Read Books Online and Download eBooks, EPub, PDF, Mobi, Kindle, Text Full Free.
Capital Market And Sebi Regulatipons
Download Capital Market And Sebi Regulatipons full books in PDF, epub, and Kindle. Read online Capital Market And Sebi Regulatipons ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Book Synopsis Capital Market and SEBI Regulatipons by : Tapash Ranjan Saha
Download or read book Capital Market and SEBI Regulatipons written by Tapash Ranjan Saha and published by . This book was released on 2009-01-01 with total page 174 pages. Available in PDF, EPUB and Kindle. Book excerpt: About the book: Capital Market is a part of a greater system known as Financial System. The financial system of a country aims at transferring the surplus money from one sector of the economy to the deficit sector of the same or different economy. Capital Market is an organised market dealing with financial assets which have a long or indefinite maturity period. In general, it consists of those assets which have a maturity period of more than one year. Indian Capital Market is a heterogeneous combination of Primary Market and Secondary Market. With the economic liberalization in 1991, the Indian financial system has undergone radical changes from 1992-93. The main reforms are done in the area of Commercial Banking, Capital Market, Non-Banking Finance Companies (NBFC), Insurance Companies, etc. The liberalization focused on the establishment of easy process of finance dealing, and therefore, to reduce the complicated legal formalities, Securities Exchange Board of India (SEBI) was set-up in 1992, followed by NSDL, NSE, CSDL, etc. This book provides a detailed analysis of the Indian Capital Market. It starts with elaborating the basic concepts of Capital Market and thoroughly discusses the SEBI norms/guidelines covered in around 20 chapters of the book. The unique feature of this book is the incorporation of Case Study section, derived from the actual events of Indian Capital Market in the recent past. The theory part coupled with case study and exercise shall provide the student an exposure to the puzzling world of Finance Market. The book is aimed for undergraduate as well as postgraduate students in commerce and management courses of various Indian Universities. This book provides a comprehensive coverage of the subject in a lucid style making it easy for the students to grasp the subject as well as for the working executives, to understand the day-to-day matters for operating in the Indian Capital Market.
Book Synopsis Capital Issues and SEBI Guidelines by : N. Gopalsamy
Download or read book Capital Issues and SEBI Guidelines written by N. Gopalsamy and published by . This book was released on 1994 with total page 880 pages. Available in PDF, EPUB and Kindle. Book excerpt: Dealing on many key areas of Indian capital market, capital issue legislations, public issue management and investor guidance.
Book Synopsis Securities Law & Market Operation by : Dr. P Sudha
Download or read book Securities Law & Market Operation written by Dr. P Sudha and published by Sultan Chand & Sons. This book was released on 2022-02-16 with total page 18 pages. Available in PDF, EPUB and Kindle. Book excerpt: Securities Law & Market Operation is a textbook that caters to the needs of the students at the UG & PG level. The chapters of the book have been designed in such a way as to provide a ready reference to cover the syllabus of different universities. Some of the key high lights of the book are: 1. All the relevant rules & regulations framed by SEBI have been incorporated in this book. 2. The various financial instruments that are traded in the financial markets have been dealt with. 3. The stock market trading mechanism has been elucidated in a simple and lucid way. 4. A reference book for teachers, teaching capital markets and its laws. 5. A textbook for students studying capital markets & capital market operation.
Book Synopsis Taxmann’s Analysis | SEBI’s Regulatory Overhaul – Bolstering Indian Capital Markets through Stricter FPI Norms by : Taxmann
Download or read book Taxmann’s Analysis | SEBI’s Regulatory Overhaul – Bolstering Indian Capital Markets through Stricter FPI Norms written by Taxmann and published by Taxmann Publications Private Limited. This book was released on 2023-07-01 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Securities and Exchange Board of India (SEBI), through its board meeting dated June 28, 2023, has approved and implemented several regulatory changes to improve the efficiency and transparency of the Indian capital market. These changes are expected to significantly impact various aspects of the market, benefiting both issuers and investors. The SEBI vide Press Release (PR No. 12/2023) dated June 28, 2023, highlights the key approvals made by the Board. These include: ‣ The reduction of the timeline for listing of shares in Public Issue from the existing T+6 days to T+3 days, ‣ Enabling direct participation by clients in the Limited Purpose Clearing Corporation (LPCC), ‣ Enforcing stringent disclosure norms for Foreign Portfolio Investors (FPIs) that meet certain objective criteria. These regulatory changes by SEBI represent a significant step towards fostering a more dynamic and investor-friendly capital market in India. With improved efficiency, transparency and investor protection, the Indian market is expected to attract greater participation and drive sustainable growth. This article highlights the key approvals made by the SEBI and analyses their impact on the market.
