Regulation of Bank Financial Service Activities

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Author :
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 1176 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Regulation of Bank Financial Service Activities by : Lissa Lamkin Broome

Download or read book Regulation of Bank Financial Service Activities written by Lissa Lamkin Broome and published by West Academic Publishing. This book was released on 2004 with total page 1176 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides a comprehensive overview of nearly every aspect of banking regulation from its history, to federal and state regulation, to international regulatory issues. Contains individual chapters on the securities, derivatives and insurance activities of banks and their "functional" regulation by non-banking regulators under the Gramm-Leach-Bliley Act (GLBA). Also reviews thrift regulation and its evolution under FIRREA and FDICIA, and contains a chapter on bank commercial lending activity.

Regulation of Bank Financial Services, Cases and Materials

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Publisher : West Academic Publishing
ISBN 13 : 9780314177131
Total Pages : 0 pages
Book Rating : 4.1/5 (771 download)

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Book Synopsis Regulation of Bank Financial Services, Cases and Materials by : Lissa L. Broome

Download or read book Regulation of Bank Financial Services, Cases and Materials written by Lissa L. Broome and published by West Academic Publishing. This book was released on 2006-11-30 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2007 Supplement to Regulation of Bank Financial Service Activities continues with the authors' promise to annually update the casebook by supplement in the years when a new edition is not issued. The new Supplement includes the very latest developments, including statutory changes made by the Federal Deposit Insurance Reform Act of 2006 and the Financial Services Regulatory Relief Act of 2006. New regulatory developments such as the final guidance on Nontraditional Mortgage Products are discussed. New cases are included and analyzed, including the Supreme Court's Wachoia Bank, N.A. v. Schmidt and the Sixth Circuit's opinion in Wachoia Bank, N.A. v. Watters, which will be considered by the Supreme Court this term. The latest articles and commentary reviewing banking law are also referenced.

Regulation of Bank Financial Service Activities

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Author :
Publisher : West Academic Publishing
ISBN 13 : 9781683281238
Total Pages : 0 pages
Book Rating : 4.2/5 (812 download)

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Book Synopsis Regulation of Bank Financial Service Activities by : Lissa Broome

Download or read book Regulation of Bank Financial Service Activities written by Lissa Broome and published by West Academic Publishing. This book was released on 2018-01-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Softbound - New, softbound print book.

Regulation of Bank Financial Service Activities

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Author :
Publisher : West Academic Publishing
ISBN 13 : 9780314281425
Total Pages : 0 pages
Book Rating : 4.2/5 (814 download)

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Book Synopsis Regulation of Bank Financial Service Activities by : Lissa L. Broome

Download or read book Regulation of Bank Financial Service Activities written by Lissa L. Broome and published by West Academic Publishing. This book was released on 2012-07-25 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2012 Edition contains the major chapters of title 12 of the United States Code covering the National Bank Act, the Federal Reserve Act, the Federal Deposit Insurance Corporation Act, and the Bank Holding Company Act. The supplement reflects the changes made by the Dodd-Frank Act. Additions made by Dodd-Frank to existing statutory provisions are underlined so the reader may easily locate the Dodd-Frank changes. In addition, the each statutory provision includes a citation to the section of Dodd-Frank which amends it. New statutory provisions of Dodd-Frank codified in Chapter 53 of Title 12 (including provisions relating to the FSOC, CFPB, and the Orderly Liquidation Authority) are included as well. Relevant provisions of the Securities Exchange Act, federal provisions relating to insurance, and the Gramm-Leach-Bliley Acts provisions related to privacy are also included. Excerpts from the New York banking statutes provide a sample of state regulation of banking. The supplement also contains selected regulatory provisions from the Comptroller of the Currency, the Federal Reserve System Board of Governors, and the Federal Deposit Insurance Corporation.

Regulation of Bank Financial Services, Cases And Materials, 2006 Supplement

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Publisher : West Academic Publishing
ISBN 13 : 9780314163721
Total Pages : 61 pages
Book Rating : 4.1/5 (637 download)

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Book Synopsis Regulation of Bank Financial Services, Cases And Materials, 2006 Supplement by : Lissa L. Broome

Download or read book Regulation of Bank Financial Services, Cases And Materials, 2006 Supplement written by Lissa L. Broome and published by West Academic Publishing. This book was released on 2005-11 with total page 61 pages. Available in PDF, EPUB and Kindle. Book excerpt: Statutory casebook supplement providing statutes to complement Broome and Markham's Regulation of Bank Financial Service Activities. It includes information current through October, 2002, and includes the Parriot Act and developments in the implementation of the Gramm-Leach-Bliley Act (GLBA). This supplement also updates substantive chapers in the casebook.

Broome and Markham's Regulation of Bank Financial Services

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Author :
Publisher : Gale Cengage
ISBN 13 : 9780314179746
Total Pages : pages
Book Rating : 4.1/5 (797 download)

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Book Synopsis Broome and Markham's Regulation of Bank Financial Services by : ANONIMO

Download or read book Broome and Markham's Regulation of Bank Financial Services written by ANONIMO and published by Gale Cengage. This book was released on 2009-11-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Banking and Financial Services Law

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Publisher :
ISBN 13 :
Total Pages : 768 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Banking and Financial Services Law by : Michael P. Malloy

Download or read book Banking and Financial Services Law written by Michael P. Malloy and published by . This book was released on 2005 with total page 768 pages. Available in PDF, EPUB and Kindle. Book excerpt: The latest edition of this casebook on banking and financial services regulation takes a problem-oriented approach to the subject. With its focus on the interactions and crossovers within the financial services industry, it gives students and professors an opportunity to explore the issues that are defining regulation in this area. Malloy covers supervision and regulation of the full range of the depository institutions industry -- commercial banks, savings associations, and credit unions -- as well as the intersection of this industry with securities and insurance. The book contains over 300 detailed problems and notes that are accessible yet challenging. The problems and notes have beeb repeatedly tested and refined over the course of twenty years of intensive teaching at five different schools. Malloy has included an extensive bibliography keyed to the subject matter of each chapter. The book works extremely well as a casebook for a standard course in financial services regulation and as a basic reading and resource text for an advanced seminar. A teacher's manual is available.

Financial Regulation

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Publisher : Foundation Press
ISBN 13 : 9781640202498
Total Pages : 1412 pages
Book Rating : 4.2/5 (24 download)

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Book Synopsis Financial Regulation by : MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.)

Download or read book Financial Regulation written by MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.) and published by Foundation Press. This book was released on 2018-08-06 with total page 1412 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Regulation: Law and Policy (2d Edition) introduces the field of financial regulation in a new and accessible way. Even though a decade has passed since the most systemic financial crisis in the last 70 years and eight years have elapsed since a major shift in regulatory design, the world is still grappling with the aftermath. In addition, technology innovations, including Bitcoin and other cryptocurrencies, market forces and a changing political environment all have combined to reframe and reorient public debate over financial regulation. The book has kept up to date with all of these changes. The book analyzes and compares the market and regulatory architecture of the entire U.S. financial sector as it exists today, from banks, insurance companies, and broker-dealers, to asset managers, complex financial conglomerates, and government-sponsored enterprises. The book explores a range of financial activities, from consumer finance and investment to payment systems, securitization, short-term wholesale funding, money markets, and derivatives. The book examines a range of regulatory techniques, including supervision, enforcement, and rule-writing, as well as crisis-fighting tools such as resolution and the lender of last resort. Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European Union.

Blueprint for Reform

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Author :
Publisher :
ISBN 13 :
Total Pages : 128 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis Blueprint for Reform by : United States. Task Group on Regulation of Financial Services

Download or read book Blueprint for Reform written by United States. Task Group on Regulation of Financial Services and published by . This book was released on 1984 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Regulation of Banking

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Author :
Publisher : Anderson Publishing Company (OH)
ISBN 13 :
Total Pages : 1134 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Regulation of Banking by : Michael P. Malloy

Download or read book The Regulation of Banking written by Michael P. Malloy and published by Anderson Publishing Company (OH). This book was released on 1992 with total page 1134 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Development and Regulation of Non-bank Financial Institutions

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Author :
Publisher : World Bank Publications
ISBN 13 : 9780821348390
Total Pages : 252 pages
Book Rating : 4.3/5 (483 download)

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Book Synopsis The Development and Regulation of Non-bank Financial Institutions by : Jeffrey Carmichael

Download or read book The Development and Regulation of Non-bank Financial Institutions written by Jeffrey Carmichael and published by World Bank Publications. This book was released on 2002-01-01 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book aims to create an awareness of the potential of non-bank financial institutions (NBFIs) for developing countries, and to assist policy makers in the creation of coherent policy structures and effective regulatory systems for the development of these institutions. It considers the essential functions and characteristics of non-bank financial institutions and includes chapters on insurance companies, mutual funds and pension schemes, securities markets, and leasing and real estate companies.

Essential Strategies for Financial Services Compliance

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Publisher : John Wiley & Sons
ISBN 13 : 1118906136
Total Pages : 403 pages
Book Rating : 4.1/5 (189 download)

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Book Synopsis Essential Strategies for Financial Services Compliance by : Annie Mills

Download or read book Essential Strategies for Financial Services Compliance written by Annie Mills and published by John Wiley & Sons. This book was released on 2015-11-16 with total page 403 pages. Available in PDF, EPUB and Kindle. Book excerpt: A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function. Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts and their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to: Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry Quickly and thoroughly learn the accepted best practices for everyday compliance Get up to date information on the current financial regulatory environment with this new edition Reference detailed advice as issues arise in day-to-day operations This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.

Banking Law and Regulation

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Author :
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 920 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Banking Law and Regulation by : Jonathan R. Macey

Download or read book Banking Law and Regulation written by Jonathan R. Macey and published by Aspen Publishers. This book was released on 2001 with total page 920 pages. Available in PDF, EPUB and Kindle. Book excerpt: With its refined, updated Third Edition, Banking Law and Regulation again takes its place as the most effective foundation text available on the law surrounding traditional commercial banks and other depository institutions. the new edition builds on the comprehensive yet concise approach on which instructors have come to depend. As before, The Third Edition: explains the nature, content, and scope of the rules that regulate banking in ways that make the material meaningful and relevant to students encompasses the history, regulation, regulatory powers, and globalization of financial institutions examines the role of the bank in modern society including explorations of policy implications makes enlightening connections between traditional commercial banks and other depository institutions employs an effective cases-and-notes pedagogy that blends clear introductions to legal concepts with a mixture of rhetorical and problem-like questions begins with a strong introductory history and overview of banking, nontraditional depository institutions, and banking regulation, giving students a solid foundation on which to build their understanding provides regular updates through an annual Statutory Supplement addressing recent developments and new cases In the New Edition - a wide variety of changes, improvements, and updates, including: a new co-author, Richard Scott Carnell, who draws on his expertise in both legal practice and teaching revised chapters on Securities Powers of Banking Institutions and International Banking, that cover these crucial topics more accessibly an expanded index for quicker access to specific coverage the latest cases and changes in the law, especially the Gramm-Leach-Biley Act of 1999 updated coverage of antitrust and other important legislative developments

International Banking

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Publisher :
ISBN 13 : 9781594600784
Total Pages : 0 pages
Book Rating : 4.6/5 (7 download)

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Book Synopsis International Banking by : Michael P. Malloy

Download or read book International Banking written by Michael P. Malloy and published by . This book was released on 2004 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book focuses primarily on the regulation of international banking at the federal level, but with extensive international and comparative materials. It is accompanied by a 158-page document supplement that includes up-to-date statutory materials and the Bank for International Settlement's Core Principles for Effective Banking Supervision.The Casebook is organized around the birth-to-death experience of international financial services institutions. The book contains case excerpts, related materials, and over 180 detailed problems and notes. Many of the problems are interlinked to assist the reader in gaining a direct understanding of the significance of the excerpted cases and materials, and to provide a concrete context for the concepts discussed in the text.Malloy addresses important and topical issues such as the changing nature of the regulatory environment, e-banking, problems of international lending and its regulations, supervision of transborder bank failures, and foreign bank secrecy laws, antiterrorism controls and economic sanctions, among many others. This book has become the definitive text on the regulation of international banking.The book contains an extensive bibliography keyed to the subject matter of each chapter. The book works extremely well as a casebook for an introductory course in international banking and as a basic reading and resource text for an advanced seminar.

Blueprint for Reform

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Publisher :
ISBN 13 :
Total Pages : 136 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis Blueprint for Reform by : United States. Task Group on Regulation of Financial Services

Download or read book Blueprint for Reform written by United States. Task Group on Regulation of Financial Services and published by . This book was released on 1984 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Federal Financial Institutions Regulatory System

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Publisher :
ISBN 13 :
Total Pages : 236 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Federal Financial Institutions Regulatory System by : United States. Congress. House. Committee on Banking and Financial Services

Download or read book The Federal Financial Institutions Regulatory System written by United States. Congress. House. Committee on Banking and Financial Services and published by . This book was released on 1996 with total page 236 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Law of Financial Institutions

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Publisher : Aspen Publishing
ISBN 13 : 1543831087
Total Pages : 1101 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis The Law of Financial Institutions by : Richard Scott Carnell

Download or read book The Law of Financial Institutions written by Richard Scott Carnell and published by Aspen Publishing. This book was released on 2021-01-13 with total page 1101 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Financial Institutions provides the foundation for a successful course on the law of traditional commercial banks. The book’s clear writing, careful editing, timely content, and concise explanations to provocative questions make a difficult field of law lively and interesting. New to the Seventh Edition: Unified analysis of different types of financial institution under a common framework, using simple mock balance sheets as a way of vividly illustrating the similarities and differences and bringing out the features that lend stability or instability to the financial system. A new chapter dealing with the important topic of financial technology. Extensive treatment of liquidity regulation, one of the most fundamental strategies for ensuring bank safety and soundness. A clear and coherent discussion of capital regulation and provides up-to-date explanations and simple examples of the complex issues surrounding capital adequacy applicable to banks today. A clear, coherent, and interesting account of the essential nature of the banking firm as a financial intermediary that acts as a payment service provider. Text that addresses issues of compliance and risk management that have become central to the management of banking institutions in the years since the financial crisis. Professors and student will benefit from: Important new contributions from Professor Peter Conti-Brown, a nationally renowned expert in banking policy and history Completely revised and updated to reflect important regulatory initiatives and trends Answers to all problem sets available to adopting professors Focuses on topics from economic, political, and doctrinal point of view Interesting and provocative questions with explanations Extensive use of nontraditional materials and professor-written discussions and explanations Excellent organization and careful editing