunders and published by Beard Books. This book was released on 2003 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a reprint of a previously published work. It deals with how emerging technologies have affected financial markets and their regualtion.
Author : Philip McBride Johnson
Publisher :
ISBN 13 :
Total Pages : 212 pages
Book Rating : 4.:/5 (319 download)
Download or read book Commodities Regulation written by Philip McBride Johnson and published by . This book was released on 1989 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States
Publisher :
ISBN 13 :
Total Pages : 376 pages
Book Rating : 4.F/5 ( download)
Download or read book H.R. 718, Markets and Trading Reorganization and Reform Act of 1995 written by United States and published by . This book was released on 1995 with total page 376 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Gary E. Kalbaugh
Publisher :
ISBN 13 : 9781531004156
Total Pages : 698 pages
Book Rating : 4.0/5 (41 download)
Download or read book Derivatives Law and Regulation written by Gary E. Kalbaugh and published by . This book was released on 2018-05-27 with total page 698 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 280 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities, Commodities, & Banking written by and published by . This book was released on 1998 with total page 280 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Commodity Futures Trading Commission (CFTC) Staff
Publisher : National Archives and Records Administration
ISBN 13 : 9780160738548
Total Pages : 689 pages
Book Rating : 4.7/5 (385 download)
Download or read book Code of Federal Regulations written by Commodity Futures Trading Commission (CFTC) Staff and published by National Archives and Records Administration. This book was released on 2005-05 with total page 689 pages. Available in PDF, EPUB and Kindle. Book excerpt: Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission, the Securities and Exchange Commission, and the Department of the Treasury.
Author : Franklin R. Edwards
Publisher : Springer Science & Business Media
ISBN 13 : 9400921934
Total Pages : 201 pages
Book Rating : 4.4/5 (9 download)
Download or read book Regulatory Reform of Stock and Futures Markets written by Franklin R. Edwards and published by Springer Science & Business Media. This book was released on 2012-12-06 with total page 201 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Office of the Federal Register (U.S.) Staff
Publisher : Government Printing Office
ISBN 13 : 9780160907029
Total Pages : 844 pages
Book Rating : 4.9/5 (7 download)
Download or read book Code of Federal Regulations, Title 17, Commodity and Securities Exchanges, PT. 200-239, Revised as of April 1, 2012 written by Office of the Federal Register (U.S.) Staff and published by Government Printing Office. This book was released on 2012-08-09 with total page 844 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jerry W. Markham
Publisher : Clark Boardman Callaghan
ISBN 13 : 9780876325520
Total Pages : 0 pages
Book Rating : 4.3/5 (255 download)
Download or read book Commodities Regulation written by Jerry W. Markham and published by Clark Boardman Callaghan. This book was released on 1987 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Author : Martin Liebi
Publisher : Oxford University Press, USA
ISBN 13 : 9780198799962
Total Pages : 416 pages
Book Rating : 4.7/5 (999 download)
Download or read book Regulation of Commodities Trading written by Martin Liebi and published by Oxford University Press, USA. This book was released on 2019-11-07 with total page 416 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is the first to draw together the numerous different regulations which affect how commodities are traded in the EU. Having long been a largely deregulated industry, intense scrutiny in the aftermath of the global financial crisis has left commodities trading subject to a raft of harmonized regulations, many of which have yet to be finalized. Regulation of both the physical and the financial commodities markets is undergoing significant change and participants and their advisors are struggling to understand the changes in each jurisdiction as well as the cross-border implications. The book pulls together these various pieces of EU legislation and examines how they influence the way that commodities are traded in Europe. It also provides coverage of regulation at domestic level in key jurisdictions active in the marketplace, namely the UK, USA, Switzerland, and Singapore. Divided into eight sections, the book includes analysis of the commodities trading houses (including their motives and methods), the main trading venues, trading practices, and potential illicit practices and market abuses. Each section has a detailed transnational component in which the position in each specific jurisdiction is explained, drawing parallels and setting out the differences between these countries. This extremely topical publication is an essential reference work for all those advising on or researching the increasingly complex and globalized field of commodities trading.
