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Author : George E. Greer
Publisher :
ISBN 13 : 9781617469626
Total Pages : 67 pages
Book Rating : 4.4/5 (696 download)
Download or read book Federal Securities Law Liability of Underwriters, Accountants and Attorneys written by George E. Greer and published by . This book was released on 2014 with total page 67 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert J. Haft
Publisher :
ISBN 13 :
Total Pages : 568 pages
Book Rating : 4.3/5 ( download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by Robert J. Haft and published by . This book was released on 2009 with total page 568 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robert J. Haft
Publisher :
ISBN 13 : 9780314821089
Total Pages : pages
Book Rating : 4.8/5 (21 download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by Robert J. Haft and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 : 9780314604743
Total Pages : pages
Book Rating : 4.6/5 (47 download)
Download or read book Liability of Attorneys and Accountants for Securities Transactions written by and published by . This book was released on 2011 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Minimize liability for securities transactions with this compact volume containing detailed, practical advice needed for ensuring compliance with all securities laws and regulations. Attorneys usually advise clients and prepare disclosure documents, contracts, and closing documents; handle the closing itself; and, sometimes, handle the preparation and issuance of formal legal opinions. Accountants may assist in the preparation (or limited review) of projections or of unaudited financial statements, but their principal role is to certify the financial statements. Significant and substantial liabilities may arise in connection with these various tasks. The book is principally organized around the different provisions of substantive law.
Author : American Bar Association. Committee on Federal Regulation of Securities. Fall meeting
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (548 download)
Download or read book Professional Liability Issues for Accountants and Lawyers written by American Bar Association. Committee on Federal Regulation of Securities. Fall meeting and published by . This book was released on 1993* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : William E. Knepper
Publisher :
ISBN 13 :
Total Pages : 1170 pages
Book Rating : 4.:/5 (43 download)
Download or read book Liability of Corporate Officers and Directors written by William E. Knepper and published by . This book was released on 1978 with total page 1170 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : ALI-ABA Course of Study: Fraud and Fiduciary Duty under the Federal Securities Laws
Publisher :
ISBN 13 :
Total Pages : 728 pages
Book Rating : 4.:/5 (319 download)
Download or read book Fraud and Fiduciary Duty Under the Federal Securities Laws written by ALI-ABA Course of Study: Fraud and Fiduciary Duty under the Federal Securities Laws and published by . This book was released on 1982 with total page 728 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Susan D. Sawtelle
Publisher : DIANE Publishing
ISBN 13 : 1437989357
Total Pages : 47 pages
Book Rating : 4.4/5 (379 download)
Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Carol S. Brosnahan
Publisher :
ISBN 13 :
Total Pages : 394 pages
Book Rating : 4.:/5 (814 download)
Download or read book Liability of Lawyers and Accountants Under the Securities Laws written by Carol S. Brosnahan and published by . This book was released on 1972 with total page 394 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Gary Bishop
Publisher :
ISBN 13 :
Total Pages : 47 pages
Book Rating : 4.:/5 (13 download)
Download or read book A Framework for Analyzing Attorney Liability Under Section 10(b) and Rule 10b-5 written by Gary Bishop and published by . This book was released on 2014 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt: This article analyzes recent developments in the law of secondary party liability under the general antifraud provision of the Securities Exchange Act of 1934, section 10(b), and its corresponding Securities and Exchange Commission rule, Rule 10b-5. The article focuses on a specific type of secondary party, securities lawyers, who make their living representing securities issuers and face a myriad of challenges in doing so. Among those challenges are defrauded investors seeking recovery of their losses from both the issuer of the failed investment securities and from the lawyers who represent the issuer.These securities fraud actions against lawyers raise serious questions about the proper scope of liability under the federal securities laws. The recent developments discussed in the article indicate that the standard for secondary party liability is increasingly becoming one that attorneys acting in the traditional role of adviser and draftsperson to securities issuers will not satisfy.
Author : Douglas L. Hammer
Publisher : American Bar Association
ISBN 13 : 9781590312971
Total Pages : 398 pages
Book Rating : 4.3/5 (129 download)
Download or read book U.S. Regulation of Hedge Funds written by Douglas L. Hammer and published by American Bar Association. This book was released on 2005 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Author : William Savitt
Publisher :
ISBN 13 : 9781910813645
Total Pages : 310 pages
Book Rating : 4.8/5 (136 download)
Download or read book The Securities Litigation Review written by William Savitt and published by . This book was released on 2017 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Peter Gruenberger
Publisher :
ISBN 13 :
Total Pages : 54 pages
Book Rating : 4.:/5 (221 download)
Download or read book Liability of Lawyers Under the Federal Securities Laws written by Peter Gruenberger and published by . This book was released on 1975 with total page 54 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 710 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Underwriting written by and published by . This book was released on 1985 with total page 710 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : CCH Incorporated
Publisher : CCH Incorporated
ISBN 13 : 9780808014041
Total Pages : 400 pages
Book Rating : 4.0/5 (14 download)
Download or read book Responsibilities of Corporate Officers and Directors written by CCH Incorporated and published by CCH Incorporated. This book was released on 2005-11 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: Discussion of federal securities laws and Securities and Exchange Commission rules that impose personal duties and liabilities on public company officers and directors.
Author : Thomas Lee Hazen
Publisher : West Group Publishing
ISBN 13 :
Total Pages : 632 pages
Book Rating : 4.F/5 ( download)
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2005 with total page 632 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles J. Johnson
Publisher :
ISBN 13 :
Total Pages : 1154 pages
Book Rating : 4.F/5 ( download)
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