Book Synopsis Capital Market in India by : Deepak R. Raste
Download or read book Capital Market in India written by Deepak R. Raste and published by . This book was released on 2011 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Prior to the onset of reforms in 1991, the capital market structure in India was subject to several controls and opaque procedures. The trading and settlement system was outdated and not in tune with international practices. The raising of capital from the securities market was regulated by India's Capital Issues (Control) Act, 1947. Under it, companies were required to obtain approval from the Controller of Capital Issues for raising funds in the market. In 1992, the Act was repealed and, with this, ended all controls relating to raising of funds from the market. Issuers of capital, however, are required to meet the guidelines of the Securities and Exchange Board of India (SEBI) on disclosures and protection of investors. As part of the capital market reforms, the regulatory authorities in India have been quite active in governing and watching matters related to capital issues. Companies have also tapped new sources of domestic and international equity/debt to redesign and strengthen their capital structure. This book gives a vivid account of capital market reforms in India. More importantly, it analyzes the impact of regulatory policy changes on the capital structure of Indian companies.
Book Synopsis Research Handbook on Global Capital Markets Law by : Iris H.-Y. Chiu
Download or read book Research Handbook on Global Capital Markets Law written by Iris H.-Y. Chiu and published by Edward Elgar Publishing. This book was released on 2023-06-01 with total page 449 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Research Handbook is a one-stop resource on global capital markets and the laws that regulate them. Featuring contributions from leading global experts, the Research Handbook delves into a range of issues including investment products such as equity finance; sustainable finance; fintech; impact investing; and private equity. It also provides analysis on institutional and procedural issues such as large and small companies' capital formation, the roles of institutional shareholders and information providers, and the practices and regulation of financial trading markets.
Book Synopsis A Profile of Indian Capital Market by : N. Vinayakam
Download or read book A Profile of Indian Capital Market written by N. Vinayakam and published by . This book was released on 1994 with total page 312 pages. Available in PDF, EPUB and Kindle. Book excerpt: Contributed articles.
Book Synopsis Global Capital Markets by : P.M. Vasudev
Download or read book Global Capital Markets written by P.M. Vasudev and published by Edward Elgar Publishing. This book was released on 2017-08-25 with total page 257 pages. Available in PDF, EPUB and Kindle. Book excerpt: This topical volume examines key developments in the law regulating capital markets, drawing on examples from around the world – including United States, Canada, Europe, China, India, and New Zealand. With perspectives from international scholars, chapters look at current issues including the regulation of crowdfunding, efforts in Europe for shareholder empowerment, hedge fund activism in Canada, international regulatory cooperation, and regulation of corporate governance in China through securities law rules.
Book Synopsis International Capital Markets and Securities Regulation by : Harold S. Bloomenthal
Download or read book International Capital Markets and Securities Regulation written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 2002 with total page 710 pages. Available in PDF, EPUB and Kindle. Book excerpt: This multi-volume looseleaf series is a guide to international securities regulation in the industrialized nations. The work examines the international applications of U.S. securities law. Regulations and procedures in the world's major capital markets are described in the work.
Book Synopsis THE ROLE OF SEBI IN INDIAN CAPITAL MARKET: AN ANALYTICAL STUDY by : Advocate Sanchi Gupta
Download or read book THE ROLE OF SEBI IN INDIAN CAPITAL MARKET: AN ANALYTICAL STUDY written by Advocate Sanchi Gupta and published by BFC Publications. This book was released on 2024-02-09 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial development and improvement of a nation relies on a well sew monetary framework. A monetary framework contains, a bunch of subframeworks of monetary organizations, monetary business sectors, monetary instruments and monetary administrations which help in line of capital by changing the reserve funds of the people into ventures. Monetary framework is said to assume a huge part in the monetary development of a nation by assembling the excess supports lying inactive with the little savers and channelizing them into useful roads which would generally speaking increment the economic growth of the country. The presence of a productive monetary framework works with financial exercises and development. The development of the monetary construction is a precondition to financial development. At the end of the day, monetary business sectors, monetary foundations and monetary instruments are the central players of monetary development. Clearly monetary arrangement of a nation redirects stream of assets towards additional useful purposes and it helps expansion in the public result. A modern monetary framework makes monetary capacities least exorbitant and generally beneficial, consequently empowering quicker monetary development. Hence the financial development of any nation is reliant upon its monetary framework. The fundamental reason for this exploration work is to concentrate on the different pieces of the monetary arrangement of our nation and their commitment in the country's financial development. The work endeavors to dissect the significance of each and all aspects of the monetary framework. not just in that frame of mind of the monetary framework yet in addition with regards to the monetary development of the country. The investigation of the monetary framework has likewise been finished by considering the different guidelines forced in the protections market for its legitimate working. The concerned work has been done to introduce a valid and fair image of the monetary framework existing in the country along with basic assessment of the control forced on them. This groundwork study is constructed on the Securities and Exchange Board of India (SEBI), on its role and activities in the providing security to capitalists in the Indian Capital Market. This study basically focuses or ponders over on capital issues – shares and debentures and capital transfers in the Securities Markets. Securities market is the market for shares and bonds of the company based on the securities. Securities market is the market for the institutes that are commonly transferrable by the sales. The focus is mainly on the protection of the investors. In goodness to attain the investors’ security aspect, the groundwork research looks at Corporate Governance and risk management activities hoisted out by SEBI in the Capital Market. The main aim of this research is to find answer to the question that “there are very few laws for the protection of investors and the capital market and there is very less awareness regarding the same due to which less security is being provided in the society. In order to protect the market and the investors what Role is SEBI playing as it is the regulatory body to manage the securities in the capital market” This book also focuses to quote certain recent examples of scams and crimes and to what an extent was SEBI sufficient in providing justice and security in the capital market to the investors, promoters and money lenders also to the companies and market as a whole. In reaching to certain recent examples there is an approach of doctrinal as well as empirical research i.e., reading of documents as well as enquire from certain random people nearby to check the awareness about SEBI and their powers to protect the investors. The main method for the data collection of research would be through way of interview and the discussion among people in society. Under this there would be research over various journals and the articles to get the better view over the concept of role of SEBI. In this research work there were also be mention of certain cases as well to get the better understanding of the concept.
Book Synopsis NISM X Taxmann's Securities Intermediaries Compliance (Non-Fund) – Compendium of Important Regulations for the Compliance Officers working with various Intermediaries in the Securities Markets by : NISM (An Educational Initiative of SEBI)
Download or read book NISM X Taxmann's Securities Intermediaries Compliance (Non-Fund) – Compendium of Important Regulations for the Compliance Officers working with various Intermediaries in the Securities Markets written by NISM (An Educational Initiative of SEBI) and published by Taxmann Publications Private Limited. This book was released on 2024-01-31 with total page 23 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a comprehensive guide covering all significant regulations pertinent to the securities markets, encompassing the SEBI Act, SCRA, SCRR, PMLA, Insider Trading, FUTP, and more. It seeks to create a common minimum knowledge benchmark for persons engaged in the compliance function with any intermediary registered with SEBI, such as: • Stock Broker • Depository Participant • Merchant Bankers • Underwriters • Bankers to the Issue • Debenture Trustee • Credit Rating Agencies This book is an invaluable resource for anyone involved in the compliance sector of the securities markets, offering in-depth knowledge and a comprehensive overview of the regulatory landscape. The Present Publication is the January 2023 workbook version, published exclusively by Taxmann for NISM Certification Examination III-A [Securities Intermediaries Compliance (Non-Fund)]. This book is divided into two parts: • [Financial and Regulatory Structure in India] is dealt with in Part A • [Specific Rules & Regulations] governing the intermediaries registered with SEBI are dealt with in Part B The noteworthy features of this book are as follows: • [Understand the Financial Structure in India] including: o Knowledge of the Financial Intermediaries o Types of Products available in the Indian markets • [Understand the Regulatory Framework] and the role of various Regulators in the Financial System • [Importance of Compliance Activity] and the scope and role of Compliance Officers • [Understand the various Rules & Regulations] of the Indian Securities Market • [Understand the Penal Actions] that are initiated in case of default or failure The detailed contents of the book are as follows: • Part A – Understanding Financial Structure in India o Introduction to the Financial System – Explores the essential elements of the financial system, including financial intermediaries, securities, and their roles o Regulatory Framework | General View – Discusses the overall regulatory system governing the financial markets in India, including the role of financial market regulators, other financial agencies, appellate authorities, the legislative framework, and the International Financial Services Centre (IFSC) o Introduction to Compliance – Covers the basics of compliance, specifically focusing on compliance requirements under the SEBI (CAPSM) Regulations, 2007 o Securities and Exchange Board of India Act, 1992 – Details the salient features of the SEBI Act, 1992 o Securities Contracts Regulation – Examines the Securities Contracts (Regulation) Act, 1956, and the Securities Contracts (Regulation) Rules, 1957 o SEBI (Intermediaries) Regulations, 2008 – Provides insights into the general obligations of intermediaries, inspection and disciplinary proceedings, actions in case of default, and the code of conduct o SEBI (Prohibition of Insider Trading) Regulations, 2015 – Focuses on insider trading regulations, including the role of the compliance officer and the code of conduct o Prevention of Fraudulent and Unfair Trade Practices – Discusses regulations related to preventing fraudulent and unfair practices in the securities market and includes topics on investigation methods o Prevention of Money Laundering Act, 2002 – Highlights the main points of the PMLA, 2002, and SEBI's circular on Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) o SEBI (KYC Registration Agency) Regulations, 2011 – Discusses the registration and obligations of KYC Registration Agencies (KRAs), including guidelines for intermediaries and in-person verification • Part B – Understanding Intermediary-Specific Regulations o SEBI (Foreign Portfolio Investors) Regulations, 2019 – Details regulations pertaining to foreign portfolio investors, including eligibility criteria, investment conditions, and code of conduct o SEBI (Stock Brokers) Regulations, 1992 – Covers various aspects of stock brokerage regulations, including direct market access, algorithmic trading, margin trading, and underwriting activities o SEBI (Merchant Bankers) Regulations, 1992 – Focuses on merchant banking regulations, substantial acquisition of shares, and takeovers o SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 – Discusses the applicability of ICDR regulations, IPOs, rights issues, and the roles and responsibilities of merchant bankers o Depositories Act, 1996 – Covers the introduction, rights and obligations of depositories, enquiry and inspection procedures, and miscellaneous issues o SEBI (Depositories and Participants) Regulations, 2018 – Details registration, rights, obligations, and the code of conduct for depository participants o SEBI (Registrar to an Issue and Share Transfer Agents) Regulations, 1993 – Focuses on the roles, general obligations, and code of conduct for registrars to an issue and share transfer agents o SEBI (Research Analyst) Regulations, 2014 – Highlights the responsibilities, record maintenance, and role of the compliance officer for research analysts o SEBI (Investment Advisers) Regulations, 2013 – Discusses the general responsibilities, risk profiling, client-level segregation, and code of conduct for investment advisers o SEBI (Debenture Trustees) Regulations, 1993 – Details registration, responsibilities, code of conduct, and monitoring requirements for debenture trustees o SEBI (Credit Rating Agencies) Regulations, 1999 – Covers the registration, general obligations, appointment of compliance officers, and code of conduct for credit rating agencies o SEBI (Custodian) Regulations, 1996 – Discusses custodian services, registration, obligations, and the code of conduct for custodians. o Proxy Advisors – Provides an overview of the impact of proxy advisors on corporate governance, internal controls, procedural guidelines, and grievance redressal mechanisms
Book Synopsis Indian Stock Market by : Dr. A. K. Sharma
Download or read book Indian Stock Market written by Dr. A. K. Sharma and published by Deep and Deep Publications. This book was released on 2000 with total page 178 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Capital Market written by N. Gopalsamy and published by MacMillan India. This book was released on 2005 with total page 762 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book describes the various developments of capital market, both at the national and international levels. The book is divided into four parts. Part I deals with learning and working in a global environment; part II discusses banking and project fina
Book Synopsis Rules and Regulations Guiding the Operation of Investment Advisers and Capital Market Consultants by :
Download or read book Rules and Regulations Guiding the Operation of Investment Advisers and Capital Market Consultants written by and published by . This book was released on 2000 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulatory Mechanism for the Capital Market in India by :
Download or read book Regulatory Mechanism for the Capital Market in India written by and published by . This book was released on 2020 with total page 547 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Capital-Market Effects of Securities Regulation by : Douglas J. Cumming
Download or read book Capital-Market Effects of Securities Regulation written by Douglas J. Cumming and published by . This book was released on 2018 with total page 21 pages. Available in PDF, EPUB and Kindle. Book excerpt: While it is not clear from Christensen, Hail, and Leuz (2016), the market abuse rules they examine are the same as in Cumming, Johan, and Li (2011), with a difference in focus on the date: Christensen et al. (2016) pick the date the regulations were signed into law, while Cumming et al. (2011) pick date the date the regulations were implemented with organizational agreements and computerized surveillance. Both papers study and find the exact same effect: regulatory change improves market liquidity. We explain the relative merits of the different approaches in this paper, and identify misleading statements in prior work.
Book Synopsis Nabhi's Manual of SEBI Guidelines on Capital Issues, Euro Issues, Merchant Banking & Mutual Funds (law, Policy & Procedure) by : Vijay Kumar Puri
Download or read book Nabhi's Manual of SEBI Guidelines on Capital Issues, Euro Issues, Merchant Banking & Mutual Funds (law, Policy & Procedure) written by Vijay Kumar Puri and published by . This book was released on 1994 with total page 1376 pages. Available in PDF, EPUB and Kindle. Book excerpt:
