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Retail Investor Protection Act
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Book Synopsis Retail Investor Protection Act by : United States. Congress. House. Committee on Financial Services
Download or read book Retail Investor Protection Act written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2013 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis H.R. 1090, Retail Investor Protection Act by :
Download or read book H.R. 1090, Retail Investor Protection Act written by and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis RETAIL INVESTOR PROTECTION ACT... RPT... RPT. 113-228, PART 1... U.S. CONGRESS, 113TH CONGRESS, 1ST SESSION. by :
Download or read book RETAIL INVESTOR PROTECTION ACT... RPT... RPT. 113-228, PART 1... U.S. CONGRESS, 113TH CONGRESS, 1ST SESSION. written by and published by . This book was released on 2014* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Reforming Corporate Retail Investor Protection by : Diane Bugeja
Download or read book Reforming Corporate Retail Investor Protection written by Diane Bugeja and published by Bloomsbury Publishing. This book was released on 2019-12-12 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt: The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a 'fire-fighting' fashion without adequate consideration being given to the root causes of mis-selling. Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors – as opposed to corporate retail investors – by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories. This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.
Book Synopsis Retail Investor Protection Act by : United States. Congress. House. Committee on Financial Services
Download or read book Retail Investor Protection Act written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2013 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Rules Committee Print 113-23 by : United States. Congress. House. Committee on Rules
Download or read book Rules Committee Print 113-23 written by United States. Congress. House. Committee on Rules and published by . This book was released on 2013 with total page 3 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Retail Investor Protection Act, Sept. 25, 2013, 113-1 H. Rpt.. 113-228 by :
Download or read book Retail Investor Protection Act, Sept. 25, 2013, 113-1 H. Rpt.. 113-228 written by and published by . This book was released on 2013* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Retail Investor Protection Act, Sept. 30, 2013, 113-1 H. Rpt. 113-228 by :
Download or read book Retail Investor Protection Act, Sept. 30, 2013, 113-1 H. Rpt. 113-228 written by and published by . This book was released on 2013* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Retail Investor Protection Act, House Rpt. 114-304, Part 1, October 22, 2015, 114-1 by :
Download or read book Retail Investor Protection Act, House Rpt. 114-304, Part 1, October 22, 2015, 114-1 written by and published by . This book was released on 2015* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis RETAIL INVESTOR PROTECTION ACT... RPT... RPT. 113-228, PART 2... U.S. CONGRESS, 113TH CONGRESS, 1ST SESSION. by :
Download or read book RETAIL INVESTOR PROTECTION ACT... RPT... RPT. 113-228, PART 2... U.S. CONGRESS, 113TH CONGRESS, 1ST SESSION. written by and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Retail Investor Protection Act by : United States. Congress. House. Committee on Financial Services
Download or read book Retail Investor Protection Act written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2015 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Financial Advice and Investor Protection by : Booysen, Sandra
Download or read book Financial Advice and Investor Protection written by Booysen, Sandra and published by Edward Elgar Publishing. This book was released on 2021-12-07 with total page 384 pages. Available in PDF, EPUB and Kindle. Book excerpt: This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Book Synopsis How to Protect Investors by : Niamh Moloney
Download or read book How to Protect Investors written by Niamh Moloney and published by Cambridge University Press. This book was released on 2010-01-21 with total page 501 pages. Available in PDF, EPUB and Kindle. Book excerpt: As governments around the world withdraw from welfare provision and promote long-term savings by households through the financial markets, the protection of retail investors has become critically important. Taking as a case study the wide-ranging EC investor-protection regime which now governs EC retail markets after an intense reform period, this critical, contextual and comparative examination of the nature of investor protection explores why the retail investor should be protected, whether retail investor engagement with the markets should be encouraged and how investor protection laws should be designed, particularly in light of the financial crisis. The book considers the implications of the EC's investor protection rules 'on the books' but also considers investor protection law and policy 'in action', drawing on experience from the UK retail market and in particular the Financial Services Authority's extensive retail market activities, including the recent Retail Distribution Review and the Treating Customers Fairly strategy.
Book Synopsis Capital Markets Regulatory Reform by : United States. Congress. House. Committee on Financial Services
Download or read book Capital Markets Regulatory Reform written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2010 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities Publisher : ISBN 13 : Total Pages :384 pages Book Rating :4.:/5 (327 download)
Book Synopsis Securities Investor Protection Act of 1991 by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Download or read book Securities Investor Protection Act of 1991 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1992 with total page 384 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Cambridge Handbook of Investor Protection by : Arthur B. Laby
Download or read book The Cambridge Handbook of Investor Protection written by Arthur B. Laby and published by Cambridge University Press. This book was released on 2022-10-27 with total page 687 pages. Available in PDF, EPUB and Kindle. Book excerpt: The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after the 2008 financial crisis and the Bernard Madoff Ponzi scheme of the same year. Investor protection scholarship now seeks to respond to developments such as the institutionalization of the markets, the democratization of finance, and the enhanced role of market professionals and other gatekeepers. Additionally, although the philosophy of full disclosure remains the guiding principle behind the securities laws, recent research has questioned the merits of a disclosure-based regime. In light of these trends, regulators try to strike the right balance between imposing a strict investor protection regime, on the one hand, and giving businesses the freedom to innovate new projects, market new services, and reduce costs, on the other. The Cambridge Handbook of Investor Protection brings together leading scholars to inform this debate and fill a gap left by these developments.
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance Publisher : ISBN 13 : Total Pages :48 pages Book Rating :4.0/5 (18 download)
Book Synopsis Securities Investor Protection Act Amendment by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance
Download or read book Securities Investor Protection Act Amendment written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Consumer Protection and Finance and published by . This book was released on 1980 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:
