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Severe Market Disruption On May 6 2010
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Book Synopsis Severe Market Disruption on May 6 2010 by : Mary L. Schapiro
Download or read book Severe Market Disruption on May 6 2010 written by Mary L. Schapiro and published by DIANE Publishing. This book was released on 2010-10 with total page 21 pages. Available in PDF, EPUB and Kindle. Book excerpt: The sudden evaporation of meaningful prices for many major exchange-listed stocks in the middle of a trading day is unacceptable. This testimony summarizes the events on May 6th using the best info. that is available. Provides an overview of the current market structure for the U.S.-listed securities, including the national market system and Reg. NMS, the highly automated nature of trading in today¿s markets, and the market-wide circuit breakers and other individual market ¿time out¿ mechanisms designed to address difficult trading conditions. Finally, Schapiro discusses various regulatory tools that need to be considered in determining how best to maintain fair and orderly financial markets and to prevent severe market disruptions in the future.
Book Synopsis Examining the Causes and Lessons of the May 6th Market Plunge by : Mary L. Schapiro
Download or read book Examining the Causes and Lessons of the May 6th Market Plunge written by Mary L. Schapiro and published by DIANE Publishing. This book was released on 2010-10 with total page 25 pages. Available in PDF, EPUB and Kindle. Book excerpt: The sudden decline and recovery of the U.S. financial markets on May 6, 2010, was unprecedented in its speed and scope. During a 20-minute period on May 6, the U.S. financial markets failed to live up to their price discovery function. Since that day, the SEC has focused intently on moving forward on two fronts. First, the SEC, along with the Commodity Futures Trading Comm., have been engaged in a comprehensive investigation into the events of May 6 to gain a full understanding of what caused the volatility. Second, the SEC has worked with the exchanges to fashion effective measures that will help protect against a recurrence by imposing a limit on the extent to which prices can move in individual stocks before there is a pause in trading. Illus.
Book Synopsis SEC Docket by : United States. Securities and Exchange Commission
Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 2010 with total page 1376 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Information Systems for Global Financial Markets: Emerging Developments and Effects by : Yap, Alexander Y.
Download or read book Information Systems for Global Financial Markets: Emerging Developments and Effects written by Yap, Alexander Y. and published by IGI Global. This book was released on 2011-11-30 with total page 437 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This book offers focused research on the systems and technologies that provide intelligence and expertise to traders and investors and facilitate the agile ordering processes, networking, and regulation of global financial electronic markets"--Provided by publisher.
Download or read book Flash Crash written by Liam Vaughan and published by Doubleday. This book was released on 2020-05-12 with total page 234 pages. Available in PDF, EPUB and Kindle. Book excerpt: "[An] extraordinary tale"—Wall Street Journal "Compelling [and] engaging"—Financial Times "Magnificently detailed yet pacy...Think Trading Places meets Wall Street"—Sunday Times (UK) The riveting story of a trading prodigy who amassed $70 million from his childhood bedroom—until the US government accused him of helping trigger an unprecedented market collapse On May 6, 2010, financial markets around the world tumbled simultaneously and without warning. In the span of five minutes, a trillion dollars of valuation was lost. The Flash Crash, as it became known, represented what was then the fastest drop in market history. When share values rebounded less than half an hour later, experts around the globe were left perplexed. What had they just witnessed? Navinder Singh Sarao hardly seemed like a man who would shake the world's financial markets to their core. Raised in a working-class neighborhood in West London, Nav was a preternaturally gifted trader who played the markets like a computer game. By the age of thirty, he had left behind London's "trading arcades," working instead out of his childhood home. For years the money poured in. But when lightning-fast electronic traders infiltrated markets and started eating into his profits, Nav built a system of his own to fight back. It worked—until 2015, when the FBI arrived at his door. Depending on whom you ask, Sarao was a scourge, a symbol of a financial system run horribly amok, or a folk hero who took on the tyranny of Wall Street and the high-frequency traders. A real-life financial thriller, Flash Crash uncovers the remarkable, behind-the-scenes narrative of a mystifying market crash, a globe-spanning investigation into international fraud, and a man at the center of them both.
Book Synopsis The Oxford Handbook of Financial Regulation by : Niamh Moloney
Download or read book The Oxford Handbook of Financial Regulation written by Niamh Moloney and published by OUP Oxford. This book was released on 2015-08-27 with total page 900 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial system and its regulation have undergone exponential growth and dramatic reform over the last thirty years. This period has witnessed major developments in the nature and intensity of financial markets, as well as repeated cycles of regulatory reform and development, often linked to crisis conditions. The recent financial crisis has led to unparalleled interest in financial regulation from policymakers, economists, legal practitioners, and the academic community, and has prompted large-scale regulatory reform. The Oxford Handbook of Financial Regulation is the first comprehensive, authoritative, and state of the art account of the nature of financial regulation. Written by an international team of leading scholars in the field, it takes a contextual and comparative approach to examine scholarly, policy, and regulatory developments in the past three decades. The first three parts of the Handbook address the underpinning horizontal themes which arise in financial regulation: financial systems and regulation; the organization of financial system regulation, including regional examples from the EU and the US; and the delivery of outcomes and regulatory techniques. The final three Parts address the perennial objectives of financial regulation, widely regarded as the anchors of financial regulation internationally: financial stability, market efficiency, integrity, and transparency; and consumer protection. The Oxford Handbook of Financial Regulation is an invaluable resource for scholars and students of financial regulation, economists, policy-makers and regulators.
Author :United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment Publisher : ISBN 13 : Total Pages :92 pages Book Rating :4.:/5 (319 download)
Book Synopsis Management and Structural Reforms at the Securities and Exchange Commission by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment
Download or read book Management and Structural Reforms at the Securities and Exchange Commission written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities, Insurance, and Investment and published by . This book was released on 2013 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Financial Crisis and White Collar Crime - Legislative and Policy Responses by : Nicholas Ryder
Download or read book The Financial Crisis and White Collar Crime - Legislative and Policy Responses written by Nicholas Ryder and published by Routledge. This book was released on 2017-09-19 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book offers a commentary on the responses to white collar crime since the financial crisis. The book brings together experts from academia and practice to analyse the legal and policy responses that have been put in place following the 2008 financial crisis. The book looks at a range of topics including: the low priority and resources allocated to fraud; EU regulatory efforts to fight financial crime; protecting whistleblowers in the financial industry; the criminality of the rogue trader; the evolution of financial crime in cryptocurrencies; and the levying of financial penalties against banks and corporations by the US Department of Justice and Securities and Exchange Commission.
Download or read book Broken Markets written by Sal Arnuk and published by FT Press. This book was released on 2012-05-22 with total page 317 pages. Available in PDF, EPUB and Kindle. Book excerpt: The markets have evolved at breakneck speed during the past decade, and change has accelerated dramatically since 2007's disastrous regulatory "reforms." An unrelenting focus on technology, hyper-short-term trading, speed, and volume has eclipsed sanity: markets have been hijacked by high-powered interests at the expense of investors and the entire capital-raising process. A small consortium of players is making billions by skimming and scalping unaware investors -- and, in so doing, they've transformed our markets from the world's envy into a barren wasteland of terror. Since these events began, Themis Trading's Joe Saluzzi and Sal Arnuk have offered an unwavering voice of reasoned dissent. Their small brokerage has stood up against the hijackers in every venue: their daily writings are now followed by investors, regulators, the media, and "Main Street" investors worldwide. Saluzzi and Arnuk don't take prisoners! Now, in Broken Markets, they explain how all this happened, who did it, what it means, and what's coming next. You'll understand the true implications of events ranging from the crash of 1987 to the "Flash Crash" -- and discover what it all means to you and your future. Warning: you will get angry (if you aren't already). But you'll know exactly why you're angry, who you're angry at, and what needs to be done!
Book Synopsis Capital Markets, Fifth Edition by : Frank J. Fabozzi
Download or read book Capital Markets, Fifth Edition written by Frank J. Fabozzi and published by MIT Press. This book was released on 2015-10-23 with total page 1087 pages. Available in PDF, EPUB and Kindle. Book excerpt: The substantially revised fifth edition of a textbook covering the wide range of instruments available in financial markets, with a new emphasis on risk management. Over the last fifty years, an extensive array of instruments for financing, investing, and controlling risk has become available in financial markets, with demand for these innovations driven by the needs of investors and borrowers. The recent financial crisis offered painful lessons on the consequences of ignoring the risks associated with new financial products and strategies. This substantially revised fifth edition of a widely used text covers financial product innovation with a new emphasis on risk management and regulatory reform. Chapters from the previous edition have been updated, and new chapters cover material that reflects recent developments in financial markets. The book begins with an introduction to financial markets, offering a new chapter that provides an overview of risk—including the key elements of financial risk management and the identification and quantification of risk. The book then covers market participants, including a new chapter on collective investment products managed by asset management firms; the basics of cash and derivatives markets, with new coverage of financial derivatives and securitization; theories of risk and return, with a new chapter on return distributions and risk measures; the structure of interest rates and the pricing of debt obligations; equity markets; debt markets, including chapters on money market instruments, municipal securities, and credit sensitive securitized products; and advanced coverage of derivative markets. Each chapter ends with a review of key points and questions based on the material covered.
Book Synopsis Foundations of Global Financial Markets and Institutions, fifth edition by : Frank J. Fabozzi
Download or read book Foundations of Global Financial Markets and Institutions, fifth edition written by Frank J. Fabozzi and published by MIT Press. This book was released on 2019-04-30 with total page 1105 pages. Available in PDF, EPUB and Kindle. Book excerpt: A thoroughly revised and updated edition of a textbook for graduate students in finance, with new coverage of global financial institutions. This thoroughly revised and updated edition of a widely used textbook for graduate students in finance now provides expanded coverage of global financial institutions, with detailed comparisons of U.S. systems with non-U.S. systems. A focus on the actual practices of financial institutions prepares students for real-world problems. After an introduction to financial markets and market participants, including asset management firms, credit rating agencies, and investment banking firms, the book covers risks and asset pricing, with a new overview of risk; the structure of interest rates and interest rate and credit risks; the fundamentals of primary and secondary markets; government debt markets, with new material on non-U.S. sovereign debt markets; corporate funding markets, with new coverage of small and medium enterprises and entrepreneurial ventures; residential and commercial real estate markets; collective investment vehicles, in a chapter new to this edition; and financial derivatives, including financial futures and options, interest rate derivatives, foreign exchange derivatives, and credit risk transfer vehicles such as credit default swaps. Each chapter begins with learning objectives and ends with bullet point takeaways and questions.
Book Synopsis Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges by : Mary L. Schapiro
Download or read book Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges written by Mary L. Schapiro and published by DIANE Publishing. This book was released on 2010-11 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: In 2009, the country was just emerging from an economic crisis that threatened our financial system and the American economy. Since then, the SEC has taken significant steps to make the SEC more vigilant, sharp, and responsive, and focus the agency on its core mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. This testimony provides an overview of the actions and initiatives the SEC is taking to better protect investors, improve markets, and facilitate capital formation. It details the changes in personnel, processes and technology that have been made at the Commission. It also discusses the status of the SEC inquiry into the severe market disruption on May 6, 2010. Illustrations.
Book Synopsis Budget and Management of the U. S. Securities and Exchange Commission (SEC) by : Robert Khuzami
Download or read book Budget and Management of the U. S. Securities and Exchange Commission (SEC) written by Robert Khuzami and published by DIANE Publishing. This book was released on 2011-08 with total page 29 pages. Available in PDF, EPUB and Kindle. Book excerpt: Discusses a number of significant steps that the SEC has taken over the past two years in their divisions and offices to reform and improve their operations. As part of that effort, the SEC has revitalized and restructured enforcement and examination functions, revamped the handling of tips and complaints, taken steps to break down internal silos and create a culture of collaboration, improved their risk assessment capabilities, begun to recruit more staff with specialized expertise and real world experience, and enhanced safeguards for investors¿ assets. This is a print on demand edition of an important, hard-to-find publication.
Download or read book Federal Register written by and published by . This book was released on 2013-04 with total page 356 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Fragilities in the U.S. Treasury Market by : Antoine Bouveret
Download or read book Fragilities in the U.S. Treasury Market written by Antoine Bouveret and published by International Monetary Fund. This book was released on 2015-10-13 with total page 44 pages. Available in PDF, EPUB and Kindle. Book excerpt: Changes in the structure of the U.S. Treasury market over recent years may have increased risks to financial stability. Traditional market makers have changed their liquidity provision by increasingly switching from risk warehousing to risk distribution, and a new breed of market maker has emerged with the rise of electronic trading. The 'flash rally' of October 15, 2014 provides a clear example of how those risks can materialize. Based on an in-depth analysis of the event-complementing the authorities' work-we suggest i) providing incentives for liquidity provision, ii) improving market safeguards, and iii) enhancing the regulation of the Treasury market.
Book Synopsis Electronic Government by : Marijn Janssen
Download or read book Electronic Government written by Marijn Janssen and published by Springer Science & Business Media. This book was released on 2011-08-19 with total page 481 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book constitutes the refereed proceedings of the 10th International Conference, EGOV 2011, held in Delft, The Netherlands, in August/September 2011. The 38 revised full papers presented were carefully reviewed and selected from 84 submissions. The papers are organized in topical sections on foundations, acceptance and diffusion, governance, openess and institutions, architecture, security and interoperability, transformation, values and change.
Author :United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government Publisher : ISBN 13 : Total Pages :892 pages Book Rating :4.3/5 ( download)
Book Synopsis Financial Services and General Government Appropriations for 2013 by : United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government
Download or read book Financial Services and General Government Appropriations for 2013 written by United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government and published by . This book was released on 2012 with total page 892 pages. Available in PDF, EPUB and Kindle. Book excerpt:
