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Author : Philip MacBride Johnson
Publisher :
ISBN 13 : 9780316467292
Total Pages : pages
Book Rating : 4.4/5 (672 download)
Download or read book Commodities regulation written by Philip MacBride Johnson and published by . This book was released on 1989 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip Mcbride Johnson
Publisher :
ISBN 13 : 9789990257236
Total Pages : pages
Book Rating : 4.2/5 (572 download)
Download or read book Commodities Regulation written by Philip Mcbride Johnson and published by . This book was released on 1989 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 584 pages
Book Rating : 4.F/5 ( download)
Download or read book The Review of Securities Regulation written by and published by . This book was released on 1973 with total page 584 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 280 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities, Commodities, & Banking written by and published by . This book was released on 1998 with total page 280 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marek Dubovec
Publisher : Edward Elgar Publishing
ISBN 13 : 1782549021
Total Pages : 251 pages
Book Rating : 4.7/5 (825 download)
Download or read book The Law of Securities, Commodities and Bank Accounts written by Marek Dubovec and published by Edward Elgar Publishing. This book was released on 2014-04-25 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author : Philip McBride Johnson
Publisher : Wolters Kluwer
ISBN 13 : 0735533369
Total Pages : 663 pages
Book Rating : 4.7/5 (355 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author :
Publisher :
ISBN 13 :
Total Pages : 520 pages
Book Rating : 4.:/5 (49 download)
Download or read book Securities law review written by and published by . This book was released on 1987 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book The Review of Securities & Commodities Regulation written by and published by . This book was released on 2007 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Aspen Publishers
Publisher : Aspen Publishers
ISBN 13 : 9780735550025
Total Pages : pages
Book Rating : 4.5/5 (5 download)
Download or read book Securities Regulation Review 2004 written by Aspen Publishers and published by Aspen Publishers. This book was released on 2004-03-16 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Wiley
Publisher : John Wiley & Sons
ISBN 13 : 1119552559
Total Pages : 224 pages
Book Rating : 4.1/5 (195 download)
Download or read book Wiley Series 3 Securities Licensing Exam Review 2019 + Test Bank written by Wiley and published by John Wiley & Sons. This book was released on 2018-12-18 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide for the Series 3, with practice, examples, strategies, and more Wiley Series 3 Exam Review 2019 + Test Bank is a comprehensive study guide for the FINRA Series 3 exam, which qualifies candidates to sell commodities or futures contracts. Created by the experts at The Securities Institute of America, Inc., this useful guide provides the information and practice you need to ace the exam. The book is designed to help you build and fine-tune your knowledge of each subject area covered, giving you the confidence you need to perform at your best. Work through review questions, study examples, and develop a strategy for the exam itself. You'll even find guidance toward effective studying methods that allow you to enter the exam fully mentally prepared. The National Commodities Futures Examination (Series 3) tests your knowledge of rules and statutes applicable to the markets. This intense two and a half hour test is a must for aspiring financial professionals, as passing means registration to conduct business in commodity futures and options. This book provides a valuable opportunity to test your knowledge and bring weak areas up to par, with complete coverage of exam topics. Review practice questions taken from each subject area covered by the exam Study hundreds of examples to clarify complex concepts and techniques Gain insight into the best strategies and tips for taking the Series 3 Develop an effective study plan to stay focused and keep stress to a minimum Although the exam is entry-level, the stakes are high and the subject matter is complex. Don't muddle through it alone and assume you're prepared – this guide helps you be sure. For the Series 3 candidate serious about success, Wiley Series 3 Exam Review 2019 + Test Bank is your ticket to passing with flying colors – the first time.
Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 856 pages
Book Rating : 4.F/5 ( download)
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by . This book was released on 2009 with total page 856 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip Macbride Johnson
Publisher : Aspen Publishers
ISBN 13 : 9780316469470
Total Pages : 900 pages
Book Rating : 4.4/5 (694 download)
Download or read book Commodities Regulation written by Philip Macbride Johnson and published by Aspen Publishers. This book was released on 1982-01-01 with total page 900 pages. Available in PDF, EPUB and Kindle. Book excerpt: This comprehensive two volume treatise on commodities law is directed at the practitioner in the field. A supplement containing the Futures Trading Act of 1982 and amended sections of the CEA is provided.
Author : Philip McBride Johnson
Publisher :
ISBN 13 : 9780735554795
Total Pages : 99 pages
Book Rating : 4.5/5 (547 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by . This book was released on 2007 with total page 99 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Louis Loss
Publisher : Wolters Kluwer Law & Business
ISBN 13 : 9781543802757
Total Pages : 0 pages
Book Rating : 4.8/5 (27 download)
Download or read book Fundamentals of Securities Regulation written by Louis Loss and published by Wolters Kluwer Law & Business. This book was released on 2018 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Previous editions : 2011 (6th), 1983 (1st).
Author : United States. Congress. House. Committee on the Judiciary. Subcommittee on Monopolies and Commercial Law
Publisher :
ISBN 13 :
Total Pages : 504 pages
Book Rating : 4.3/5 (121 download)
Download or read book Bankruptcy of Commodity and Securities Brokers written by United States. Congress. House. Committee on the Judiciary. Subcommittee on Monopolies and Commercial Law and published by . This book was released on 1984 with total page 504 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ralph S. Janvey
Publisher :
ISBN 13 : 9780791312186
Total Pages : pages
Book Rating : 4.3/5 (121 download)
Download or read book Regulation of the Securities and Commodities Markets written by Ralph S. Janvey and published by . This book was released on 1992-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer
ISBN 13 : 1454858397
Total Pages : 1564 pages
Book Rating : 4.4/5 (548 download)
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson (Jr.) and published by Wolters Kluwer. This book was released on 2015-03-06 with total page 1564 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives
