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Author : fi360
Publisher :
ISBN 13 : 9780989049054
Total Pages : pages
Book Rating : 4.0/5 (49 download)
Download or read book Prudent Practices for Investment Managers written by fi360 and published by . This book was released on 2013-04-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796617
Total Pages : 80 pages
Book Rating : 4.7/5 (966 download)
Download or read book Prudent Practices for Investment Advisors written by Fiduciary360 and published by . This book was released on 2006-01-01 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book defines a prudent investment process for Investment Advisors--professionals who provide comprehensive and continuous investment advice including financial advisors, broker-consultants, investment consultants, wealth managers, financial consultants, trust officers, and financial planners.
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796600
Total Pages : 56 pages
Book Rating : 4.7/5 (966 download)
Download or read book Prudent Practices for Investment Stewards written by Fiduciary360 and published by . This book was released on 2006 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book details a prudent investment process for Investment Stewards--persons who have the legal responsibility for managing someone else's money, including trustees and investment committee members. It is used in conjunction with Fiduciary360's training programs in fiduciary responsibility.
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796624
Total Pages : 40 pages
Book Rating : 4.7/5 (966 download)
Download or read book Prudent Practices for Investment Managers written by Fiduciary360 and published by . This book was released on 2006 with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book defines a prudent investment process for Investment Managers--organizations that manage separate accounts, mutual funds, unit trusts, and commingled trusts. It is used in conjunction with Fiduciary360's training classes in fiduciary responsibility and as a guide for performing fiduciary assessments.
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796631
Total Pages : pages
Book Rating : 4.7/5 (966 download)
Download or read book Prudent Practices for Investment Stewards and Investment Advisors ,Worldwide Edition written by Fiduciary360 and published by . This book was released on 2006-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : fi360
Publisher :
ISBN 13 : 9780989049009
Total Pages : pages
Book Rating : 4.0/5 (49 download)
Download or read book Prudent Practices for Investment Advisors written by fi360 and published by . This book was released on 2013-04-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 60 pages
Book Rating : 4.:/5 (13 download)
Download or read book Prudent Practices for Investment Stewards written by and published by . This book was released on 2008 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796662
Total Pages : pages
Book Rating : 4.7/5 (966 download)
Download or read book Self-Assessment of Fiduciary Excellence (SAFE) for Investment Advisors (U. S. Edition) written by Fiduciary360 and published by . This book was released on 2006-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: A questionnaire based on the Prudent Practices for Investment Advisors handbook. Used to analyze how well an organization meets a defined global fiduciary standard of excellence.
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796679
Total Pages : pages
Book Rating : 4.7/5 (966 download)
Download or read book Self-Assessment of Fiduciary Excellence (SAFE) for Investment Managers (Worldwide Edition) written by Fiduciary360 and published by . This book was released on 2006-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: A questionnaire based on the Prudent Practices for Investment Managers handbook. Used to analyze how well an Advisor meets a defined global fiduciary standard of excellence.
Author : Foundation for Fiduciary Studies
Publisher :
ISBN 13 : 9780972873901
Total Pages : 46 pages
Book Rating : 4.8/5 (739 download)
Download or read book Prudent Investment Practices written by Foundation for Fiduciary Studies and published by . This book was released on 2003-04 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: The primary purpose of this handbook is to outline the Practices that define a prudent process for investment fiduciaries. It is intended to be a reference guide for knowledgeable investment decision-makers, as opposed to a "how to" manual for persons who are not familiar with basic investment management procedures.
Author : fi360
Publisher :
ISBN 13 : 9780989049016
Total Pages : pages
Book Rating : 4.0/5 (49 download)
Download or read book Prudent Practices for Investment Stewards written by fi360 and published by . This book was released on 2013-04-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Tim Hatton
Publisher : Bloomberg Press
ISBN 13 : 1576601838
Total Pages : 192 pages
Book Rating : 4.5/5 (766 download)
Download or read book The New Fiduciary Standard written by Tim Hatton and published by Bloomberg Press. This book was released on 2005-05-01 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial advisers, trustees, and plan sponsors—in fact, anyone who provides investment advice—may be held to a fiduciary standard of care for the financial well-being of their clients, beneficiaries, or employees. Accountants, attorneys, and wealth managers all need to know about these responsibilities. But what, exactly, is meant by the term fiduciary standard? What must advisers do to be sure their procedures meet legal and ethical standards? This book identifies the 27 Prudent Practices, organized under the Five Steps, that were developed by the Foundation for Fiduciary Studies—measures that professionals can take to demonstrate that they accept, understand, and are fulfilling the role of a fiduciary. Financial advisers and others offering investment advice will add meaningful value to their practice and show tangible evidence of what sets them apart from the pack. Attorneys, CPAs, and others serving as trustees will possess the knowledge to determine whether or not their clients’ investment portfolios are being managed appropriately. Plan sponsors will know what to look for in selecting investment consultants and in giving employees the disclosures and information they need. The most far-reaching trend in the financial-advisory business today is the move toward a fiduciary standard of care. This book establishes for the industry a credible investment-decision process that will meet the growing expectations of investors and regulators for integrity, transparency, and disclosure of fees and conflicts that affect their returns.
Author : James P. Owen
Publisher : Irwin Professional Publishing
ISBN 13 : 9781557384904
Total Pages : 218 pages
Book Rating : 4.3/5 (849 download)
Download or read book The Prudent Investor written by James P. Owen and published by Irwin Professional Publishing. This book was released on 1993-03 with total page 218 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is not for the do-it-yourself investor or the amateur speculator, but for the serious investor seeking a professional investment approach to money management. This bestselling guide explores all the variables critical to the orchestration of a successful investment program.
Author : Harvey E. Bines
Publisher : Wolters Kluwer
ISBN 13 : 0735530483
Total Pages : 968 pages
Book Rating : 4.7/5 (355 download)
Download or read book Investment Management Law and Regulation written by Harvey E. Bines and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt: In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796655
Total Pages : pages
Book Rating : 4.7/5 (966 download)
Download or read book Self-Assessment of Fiduciary Excellence (SAFE) for Investment Stewards written by Fiduciary360 and published by . This book was released on 2006 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: A questionnaire based on the handbook Prudent Practices for Investment Stewards. Used to determine how well a Steward's organization is following the practices.
Author : Bevis Longstreth
Publisher : Oxford University Press
ISBN 13 : 0195364694
Total Pages : 292 pages
Book Rating : 4.1/5 (953 download)
Download or read book Modern Investment Management and the Prudent Man Rule written by Bevis Longstreth and published by Oxford University Press. This book was released on 1987-01-08 with total page 292 pages. Available in PDF, EPUB and Kindle. Book excerpt: In recent years the field of finance has exploded with innovation. New products, services and techniques abound. The risks of inflation, the volatility of interest rates, the deregulation of financial intermediaries and the unbundling of financial services have combined to present investment managers with challenges and opportunities far greater than in the past. For trustees and managers of pension, trust, endowment, and similar funds, the task of meeting the challenges and exploiting the opportunities is much more difficult. These fiduciaries must measure their investment decisions against constrained interpretations of a legal standard--the prudent man rule--that have caused it to lag far behind changes in investment theory and the marketplace. Drawing on financial history, a major opinion survey of institutional investors, and comprehensive reviews of the law and of the lessons of modern portfolio theory for prudence, this book presents a powerful case that the prudent man rule as elaborated in legal treatises and much of the case law would virtually compel a fiduciary to act imprudently in terms of financial theory and marketplace reality. In proposing a modern paradigm of investment prudence, the book uses illustrations drawn from such traditionally suspect categories of investment fiduciaries as securities lending, real estate, venture capital, options and futures and repurchaser agreements. An unusual examination of the interaction of the worlds of law and finance, this work will be of interest to fiduciaries who are subject to some from of prudent man rule and all others, including judges, lawyers and investment managers, who are called upon to interpret and apply that legal standard.
Author : Rocco DiBruno
Publisher : John Wiley & Sons
ISBN 13 : 1118538706
Total Pages : 128 pages
Book Rating : 4.1/5 (185 download)
Download or read book Best Practices for Investment Committees written by Rocco DiBruno and published by John Wiley & Sons. This book was released on 2015-12-28 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt: An indispensable guide to avoiding the legal and financialpitfalls and of retirement plan investment While it has always been true that a well-staffed and managedinvestment committee is key to the success of a corporateretirement plan, in today’s increasingly complex andlitigious world it is also a matter of survival. But whatconstitutes a prudent investment committee selection and operatingprocess? How should a committee be selected and governed? How muchreliance should a committee place on outside consultants? Writtenby an author with extensive, in-the-trenches experience, this bookprovides complete answers to these and all vital questionsconcerning the creation, staffing and management of a highly-adeptinvestment committee, along with expert advice and guidance onserving on an investment committee and ensuring that your 401(K)investment program is sound, efficient and in completecompliance. Offers expert advice and guidance on how to servesuccessfully on an investment committee, facilitate effectivemanagement, design and implement a robust investment policy andmuch more Packed with sample documents, forms, templates, checklists,diagrams and other valuable, ready-to-use resources Features numerous real-world examples drawn from theauthor’s years of experience as an accreditedinvestment
