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Author : Harold S. Bloomenthal
Publisher :
ISBN 13 : 9780836613193
Total Pages : pages
Book Rating : 4.6/5 (131 download)
Download or read book Securities Law Handbook written by Harold S. Bloomenthal and published by . This book was released on 1998 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Gary M. Brown
Publisher :
ISBN 13 : 9781402418969
Total Pages : 0 pages
Book Rating : 4.4/5 (189 download)
Download or read book Securities Law and Practice Deskbook written by Gary M. Brown and published by . This book was released on 2013-01-16 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations
Download or read book Securities Law Handbook written by and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jerry W. Markham
Publisher : Edward Elgar Publishing
ISBN 13 : 1782540075
Total Pages : 563 pages
Book Rating : 4.7/5 (825 download)
Download or read book Research Handbook on Securities Regulation in the United States written by Jerry W. Markham and published by Edward Elgar Publishing. This book was released on 2014-07-31 with total page 563 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Author : Thomas Lee Hazen
Publisher : American Bar Association
ISBN 13 : 9781616320973
Total Pages : 0 pages
Book Rating : 4.3/5 (29 download)
Download or read book Securities Regulation written by Thomas Lee Hazen and published by American Bar Association. This book was released on 2011 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate practice, while giving some coverage to market regulation, broker-dealers, and the regulation of investment companies and investment advisers.
Author : Marcus Best
Publisher :
ISBN 13 : 9789041154422
Total Pages : 0 pages
Book Rating : 4.1/5 (544 download)
Download or read book International Securities Law Handbook written by Marcus Best and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Numerous changes, large and small, in securities laws and regulations in many jurisdictions necessitate periodic new editions of this unique and much-relied-upon source of information for global investors. In this fourth edition, the goal is again to provide a comprehensive, reliable and up-to-date guide to the relevant issues encountered in the issue and offering of cross-border securities in the most significant financial markets. Since its first edition, the ‘International Securities Law Handbook’ has answered the need for a user-friendly source of information covering the most significant jurisdictions. Now fully updated and with first-time contributions from Chile, Colombia, Italy, Poland, Russia and Thailand, this invaluable reference presents the key elements of securities law and regulations in 39 jurisdictions. Country chapters, each written by a local expert in securities law, appear alphabetically. Each jurisdiction is presented in a consistent format, covering the topics most relevant to overseas investors and their advisers, so that information on specific issues can be easily found and compared from country to country.
Author : Robert Anderson
Publisher :
ISBN 13 : 9781930993716
Total Pages : pages
Book Rating : 4.9/5 (937 download)
Download or read book Anderson on Colorado Civil Litigation Forms written by Robert Anderson and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas Lee Hazen
Publisher : West Group Publishing
ISBN 13 :
Total Pages : 1194 pages
Book Rating : 4.F/5 ( download)
Download or read book The Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2002 with total page 1194 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This Hornbook is aimed primarily at law students. It is a substantial abridgement of my four-volume Treatise on the law of securities regulation"--P. ix.
Author : William A. Kelley
Publisher : ALI-ABA
ISBN 13 : 9780831807894
Total Pages : 254 pages
Book Rating : 4.8/5 (78 download)
Download or read book Real Estate Investment Trusts Handbook written by William A. Kelley and published by ALI-ABA. This book was released on 1998 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Gaurav Pingle
Publisher : Bloomsbury Publishing
ISBN 13 : 9354351158
Total Pages : 644 pages
Book Rating : 4.3/5 (543 download)
Download or read book Handbook on Securities Laws written by Gaurav Pingle and published by Bloomsbury Publishing. This book was released on 2021-06-10 with total page 644 pages. Available in PDF, EPUB and Kindle. Book excerpt: About the Book 'Securities Law' is not independent topic in itself and to understand the subject, the student or professional should be aware of some basic and important corporate law concepts e.g. company, types of companies (private company / public company), members /shareholders, shares, debentures, voting rights, listing of shares, prospectus, stock exchange, rights and obligations of shareholders and directors, etc. Handbook on Securities Laws cover these concepts in detail along with discussion on every section/clause of some important legislations like SEBI Act, 1992, Depositories Act, 1996 and Securities (Contract) Regulation Act, 1956. Wherever necessary, reference to the relevant provisions of the Companies Act and Rules, Rules and Regulations made under respective Acts and also SEBI's Annual Report has been given. Some of the key points and issues like powers of SEBI, penalty and adjudication under SEBI Act, UPSI and its materiality, etc. are discussed in the light of latest judgments of the Court or Tribunals.
Author : Marc I. Steinberg
Publisher : Oxford University Press
ISBN 13 : 0197583148
Total Pages : 361 pages
Book Rating : 4.1/5 (975 download)
Download or read book Rethinking Securities Law written by Marc I. Steinberg and published by Oxford University Press. This book was released on 2021 with total page 361 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--
Author : Peter M Fass
Publisher :
ISBN 13 : 9780314629401
Total Pages : 909 pages
Book Rating : 4.6/5 (294 download)
Download or read book The S Corporation Handbook written by Peter M Fass and published by . This book was released on 2014 with total page 909 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Harold S. Bloomenthal
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (18 download)
Download or read book Emerging Trends in Securities Law written by Harold S. Bloomenthal and published by . This book was released on 2006 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : New Zealand
Publisher :
ISBN 13 : 9780864726711
Total Pages : pages
Book Rating : 4.7/5 (267 download)
Download or read book Brookers Company and Securities Law Handbook 2009 written by New Zealand and published by . This book was released on 2009-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Brookers Company and Securities Law Handbook 2009 consolidates in two volumes the key legislation relevant to the areas of company and securities law. With 24 tabs and six blanks for your own reference, a comprehensive subject index and an alphabetical list of legislation, this portable and convenient handbook ensures quick and easy access to the information you need. This Handbook contains extensive 'full form' history and editorial notes, a table of statutes and regulations, and future amendment pending notes. It is the most comprehensive collection of company and securities law legislation available in bound form. Practitioners, students and anyone who refers to a particular area of law on a regular basis will find this handbook an invaluable reference tool. New to the 2009 edition: Financial Advisers Act 2008; Financial Service Providers (Registration and Dispute Resolution) Act 2008; Financial Transactions Reporting (Interpretation) Regulations 2008; High Court Rules (companies provisions); Limited Partnerships Act 2008.
Author : Pierre-Henri Conac
Publisher : Cambridge University Press
ISBN 13 : 1108577423
Total Pages : 1363 pages
Book Rating : 4.1/5 (85 download)
Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Author : Jeffrey Neil Gordon
Publisher : Oxford University Press
ISBN 13 : 0198743688
Total Pages : 1217 pages
Book Rating : 4.1/5 (987 download)
Download or read book The Oxford Handbook of Corporate Law and Governance written by Jeffrey Neil Gordon and published by Oxford University Press. This book was released on 2018 with total page 1217 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate law and governance are at the forefront of regulatory activities worldwide, and subject to increasing public attention in the wake of the Global Financial Crisis. Comprehensively referencing the key debates, the Handbook provides a much-needed framework for understanding the aims and methods of legal research in the field.
Download or read book Corporate Anti-takeover Defenses written by and published by . This book was released on 2004 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
