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Author : Jerold S. Solovy
Publisher :
ISBN 13 :
Total Pages : 71 pages
Book Rating : 4.:/5 (2 download)
Download or read book Potential Liability of Attorneys in Securities Transactions written by Jerold S. Solovy and published by . This book was released on 1989 with total page 71 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert J. Haft
Publisher :
ISBN 13 :
Total Pages : 568 pages
Book Rating : 4.3/5 ( download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by Robert J. Haft and published by . This book was released on 2009 with total page 568 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : Robert J. Haft
Publisher :
ISBN 13 : 9780314821089
Total Pages : pages
Book Rating : 4.8/5 (21 download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by Robert J. Haft and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 : 9780314604743
Total Pages : pages
Book Rating : 4.6/5 (47 download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by and published by . This book was released on 2011 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Minimize liability for securities transactions with this compact volume containing detailed, practical advice needed for ensuring compliance with all securities laws and regulations. Attorneys usually advise clients and prepare disclosure documents, contracts, and closing documents; handle the closing itself; and, sometimes, handle the preparation and issuance of formal legal opinions. Accountants may assist in the preparation (or limited review) of projections or of unaudited financial statements, but their principal role is to certify the financial statements. Significant and substantial liabilities may arise in connection with these various tasks. The book is principally organized around the different provisions of substantive law.
Author : Robert J. Haft
Publisher : West Group Publishing
ISBN 13 : 9780876328781
Total Pages : pages
Book Rating : 4.3/5 (287 download)
Download or read book Liability of Attorney's and Accountants in Securities and Transactions written by Robert J. Haft and published by West Group Publishing. This book was released on 1992-10 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Susan D. Sawtelle
Publisher : DIANE Publishing
ISBN 13 : 1437989357
Total Pages : 47 pages
Book Rating : 4.4/5 (379 download)
Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Virginia Davis Nordin
Publisher :
ISBN 13 :
Total Pages : 244 pages
Book Rating : 4.:/5 (766 download)
Download or read book Emerging Federal Securities Law written by Virginia Davis Nordin and published by . This book was released on 1969 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas Lee Hazen
Publisher : West Group Publishing
ISBN 13 :
Total Pages : 632 pages
Book Rating : 4.F/5 ( download)
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2005 with total page 632 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jeffrey M. Smith
Publisher :
ISBN 13 :
Total Pages : 162 pages
Book Rating : 4.F/5 ( download)
Download or read book Preventing Legal Malpractice written by Jeffrey M. Smith and published by . This book was released on 1981 with total page 162 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles J. Johnson
Publisher :
ISBN 13 :
Total Pages : 1154 pages
Book Rating : 4.F/5 ( download)
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Author : William Savitt
Publisher :
ISBN 13 : 9781910813645
Total Pages : 310 pages
Book Rating : 4.8/5 (136 download)
Download or read book The Securities Litigation Review written by William Savitt and published by . This book was released on 2017 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Douglas Fee
Publisher :
ISBN 13 :
Total Pages : 52 pages
Book Rating : 4.:/5 (89 download)
Download or read book Director Liability in Agricultural Cooperatives written by Douglas Fee and published by . This book was released on 1984 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Department of Justice
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (191 download)
Download or read book United States Attorneys' Manual written by United States. Department of Justice and published by . This book was released on 1988 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 : 9781402400896
Total Pages : 782 pages
Book Rating : 4.4/5 (8 download)
Download or read book Contests for Corporate Control written by and published by . This book was released on 2002 with total page 782 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States Sentencing Commission
Publisher :
ISBN 13 :
Total Pages : 556 pages
Book Rating : 4.3/5 (91 download)
Download or read book Guidelines Manual written by United States Sentencing Commission and published by . This book was released on 1988 with total page 556 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John C. Coffee
Publisher : Oxford University Press, USA
ISBN 13 : 0199288097
Total Pages : 398 pages
Book Rating : 4.1/5 (992 download)
Download or read book Gatekeepers written by John C. Coffee and published by Oxford University Press, USA. This book was released on 2006-06 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: John Coffee traces the evolution of the four main gatekeeping professions: auditors, lawyers, securities analysts and credit-rating agencies, in the wake of corporate governance disasters, such as Enron and WorldCom.
