Common Issues in Securities Law

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Publisher :
ISBN 13 : 9780314195524
Total Pages : 0 pages
Book Rating : 4.1/5 (955 download)

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Book Synopsis Common Issues in Securities Law by :

Download or read book Common Issues in Securities Law written by and published by . This book was released on 2008 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Common Issues in Securities Law is an authoritative, insider's perspective on best practices for assessing current trends and issues in securities law. Featuring partners and chairs from some of the nation's leading law firms, these experts guide the reader through developing an understanding of key matters in U.S. Securities law, identifying the impact of recent cases, and interacting with government agencies. From implementing proper legal skills and managing client expectations to understanding local and international laws, these experts offer strategies for monitoring client compliance and evaluating state and federal investigations. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an increasingly-enforced area of law.

Securities Regulation

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Publisher : Aspen Publishing
ISBN 13 : 1543838480
Total Pages : 1408 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Securities Regulation by : James D. Cox

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishing. This book was released on 2021-10-31 with total page 1408 pages. Available in PDF, EPUB and Kindle. Book excerpt: Buy a new version of this textbook and receive access to the Connected eBook on CasebookConnect, including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes. Learn more about Connected eBooks. The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Tenth Edition: Developments involving cryptocurrencies and coin offerings Commentary on market developments such as issues arising with the retailization of trading markets The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market Coverage of several developments affecting the SEC’s enforcement powers The SEC’s new rules for proxy advisory services and shareholder proposals Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up-to-date and on the cutting edge

Securities Regulation

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Publisher : Aspen Publishers
ISBN 13 : 9781567065138
Total Pages : 1308 pages
Book Rating : 4.0/5 (651 download)

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Book Synopsis Securities Regulation by : James D. Cox

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishers. This book was released on 1997 with total page 1308 pages. Available in PDF, EPUB and Kindle. Book excerpt: With its modular organization, Cox, Hillman, and Langevoort's second edition is notable for its currency and class-proven pedagogy. This popular casebook builds on the problem approach to provide an intellectually stimulating yet eminently teachable introduction To The field. SECURITIES REGULATION, Second Edition, opens with an engaging chapter that presents the issues in terms of their effect on investors. From this unique starting point, students progress to well-conceived problems that require them to fill the role of judge or lawyer. Timely coverage brings students in direct contact with: mutual funds; a new chapter on Investment Advisers and Investment Companies explores the growth of the industry And The resulting regulatory problems the Private Securities Litigation Reform Act of 1995 today's high tech environment and its implications for regulation contemporary theories and academic literature The problems in SECURITIES REGULATION, Second Edition, are carefully structured to be multi-level, So professors have a point of departure into as much theory as they wish. With this modular casebook, you can select the subjects and topics you wish to cover and sequence them to match your syllabus. Whatever level of depth and detail your course brings To The Securities Act or the Securities Exchange Act, this fully revised casebook will fit your needs.

New Trends and Special Problems Under the Securities Laws

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Publisher :
ISBN 13 :
Total Pages : 110 pages
Book Rating : 4.:/5 (43 download)

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Book Synopsis New Trends and Special Problems Under the Securities Laws by : Henry W. Enberg

Download or read book New Trends and Special Problems Under the Securities Laws written by Henry W. Enberg and published by . This book was released on 1970 with total page 110 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Current Problems in Securities Law

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ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (763 download)

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Book Synopsis Current Problems in Securities Law by : University of Denver. College of Law

Download or read book Current Problems in Securities Law written by University of Denver. College of Law and published by . This book was released on 1975 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Corporate Finance and the Securities Laws

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Publisher : Aspen Publishers
ISBN 13 : 0735563101
Total Pages : 1575 pages
Book Rating : 4.7/5 (355 download)

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Book Synopsis Corporate Finance and the Securities Laws by : Charles J. Johnson

Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by Aspen Publishers. This book was released on 2006 with total page 1575 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fourth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives

Cases and Materials on Securities Law

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ISBN 13 :
Total Pages : 666 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Cases and Materials on Securities Law by : Harold S. Bloomenthal

Download or read book Cases and Materials on Securities Law written by Harold S. Bloomenthal and published by . This book was released on 1967 with total page 666 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Current Issues in Securities Law Practice in Nebraska

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (299 download)

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Book Synopsis Current Issues in Securities Law Practice in Nebraska by : Nebraska. Department of Banking and Finance

Download or read book Current Issues in Securities Law Practice in Nebraska written by Nebraska. Department of Banking and Finance and published by . This book was released on 1993 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities Regulation

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Publisher : Aspen Publishing
ISBN 13 : 9781543810646
Total Pages : 0 pages
Book Rating : 4.8/5 (16 download)

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Book Synopsis Securities Regulation by : James D. Cox

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishing. This book was released on 2019-11-11 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Ninth Edition of Securities Regulation: Cases and Materials brings onboard two new co-authors—Ann Lipton and William Sjostrom—to a casebook that has long set the standard for providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, Securities Regulation: Cases and Materials contains a very teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Ninth Edition: Coverage of “cryptocurrencies” and coin offerings Commentary on market developments such as indexing and algorithmic trading A tighter set of problems and materials on gun-jumping under Section 5 The SEC’s latest reforms of Regulation D and the intrastate offering exemption Spotify and the trend toward direct listings as a way of going public Coverage of Supreme Court decisions from the last three years, including Lorenzo, Salman, Cyan, Lucia, and Kokesh, as well as important lower court cases The SEC broker-dealer proposal (and perhaps adoption) of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up to date and on the cutting edge

Securities Regulation

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ISBN 13 :
Total Pages : 856 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : Stephen Jung Choi

Download or read book Securities Regulation written by Stephen Jung Choi and published by . This book was released on 2008 with total page 856 pages. Available in PDF, EPUB and Kindle. Book excerpt: This casebook seeks to make both securities markets and securities regulation accessible and manageable, helping students to master the basic principles and structure of securities regulation and enabling them to begin their careers as corporate lawyers with confidence.

Securities Regulation

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ISBN 13 :
Total Pages : 436 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : John C. Coffee

Download or read book Securities Regulation written by John C. Coffee and published by . This book was released on 2003 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Securities Law of Public Finance

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Publisher :
ISBN 13 :
Total Pages : 480 pages
Book Rating : 4.:/5 (41 download)

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Book Synopsis The Securities Law of Public Finance by : Robert A. Fippinger

Download or read book The Securities Law of Public Finance written by Robert A. Fippinger and published by . This book was released on 1988 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Values in the Marketplace

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Publisher : Walter de Gruyter GmbH & Co KG
ISBN 13 : 3110868415
Total Pages : 220 pages
Book Rating : 4.1/5 (18 download)

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Book Synopsis Values in the Marketplace by : James Burk

Download or read book Values in the Marketplace written by James Burk and published by Walter de Gruyter GmbH & Co KG. This book was released on 2020-01-20 with total page 220 pages. Available in PDF, EPUB and Kindle. Book excerpt: No detailed description available for "Values in the Marketplace".

Securities law review

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Publisher :
ISBN 13 :
Total Pages : 584 pages
Book Rating : 4.:/5 (49 download)

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Book Synopsis Securities law review by :

Download or read book Securities law review written by and published by . This book was released on 1984 with total page 584 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities Regulation

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Publisher : Foundation Press
ISBN 13 :
Total Pages : 904 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : Larry D. Soderquist

Download or read book Securities Regulation written by Larry D. Soderquist and published by Foundation Press. This book was released on 2006 with total page 904 pages. Available in PDF, EPUB and Kindle. Book excerpt: The philosophy of this leading casebook is that securities law is tricky, and most students need a straightforward guide through at least some of its aspects. Coverage of the Securities Act of 1933 and the Securities Exchange Act of 1934 is kept separate, and care is taken to distinguish the different perspectives of the planner and the litigator. The authors try to approach the law from the perspective of the student. While professors of securities law may think of recent developments, such as the Sarbanes-Oxley Act of 2002, as add-ons, the text simply presents the law as it is today. Where it is important for students to realize that there has been a change or where there is a new and unresolved issue, however, the Sixth Edition makes that clear.

Securities Regulation

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Publisher : Aspen Publishers
ISBN 13 : 9780735528208
Total Pages : 192 pages
Book Rating : 4.5/5 (282 download)

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Book Synopsis Securities Regulation by : James D. Cox

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishers. This book was released on 2003-05 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Suitable for use with SECURITIES REGULATION: Cases and Materials, Third Edition, or any securities regulation casebook, this 2003 Case Supplement covers the most recent cases and materials.

Securities Regulation; Cases and Materials

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ISBN 13 :
Total Pages : 1030 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation; Cases and Materials by : Richard W. Jennings

Download or read book Securities Regulation; Cases and Materials written by Richard W. Jennings and published by . This book was released on 1963 with total page 1030 pages. Available in PDF, EPUB and Kindle. Book excerpt: