The Role And Character Of Law In Financial Markets

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The Role and Character of Law in Financial Markets

Author : Jennie Robinson
Publisher : GRIN Verlag
ISBN 13 : 3668746958
Total Pages : 7 pages
Book Rating : 4.6/5 (687 download)

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Book Synopsis The Role and Character of Law in Financial Markets by : Jennie Robinson

Download or read book The Role and Character of Law in Financial Markets written by Jennie Robinson and published by GRIN Verlag. This book was released on 2018-07-10 with total page 7 pages. Available in PDF, EPUB and Kindle. Book excerpt: Submitted Assignment from the year 2015 in the subject Economics - Finance, grade: 65.00, School of Oriental and African Studies, University of London (CEFIMS), course: Financial Law, language: English, abstract: Before the 2008-2009 global financial crisis, law was a necessary tool for financial markets. English financial law represents “the entire body of legal rules that govern and regulate financial markets, financial assets and financial transactions under the law of England and Wales”. It is classified as “a sub-species of English commercial law, which is heavily influenced by English common law”. According to Ellinger et al., « in order to safeguard the stability of the banking system, a degree of regulation and supervision needs to be imposed on banks themselves ». In this context, the United Kingdom passed the Financial Services and Markets Act 2000, which authorized the Financial Services Authorities to become « a super-regulator , having responsibility for the regulation and supervision of the whole financial services sector ». However, this regulatory system was not suited for adressing the difficulties the banks were going into during the global financial crisis of 2008-2009. After the crisis, law and regulation's role shifted to provide more protection for financial stability and for the prevention of any misconducts. The Banking Act 2009 was going to fill the gap in « dealing with pre-insolvency 'stabilization' and with banking insolvency and administration ». And a year later, the Financial Services Act 2010 was given the role of « strengthening the powers of the FSA and giving it a 'financial stability' objective. In this paper, we are going to critically discuss the different views on the role of law and finance before and after the financial crises areas.

Research Handbook on Global Capital Markets Law

Author : Iris H.-Y. Chiu
Publisher : Edward Elgar Publishing
ISBN 13 : 1800379307
Total Pages : 449 pages
Book Rating : 4.8/5 (3 download)

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Book Synopsis Research Handbook on Global Capital Markets Law by : Iris H.-Y. Chiu

Download or read book Research Handbook on Global Capital Markets Law written by Iris H.-Y. Chiu and published by Edward Elgar Publishing. This book was released on 2023-06-01 with total page 449 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Research Handbook is a one-stop resource on global capital markets and the laws that regulate them. Featuring contributions from leading global experts, the Research Handbook delves into a range of issues including investment products such as equity finance; sustainable finance; fintech; impact investing; and private equity. It also provides analysis on institutional and procedural issues such as large and small companies' capital formation, the roles of institutional shareholders and information providers, and the practices and regulation of financial trading markets.

Law and Corporate Finance

Author : Frank B. Cross
Publisher : Edward Elgar Publishing
ISBN 13 : 9781847205346
Total Pages : 248 pages
Book Rating : 4.2/5 (53 download)

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Book Synopsis Law and Corporate Finance by : Frank B. Cross

Download or read book Law and Corporate Finance written by Frank B. Cross and published by Edward Elgar Publishing. This book was released on 2007-01-01 with total page 248 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors examine the role of the law in developing large financial markets necessary for national economic success. They discuss the basic foundational law of contracts, property and tort, corporate law, and securities law, providing both a broad theoretical and empirical case for its value in financial markets.

Financial Stability, Economic Growth, and the Role of Law

Author : Douglas W. Arner
Publisher : Cambridge University Press
ISBN 13 : 113946454X
Total Pages : 331 pages
Book Rating : 4.1/5 (394 download)

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Book Synopsis Financial Stability, Economic Growth, and the Role of Law by : Douglas W. Arner

Download or read book Financial Stability, Economic Growth, and the Role of Law written by Douglas W. Arner and published by Cambridge University Press. This book was released on 2007-06-04 with total page 331 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial crises have become an all too common occurrence over the past twenty years, largely as a result of changes in finance brought about by increasing internationalization and integration. As domestic financial systems and economies have become more interlinked, weaknesses can significantly impact not only individual economies but also markets, financial intermediaries, and economies around the world. This volume addresses the twin objectives of financial development in the context of financial stability and the role of law in supporting both. Financial stability (frequently seen as the avoidance of financial crisis) has become an objective of both the international financial architecture and individual economies and central banks. At the same time, financial development is now seen to play an important role in economic growth. In both financial stability and financial development, law and related institutions have a central role.

An Introduction to the Law on Financial Investment

Author : Iain G MacNeil
Publisher : Hart Publishing
ISBN 13 : 9781841134789
Total Pages : 400 pages
Book Rating : 4.1/5 (347 download)

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Book Synopsis An Introduction to the Law on Financial Investment by : Iain G MacNeil

Download or read book An Introduction to the Law on Financial Investment written by Iain G MacNeil and published by Hart Publishing. This book was released on 2005-05-21 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides a wide-ranging overview of the law and regulatory rules applicable to investment in financial instruments. Part 1 introduces the basic principles and structure of the law relating to financial investment. It explains the legal nature of financial instruments, the rationale for regulation and the history and development of the system of regulation in the United Kingdom. It includes an analysis of the main principles and regulatory techniques introduced by the Financial Services and Markets Act 2000. Part 2 examines investments and investors. It explains the legal nature and structure of the main forms of financial investment and examines the legal principles and regulatory rules that are relevant to institutional investment and private investors. Part 3 deals with finance and governance. In essence this part aims to explain the legal mechanisms through which investors supply money to companies seeking investment and the governance techniques that have been developed to allow investors to monitor investments and hold company directors accountable for their actions. Part 4 discusses how markets and market participants operate and are regulated. It examines the nature of financial markets, their regulation and the legal rules that promote 'clean' markets. There is also discussion of the role and regulation of the different types of participants who deal in the markets.

Financial Markets and Exchanges Law

Author : Michael Blair
Publisher : Oxford University Press, USA
ISBN 13 : 9780198827528
Total Pages : 960 pages
Book Rating : 4.8/5 (275 download)

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Book Synopsis Financial Markets and Exchanges Law by : Michael Blair

Download or read book Financial Markets and Exchanges Law written by Michael Blair and published by Oxford University Press, USA. This book was released on 2021 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: This third edition of the leading book on the regulation of financial market infrastructure has been updated to include analysis of MiFID II and MiFIR, and considers the impact of FinTech on the financial markets.

Financial Markets and the Banking Sector

Author : Elisabeth Paulet
Publisher : Routledge
ISBN 13 : 1317315782
Total Pages : 263 pages
Book Rating : 4.3/5 (173 download)

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Book Synopsis Financial Markets and the Banking Sector by : Elisabeth Paulet

Download or read book Financial Markets and the Banking Sector written by Elisabeth Paulet and published by Routledge. This book was released on 2015-09-30 with total page 263 pages. Available in PDF, EPUB and Kindle. Book excerpt: Based on both theoretical and empirical approaches, the essays in this volume emphasise the role of ethics in a globalized economy.

Law Reform and Financial Markets

Author : Kern Alexander
Publisher : Edward Elgar Pub
ISBN 13 : 9780857936622
Total Pages : 336 pages
Book Rating : 4.9/5 (366 download)

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Book Synopsis Law Reform and Financial Markets by : Kern Alexander

Download or read book Law Reform and Financial Markets written by Kern Alexander and published by Edward Elgar Pub. This book was released on 2011 with total page 336 pages. Available in PDF, EPUB and Kindle. Book excerpt: This edited collection reflects recent developments, including the EU institutional reforms and the Dodd-Frank Act 2010. The different contributions adopt a range of theoretical, contextual and substantive perspectives, examine different domestic, regional and international contexts and assess public and private law frameworks in considering how legal and regulatory reforms can be most effectively designed for strong financial markets.

Governance of Global Financial Markets

Author : Emilios Avgouleas
Publisher : Cambridge University Press
ISBN 13 : 0521762669
Total Pages : 501 pages
Book Rating : 4.5/5 (217 download)

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Book Synopsis Governance of Global Financial Markets by : Emilios Avgouleas

Download or read book Governance of Global Financial Markets written by Emilios Avgouleas and published by Cambridge University Press. This book was released on 2012-04-26 with total page 501 pages. Available in PDF, EPUB and Kindle. Book excerpt: Analyses governance structures for international finance, evaluates current regulatory reforms and proposes a new governance system for global financial markets.

The Random Character of Stock Market Prices

Author : Paul H. Cootner
Publisher : MIT Press (MA)
ISBN 13 :
Total Pages : 546 pages
Book Rating : 4.:/5 (321 download)

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Book Synopsis The Random Character of Stock Market Prices by : Paul H. Cootner

Download or read book The Random Character of Stock Market Prices written by Paul H. Cootner and published by MIT Press (MA). This book was released on 1967 with total page 546 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Regulation of International Financial Markets

Author : Rainer Grote
Publisher : Cambridge University Press
ISBN 13 : 1139450344
Total Pages : 358 pages
Book Rating : 4.1/5 (394 download)

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Book Synopsis The Regulation of International Financial Markets by : Rainer Grote

Download or read book The Regulation of International Financial Markets written by Rainer Grote and published by Cambridge University Press. This book was released on 2006-02-16 with total page 358 pages. Available in PDF, EPUB and Kindle. Book excerpt: International financial relations have become increasingly important for the development of global and national economies. At present these relations are primarily governed by market forces, with little regulatory interference at the international level. In the light of numerous financial crises, this abstinence must be seriously questioned. Starting with an analysis of the regulatory problems at the international level, with only minimal powers entrusted to international organisations, this book develops various possibilities for reform. On the basis of an historical analysis, the book first adopts a comparative approach to national attempts to regulate international financial markets, then outlines the potential of relevant institutions and finally develops a policy perspective. It seeks to provide a framework for analysing options for the regulation of international financial markets from a public international law and comparative law perspective.

Legal Accountability in EU Markets for Financial Instruments

Author : Carl Fredrik Bergström
Publisher : Oxford University Press
ISBN 13 : 019284928X
Total Pages : 369 pages
Book Rating : 4.1/5 (928 download)

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Book Synopsis Legal Accountability in EU Markets for Financial Instruments by : Carl Fredrik Bergström

Download or read book Legal Accountability in EU Markets for Financial Instruments written by Carl Fredrik Bergström and published by Oxford University Press. This book was released on 2022-01-22 with total page 369 pages. Available in PDF, EPUB and Kindle. Book excerpt: The proper functioning of the EU financial market is protected by public actors - both national and supranational - responsible for rulemaking and supervision of investment firms and other private actors. At the same time the effectiveness of the EU legal system requires vigilance from private actors such as investment firms but also their clients, invoking their rights before national authorities and courts. This means that investment firms have a dual role within the system, turning them into subjects of control and enforcement but also agents in the maintenance of the rule of law. Legal Accountability in EU Markets for Financial Instruments brings together a group of scholars with expertise from different legal disciplines but a shared interest for the EU internal market and the way it develops. It integrates a modern study of the form and function of EU rulemaking in the internal market after the financial crisis. The book includes an evaluation of core aspects of rulemaking in the financial market and that way provides a cross-cutting treatment of EU law. The focus of the book is set on the regulatory framework in MiFIDII and MiFIR and thematic questions around legal mechanisms for accountability and the role of investment firms in the operation of those mechanisms. It further discusses the implications for EU law and the EU legal system and gives readers a thorough understanding of the concept of accountability through its own findings.

Legal Aspects of Combating Corruption: The Case of Zambia

Author :
Publisher : Cambria Press
ISBN 13 : 1621968855
Total Pages : 330 pages
Book Rating : 4.6/5 (219 download)

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Book Synopsis Legal Aspects of Combating Corruption: The Case of Zambia by :

Download or read book Legal Aspects of Combating Corruption: The Case of Zambia written by and published by Cambria Press. This book was released on with total page 330 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Just Financial Markets?

Author : Lisa Herzog
Publisher : Oxford University Press
ISBN 13 : 0191072281
Total Pages : 344 pages
Book Rating : 4.1/5 (91 download)

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Book Synopsis Just Financial Markets? by : Lisa Herzog

Download or read book Just Financial Markets? written by Lisa Herzog and published by Oxford University Press. This book was released on 2017-04-05 with total page 344 pages. Available in PDF, EPUB and Kindle. Book excerpt: Well-functioning financial markets are crucial for the economic well-being and the justice of contemporary societies. The Great Financial Crisis has shown that a perspective that naively trusts in the self-regulating powers of free markets cannot capture what is at stake in understanding and regulating financial markets. The damage done by the Great Financial Crisis, including its distributive consequences, raises serious questions about the justice of financial markets as we know them. This volume brings together leading scholars from political theory, law, and economics in order to explore the relation between justice and financial markets. Broadening the perspective from a purely economic one to a liberal egalitarian one, the volume explores foundational normative questions about how to conceptualize justice in relation to financial markets, the biases in the legal frameworks of financial markets that produce unjust outcomes, and perspectives of justice on specific institutions and practices in contemporary financial markets. Written in a clear and accessible language, the volume presents analyses of how financial markets (should) function and how the Great Financial Crisis came about, proposals for how the structures of financial markets could be reformed, and analysis of why reform is not happening at the speed that would be desirable from a perspective of justice.

The Routledge Handbook of Financial Geography

Author : Janelle Knox-Hayes
Publisher : Taylor & Francis
ISBN 13 : 1351119044
Total Pages : 648 pages
Book Rating : 4.3/5 (511 download)

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Book Synopsis The Routledge Handbook of Financial Geography by : Janelle Knox-Hayes

Download or read book The Routledge Handbook of Financial Geography written by Janelle Knox-Hayes and published by Taylor & Francis. This book was released on 2020-12-14 with total page 648 pages. Available in PDF, EPUB and Kindle. Book excerpt: This handbook is a comprehensive and up to date work of reference that offers a survey of the state of financial geography. With Brexit, a global recession triggered by the COVID-19 pandemic, as well as new financial technology threatening and promising to revolutionize finance, the map of the financial world is in a state of transformation, with major implications for development. With these developments in the background, this handbook builds on this unprecedented momentum and responds to these epochal challenges, offering a comprehensive guide to financial geography. Financial geography is concerned with the study of money and finance in space and time, and their impacts on economy, society and nature. The book consists of 29 chapters organized in six sections: theoretical perspectives on financial geography, financial assets and markets, investors, intermediation, regulation and governance, and finance, development and the environment. Each chapter provides a balanced overview of current knowledge, identifying issues and discussing relevant debates. Written in an analytical and engaging style by authors based on six continents from a wide range of disciplines, the work also offers reflections on where the research agenda is likely to advance in the future. The book’s key audience will primarily be students and researchers in geography, urban studies, global studies and planning, more or less familiar with financial geography, who seek access to a state-of-the art survey of this area. It will also be useful for students and researchers in other disciplines, such as finance and economics, history, sociology, anthropology, politics, business studies, environmental studies and other social sciences, who seek convenient access to financial geography as a new and relatively unfamiliar area. Finally, it will be a valuable resource for practitioners in the public and private sector, including business consultants and policy-makers, who look for alternative approaches to understanding money and finance.

Law Enforcement and the History of Financial Market Manipulation

Author : Jerry Markham
Publisher : Routledge
ISBN 13 : 1317466373
Total Pages : 456 pages
Book Rating : 4.3/5 (174 download)

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Book Synopsis Law Enforcement and the History of Financial Market Manipulation by : Jerry Markham

Download or read book Law Enforcement and the History of Financial Market Manipulation written by Jerry Markham and published by Routledge. This book was released on 2015-01-28 with total page 456 pages. Available in PDF, EPUB and Kindle. Book excerpt: First Published in 2014. This book maps the issues and traces the U.S. government's efforts to properly regulate, monitor, and prevent financial speculation and price manipulation in various markets. It begins with the period from the late nineteenth century to the first congressional efforts at regulation in the 1930s and continues on to the present, with a full chapter on the legal and financial aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also discusses the difficulty of initiating successful prosecutions of financial fraud and price manipulation and proposes a new approach to preventing manipulative practices.

Law Reform and Financial Markets

Author : K. Alexander
Publisher : Edward Elgar Publishing
ISBN 13 : 0857936638
Total Pages : 361 pages
Book Rating : 4.8/5 (579 download)

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Book Synopsis Law Reform and Financial Markets by : K. Alexander

Download or read book Law Reform and Financial Markets written by K. Alexander and published by Edward Elgar Publishing. This book was released on 2012-01-01 with total page 361 pages. Available in PDF, EPUB and Kindle. Book excerpt: Law Reform and Financial Markets addresses how law reform can be used to support strong financial markets and draws on the Global Financial Crisis as a case study. This edited collection reflects recent developments, including the EU institutional reforms and Dodd-Frank Act 2010. The different contributions adopt a range of theoretical, contextual, and substantive perspectives, examine different domestic, regional, and international contexts and assess public and private law frameworks in considering how legal and regulatory reforms can be most effectively designed for strong financial markets. This comprehensive book will appeal to academics and postgraduates in the field of financial regulation and in cognate fields, including finance and economics, as well as to regulators and policymakers.