The Operational Risk Handbook for Financial Companies

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Author :
Publisher : Harriman House Limited
ISBN 13 : 085719156X
Total Pages : 166 pages
Book Rating : 4.8/5 (571 download)

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Book Synopsis The Operational Risk Handbook for Financial Companies by : Brian Barnier

Download or read book The Operational Risk Handbook for Financial Companies written by Brian Barnier and published by Harriman House Limited. This book was released on 2011-07-08 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Operational Risk Handbook for Financial Companies is a groundbreaking new book. It seeks to apply for the first time a range of proven operational risk techniques from other industries and disciplines to the troubled territory of financial services. Operational risk expert Brian Barnier introduces a range of sophisticated, dependable and - crucially - approachable tools for risk evaluation, risk response and risk governance. He provides a more robust way of gaining a better picture of risks, shows how to build risk-return awareness into decision making, and how to fix (and not just report) risks. The practical importance of fully understanding and acting on risk to the business begins in the foreword on plan-B thinking, penned by Marshall Carter, chairman of the NYSE and deputy chairman of NYSE Euronext. The book is unique because: - It is not just about modeling and a few basic tools derived from regulatory requirements. Instead, it looks at management of risk to operations across industries, professional disciplines and history to help ops risk leaders become aware of the entire landscape of proven experience, not just their own conference room. - It is not just about compliance. Instead, it looks to operations as part of performance - managing risk to return for shareholders and other interests (e.g. guarantee funds). - It is not content to look at risk in stand-alone segments or silos; instead it takes a systems approach. - It is not just about ops risk leaders sharing war stories at a conference. Instead, it introduces a panel of six financial institution board members who get risk management and provide their perspectives throughout the book to encourage/demand more from ops risk to meet the needs of the institution in the world. - It is not a semi-random collection of tips and tricks. Instead, it is grounded in a risk-management process flow tailored to financial companies from a range of proven experience, providing tools to help at each step. Suitable for companies of all sizes, this book is of direct relevance and use to all business managers, practitioners, boards and senior executives. Key insights from and for each are built into every chapter, including unique contributions from board members of a range of companies. The Operational Risk Handbook for Financial Companies is an essential book for making better decisions at every level of a financial company; ones that measurably improve outcomes for boards, managers, employees and shareholders alike.

Fundamentals of Operational Risk Management

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Author :
Publisher : Kogan Page Publishers
ISBN 13 : 1398605034
Total Pages : 321 pages
Book Rating : 4.3/5 (986 download)

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Book Synopsis Fundamentals of Operational Risk Management by : Simon Ashby

Download or read book Fundamentals of Operational Risk Management written by Simon Ashby and published by Kogan Page Publishers. This book was released on 2022-04-03 with total page 321 pages. Available in PDF, EPUB and Kindle. Book excerpt: Threats to an organization's operations, such as fraud, IT disruption or poorly designed products, could result in serious losses. Understand the key components of effective operational risk management with this essential book for risk professionals and students. Fundamentals of Operational Risk Management outlines how to implement a sound operational risk management framework which is embedded in day-to-day business activities. It covers the main operational risk tools including categorisation, risk and control self-assessment and scenario analysis, and explores the importance of risk appetite and tolerance. With case studies of major operational risk events to illustrate each concept, this book demonstrates the value of ORM and how it fits with other types of risk management. There is also guidance on the regulatory treatment of operational risk and the importance of risk culture in any organization. Master the essentials and improve the practice of operational risk management with this comprehensive guide.

Marine Corps Publications Combined: USMC Battle Skills Test Study Materials

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Author :
Publisher : Jeffrey Frank Jones
ISBN 13 :
Total Pages : 158 pages
Book Rating : 4./5 ( download)

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Book Synopsis Marine Corps Publications Combined: USMC Battle Skills Test Study Materials by :

Download or read book Marine Corps Publications Combined: USMC Battle Skills Test Study Materials written by and published by Jeffrey Frank Jones. This book was released on with total page 158 pages. Available in PDF, EPUB and Kindle. Book excerpt: Mission. Effective 1 January 2018, the total force will conduct the training and evaluation of 30 tasks designated in the BST program in order to sustain skills common for all Marines. Execution. Commanders Intent. The BST Program provides a structured approach for the service to ensure all Marines sustain proficiency in 30 of the 178 common skills taught during entry level training. The program will emphasize training using a leader-led, face-to-face approach. Small unit leaders (noncommissioned officers and above) will be the primary trainers and evaluators. Marines, private through general, will annually demonstrate their mastery of these common skills. Commanders will have flexibility in their approach to training and evaluating their units. Concept of Operations. The BST Program effectively begins 1 January 2018 as a calendar year requirement. However, commanders can immediately start incorporating BST training into their unit training plans and are encouraged to begin preparing their small unit leaders to conduct and evaluate the 30 common skills. Training support packages (TSP) and associated performance evaluation checklists for each of the 30 BST skills are online to assist small unit leaders. The TSPs provide small unit leaders the required information, performance steps, and evaluation criteria to facilitate leader-led training. The training is designed to be conducted in any environment from garrison to field, on the flight line, in the motor pool, maintenance bay, or on ship. Units may find that many of these skills are already embedded in their unit training plan, thereby minimizing the impact of the BST Program. Commanders determine how and when the training and evaluation will occur throughout the calendar year. Options range from training and evaluation over the course of a year to training throughout the year and then consolidating evaluation into a culminating event to foster esprit de corps. For example, training and evaluation can be combined in a teach it, test it method where Marines are evaluated immediately after the training is conducted, or Marines can be trained and then evaluated on a later date. All Marines have previously been taught these skills during entry level training, thus the expectation is that Marines have the ability to easily refresh and sustain these skills. However, if unable to pass, Marines will have multiple opportunities to remediate. Commanders have the entire calendar year to ensure their Marines train and pass all 30 of the skills, and will ensure that training is recorded. The 30 skills of BST Program are: Basic Infantry skills: Conduct observation Defend a position Describe the use of deadly force Employ a map and compass Handle detainees Identify anomalies Perform actions with a service rifle Perform immediate action upon contact with the enemy Perform weapons handling procedures with a service rifle Search an individual Stand a sentry post Visually identify indicators of improvised explosive devices Communications: Communicate using hand and arm signals Operate a VHF radio Submit a message First Aid: Apply a tourniquet Describe phases of tactical combat casualty care Treat a cold weather injury Treat a heat injury History: Identify significant events in Marine Corps history Identify the historical significance of Marine Corps uniform items Leadership: Apply the components of the decision cycle (OODA loop) Describe Marine air-ground task force organizations Describe operational security Describe stresses of combat Describe The Code of Conduct Describe rights of a prisoner of war Prepare for combat Uniform Code of Military Justice: Describe Article 15, Non-Judicial Punishment Describe Article 31, Rights of the Accused

ACCA Skills F8 Audit and Assurance (International) Study Text 2014

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Author :
Publisher : BPP Learning Media
ISBN 13 : 1445367386
Total Pages : 505 pages
Book Rating : 4.4/5 (453 download)

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Book Synopsis ACCA Skills F8 Audit and Assurance (International) Study Text 2014 by : BPP Learning Media

Download or read book ACCA Skills F8 Audit and Assurance (International) Study Text 2014 written by BPP Learning Media and published by BPP Learning Media. This book was released on 2014-06-01 with total page 505 pages. Available in PDF, EPUB and Kindle. Book excerpt: The examining team reviewed F8 Study Text covers all the relevant ACCA F8 syllabus topics. It provides an excellent introduction to the main professional and regulatory audit and assurance engagements, focuses on ethics and regulation and goes through the entire external audit process as an example of a key assurance engagement. Detailed examples throughout the text will help build your understanding and reinforce learning. The included question bank contains exam style questions.

Risk Assessment

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 1118911040
Total Pages : 480 pages
Book Rating : 4.1/5 (189 download)

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Book Synopsis Risk Assessment by : Georgi Popov

Download or read book Risk Assessment written by Georgi Popov and published by John Wiley & Sons. This book was released on 2016-06-27 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: Covers the fundamentals of risk assessment and emphasizes taking a practical approach in the application of the techniques Written as a primer for students and employed safety professionals covering the fundamentals of risk assessment and emphasizing a practical approach in the application of the techniques Each chapter is developed as a stand-alone essay, making it easier to cover a subject Includes interactive exercises, links, videos, and downloadable risk assessment tools Addresses criteria prescribed by the Accreditation Board for Engineering and Technology (ABET) for safety programs

Operational Auditing

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Author :
Publisher : CRC Press
ISBN 13 : 1000388247
Total Pages : 378 pages
Book Rating : 4.0/5 (3 download)

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Book Synopsis Operational Auditing by : Hernan Murdock

Download or read book Operational Auditing written by Hernan Murdock and published by CRC Press. This book was released on 2021-07-02 with total page 378 pages. Available in PDF, EPUB and Kindle. Book excerpt: Operational Auditing: Principles and Techniques for a Changing World, 2nd edition, explains the proven approaches and essential procedures to perform risk-based operational audits. It shows how to effectively evaluate the relevant dynamics associated with programs and processes, including operational, strategic, technological, financial and compliance objectives and risks. This book merges traditional internal audit concepts and practices with contemporary quality control methodologies, tips, tools and techniques. It explains how internal auditors can perform operational audits that result in meaningful findings and useful recommendations to help organizations meet objectives and improve the perception of internal auditors as high-value contributors, appropriate change agents and trusted advisors. The 2nd edition introduces or expands the previous coverage of: • Control self-assessments. • The 7 Es framework for operational quality. • Linkages to ISO 9000. • Flowcharting techniques and value-stream analysis • Continuous monitoring. • The use of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs). • Robotic process automation (RPA), artificial intelligence (AI) and machine learning (ML); and • Adds a new chapter that will examine the role of organizational structure and its impact on effective communications, task allocation, coordination, and operational resiliency to more effectively respond to market demands.

Project Health Assessment

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Publisher : CRC Press
ISBN 13 : 148225283X
Total Pages : 374 pages
Book Rating : 4.4/5 (822 download)

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Book Synopsis Project Health Assessment by : PMP, Paul S. Royer

Download or read book Project Health Assessment written by PMP, Paul S. Royer and published by CRC Press. This book was released on 2014-10-24 with total page 374 pages. Available in PDF, EPUB and Kindle. Book excerpt: Project managers, sponsors, team members, and involved stakeholders know when things aren't going well. A frequent first indication is a missing or errant process. Project Health Assessment presents an innovative approach for assessing project processes through a set of ten critical success factors based on PMI's PMBOK Guide knowledge areas. The fi

Governance, Risk, and Compliance Handbook

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Publisher : John Wiley & Sons
ISBN 13 : 0470245557
Total Pages : 1123 pages
Book Rating : 4.4/5 (72 download)

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Book Synopsis Governance, Risk, and Compliance Handbook by : Anthony Tarantino

Download or read book Governance, Risk, and Compliance Handbook written by Anthony Tarantino and published by John Wiley & Sons. This book was released on 2008-03-11 with total page 1123 pages. Available in PDF, EPUB and Kindle. Book excerpt: Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.

Managing Operational Risk

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Publisher : John Wiley & Sons
ISBN 13 : 9780471412687
Total Pages : 580 pages
Book Rating : 4.4/5 (126 download)

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Book Synopsis Managing Operational Risk by : Douglas G. Hoffman

Download or read book Managing Operational Risk written by Douglas G. Hoffman and published by John Wiley & Sons. This book was released on 2002-01-25 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Managing Operational Risk" ist ein maßgeblicher Leitfaden zum Handling des operativen Risikos in Finanzinstituten. Als operatives Risiko bezeichnet man das Risiko für mögliche unerwartete Verluste, die auf Systemfehler, nicht adäquate interne Steuerungs- und Kontrollmechanismen sowie auf menschliches Versagen und höhere Gewalt zurückzuführen sind. Erläutert werden hier alle grundsätzlichen Fragen, angefangen bei einer ausführlichen Definition des Begriffs operatives Risiko, bis hin zu Entwurf und Implementierung anspruchsvoller Riskmanagement-Systeme. Darüber hinaus werden neueste Verfahren zur Erstellung von Computermodellen ebenso erörtert wie führende Methoden zur Integration von Legacy Systemen für die Bewertung und Erfassung operativer Risiken. "Managing Operational Risk" ist ein sachlich-prägnanter Ratgeber zur Bewertung und Minimierung des operativen Risikos. Geschrieben von Douglas Hoffman, einem international führenden Experten auf diesem Gebiet. Mit zahlreichen Fallstudien zu Spitzenfinanzinstitutionen weltweit.

Operational Risk Control with Basel II

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Author :
Publisher : Elsevier
ISBN 13 : 0080473636
Total Pages : 389 pages
Book Rating : 4.0/5 (84 download)

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Book Synopsis Operational Risk Control with Basel II by : Dimitris N. Chorafas

Download or read book Operational Risk Control with Basel II written by Dimitris N. Chorafas and published by Elsevier. This book was released on 2003-10-06 with total page 389 pages. Available in PDF, EPUB and Kindle. Book excerpt: Operational Risk Control with Basel II, provides a sound methodology for operational risk control and focuses on management risk and ways to avoid it. The book explains why and how information technology is a major operational risk and shows how to integrate cost control in the operational risk perspective. It aslo details analytical approaches to operational risk control, to help with scorecard developments, explains the distinction between High Frequency Low Risk and Low Frequency High Risk events and provides many case studeies from banking and insurance to demonstrate the attention operational risks deserve. - Assists risk professionals in preparing their institution to comply with the New Capital Adequacy Framework issued by the Basel Committee on Banking Supervision, which becomes mandatory from January 1, 2006 - Readers benefit from a significantly broader viewpoint on types of operational risks, operational risks controls, and results to be expected from operational risk management - compared to what the reader may gain from books previously published on this same topic

Improving Operational Risk Management

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Author :
Publisher : IOS Press
ISBN 13 : 158603992X
Total Pages : 237 pages
Book Rating : 4.5/5 (86 download)

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Book Synopsis Improving Operational Risk Management by : Jürgen H. M. van Grinsven

Download or read book Improving Operational Risk Management written by Jürgen H. M. van Grinsven and published by IOS Press. This book was released on 2009 with total page 237 pages. Available in PDF, EPUB and Kindle. Book excerpt: Operational risk is possibly the largest threat to financial institutions. In this book, the focus is on an alternative to the existing efforts: to improve operational risk management that is more effective, efficient and satisfying. It prescribes and explains a highly structured approach for operational risk management.

Operational Risk Management

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Author :
Publisher : Springer
ISBN 13 : 0230591485
Total Pages : 274 pages
Book Rating : 4.2/5 (35 download)

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Book Synopsis Operational Risk Management by : I. Moosa

Download or read book Operational Risk Management written by I. Moosa and published by Springer. This book was released on 2007-07-03 with total page 274 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written by an experienced academic and practitioner, Operational Risk Management fills a gap in the information available on the Basel 2 Accord and offers valuable insights into the nature of operational risk.

ACCA Essentials P1 Governance, Risk and Ethics Revision Kit 2014

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Author :
Publisher : BPP Learning Media
ISBN 13 : 1472711718
Total Pages : 457 pages
Book Rating : 4.4/5 (727 download)

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Book Synopsis ACCA Essentials P1 Governance, Risk and Ethics Revision Kit 2014 by : BPP Learning Media

Download or read book ACCA Essentials P1 Governance, Risk and Ethics Revision Kit 2014 written by BPP Learning Media and published by BPP Learning Media. This book was released on 2014-06-01 with total page 457 pages. Available in PDF, EPUB and Kindle. Book excerpt: The examining team reviewed P1 Practice & Revision Kit provides invaluable guidance on how to approach the exam and contains past ACCA exam questions for you to try. You will learn what to expect on the test, how to analyse questions and also be able to attempt additional questions prepared by BPP Learning Media that reflect the scenarios and technical questions you will find on the exam.

Earthmoving Equipment Operations

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Author :
Publisher : After Midnight Publishing
ISBN 13 : 1763501353
Total Pages : 883 pages
Book Rating : 4.7/5 (635 download)

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Book Synopsis Earthmoving Equipment Operations by : Richard Skiba

Download or read book Earthmoving Equipment Operations written by Richard Skiba and published by After Midnight Publishing. This book was released on 2024-03-12 with total page 883 pages. Available in PDF, EPUB and Kindle. Book excerpt: Earthmoving Equipment Operations serves as a comprehensive guide covering a diverse array of earthmoving equipment and their corresponding operations. Encompassing a wide spectrum of machinery, it delves into the intricacies of skid steers, front-end loaders, backhoes, excavators, dozers, water trucks, haul and tip trucks, stabilizers, and roller compactors. Within its pages, each type of equipment is thoroughly examined, providing detailed insights into their applications, essential components, operational principles, pre-operation procedures, operational techniques, safety protocols, and procedures for concluding operations. Designed to cater to a wide audience, this book is intended for individuals actively engaged in the operation and management of earthmoving equipment. It is particularly relevant for operators, supervisors, and managers operating within industries such as construction, mining, and civil engineering. As a comprehensive resource, it serves not only as a training manual but also as a valuable reference guide, offering insights into best practices for safely and efficiently operating various types of earthmoving machinery.

Wiley CPAexcel Exam Review 2015 Study Guide (January)

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 1118917669
Total Pages : 768 pages
Book Rating : 4.1/5 (189 download)

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Book Synopsis Wiley CPAexcel Exam Review 2015 Study Guide (January) by : O. Ray Whittington

Download or read book Wiley CPAexcel Exam Review 2015 Study Guide (January) written by O. Ray Whittington and published by John Wiley & Sons. This book was released on 2014-12-03 with total page 768 pages. Available in PDF, EPUB and Kindle. Book excerpt: "I wanted to say I bought just the four books by Wiley for each CPA section and took all 4 parts of the exam. I studied for about half a year, and I PASSED ALL 4 PARTS ON THE FIRST TRY!!! 95% REG, 88% FAR, 82% AUD, 81% BEC. I am very excited and happy that these books alone helped me pass!" —Gabriela Adriana Mandiuc, Boerne, Texas All the information you need to master the computerized CPA exam! The most effective system available to prepare for the CPA exam—proven for nearly forty years Timely, up-to-the-minute coverage for the computerized exam. Contains all current AICPA content requirements in Auditing and Attestation Unique modular format—helps you zero in on areas that need work, organize your study program, and concentrate your efforts Comprehensive questions—over 3,800 multiple-choice questions and their solutions in the four volumes. Covers the new simulation-style problems. Includes over 280 simulations Complete sample exam in Auditing and Attestation Guidelines, pointers, and tips—show you how to build knowledge in a logical and reinforcing way Wiley CPAexcel Exam Review Study Guide January 2015 arms test-takers with detailed outlines, study guidelines, and skill-building problems to help candidates identify, focus on, and master the specific topics that need the most work. Other titles in the WILEY CPAexcel EXAM REVIEW STUDY GUIDE JANUARY 2015 FOUR-VOLUME SET: Business Environment and Concepts Financial Accounting and Reporting Regulation See inside for an array of Wiley CPAexcel Exam Review Products!

Risk Management for Water and Wastewater Utilities

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Author :
Publisher : IWA Publishing
ISBN 13 : 1843391376
Total Pages : 173 pages
Book Rating : 4.8/5 (433 download)

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Book Synopsis Risk Management for Water and Wastewater Utilities by : Simon Pollard

Download or read book Risk Management for Water and Wastewater Utilities written by Simon Pollard and published by IWA Publishing. This book was released on 2008-01-18 with total page 173 pages. Available in PDF, EPUB and Kindle. Book excerpt: The provision of safe drinking water and the protection of public health and the environment through the treatment of wastewaters is increasingly informed by risk-based decision-making. Aspects of utility management such as process design and optimisation, asset management and compliance monitoring rely on a mature understanding of process risk within a broader context of business and environmental risk management. For operators, risk management is now regarded as a key business function. Understanding risk and being able to implement risk management is critical to the provision of safe drinking water. As part of a move towards a more strategic, forward looking approach to utility management, the IWA is promoting a risk-based approach to water utility management, from catchment to tap, through the implementation of the Bonn Charter (2004). Why manage risk? Basic probability and statistics Process risk and reliability analysis Assessing risks beyond the unit process boundary Regulating water utility risks Business risk management for water and wastewater utilities Managing opportunity and reputational risk Embedding better decision-making within utilities Having provided rationale for the importance of risk management, the text begins with the familiar territory of unit processes and process reliability. It then broadens out to consider, first environmental then organisational risk management. The final sections are concerned with better utility decision-making. The book has been designed for individual self-paced study. Each section of the text gives step-by-step learning in a particular subject, that includes an approximation of how long you will need to spend on that section and provides key points that highlight the principles of the different sections. Each unit includes exercises to help understand the material in the text as well as self-assessment questions to test your understanding and text references.

Intelligent Systems and Decision Making for Risk Analysis and Crisis Response

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Author :
Publisher : CRC Press
ISBN 13 : 0203771478
Total Pages : 965 pages
Book Rating : 4.2/5 (37 download)

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Book Synopsis Intelligent Systems and Decision Making for Risk Analysis and Crisis Response by : Chongfu Huang

Download or read book Intelligent Systems and Decision Making for Risk Analysis and Crisis Response written by Chongfu Huang and published by CRC Press. This book was released on 2013-07-25 with total page 965 pages. Available in PDF, EPUB and Kindle. Book excerpt: In this present internet age, risk analysis and crisis response based on information will make up a digital world full of possibilities and improvements to people‘s daily life and capabilities. These services will be supported by more intelligent systems and more effective decisionmaking. This book contains all the papers presented at the 4th Inter