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Publisher :
ISBN 13 : 9781402416521
Total Pages : 0 pages
Book Rating : 4.4/5 (165 download)
Download or read book Securities Litigation & Enforcement Institute 2011 written by and published by . This book was released on 2011 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Publisher : Practising Law Institute
ISBN 13 : 9781402404894
Total Pages : 1152 pages
Book Rating : 4.4/5 (48 download)
Download or read book Securities Litigation & Enforcement Institute, 2004 written by and published by Practising Law Institute. This book was released on 2004 with total page 1152 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : David M. Stuart
Publisher :
ISBN 13 : 9781402424717
Total Pages : 0 pages
Book Rating : 4.4/5 (247 download)
Download or read book SEC Compliance and Enforcement Answer Book 2015 written by David M. Stuart and published by . This book was released on 2015-08-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author : Pierre-Henri Conac
Publisher : Cambridge University Press
ISBN 13 : 1108577423
Total Pages : 1363 pages
Book Rating : 4.1/5 (85 download)
Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
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ISBN 13 :
Total Pages : 1066 pages
Book Rating : 4.:/5 (12 download)
Download or read book Securities Litigation & Enforcement Institute 2010 written by and published by . This book was released on 2010 with total page 1066 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 672 pages
Book Rating : 4.:/5 (377 download)
Download or read book Securities Enforcement Institute written by and published by . This book was released on 1997 with total page 672 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 672 pages
Book Rating : 4.:/5 (2 download)
Download or read book Securities Litigation & Enforcement Institute 2003 written by and published by . This book was released on 2003 with total page 672 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Publisher :
ISBN 13 : 9781402412776
Total Pages : 834 pages
Book Rating : 4.4/5 (127 download)
Download or read book Securities Litigation & Enforcement Institute 2009 written by and published by . This book was released on 2009 with total page 834 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 1010 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Litigation & Enforcement Institute written by and published by . This book was released on 2008 with total page 1010 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 676 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Enforcement Institute written by and published by . This book was released on 1997 with total page 676 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Conference Institute
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (789 download)
Download or read book Securities Litigation and Enforcement written by American Conference Institute and published by . This book was released on 1996 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Donna M. Nagy
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 1080 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Litigation and Enforcement written by Donna M. Nagy and published by West Academic Publishing. This book was released on 2008 with total page 1080 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Author : American Conference Institute. Securities Litigation
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (333 download)
Download or read book Securities Litigation and Enforcement written by American Conference Institute. Securities Litigation and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Conference Institute
Publisher :
ISBN 13 : 9781551832982
Total Pages : pages
Book Rating : 4.8/5 (329 download)
Download or read book Fourth Annual Securities Litigation and Enforcement : Important New Directions in a High Stakes Arena written by American Conference Institute and published by . This book was released on 1996 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Conference Institute
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (368 download)
Download or read book Securities Litigation written by American Conference Institute and published by . This book was released on 1993 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : David Siegel
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book Avoiding and Managing Securities Litigation and SEC Enforcement Inquiries for In-house Counsel written by David Siegel and published by . This book was released on 1995 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 990 pages
Book Rating : 4.F/5 ( download)
Download or read book Second Annual Securities Law & Enforcement Institute written by and published by . This book was released on 1983 with total page 990 pages. Available in PDF, EPUB and Kindle. Book excerpt:
