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Author : Graham Roberts
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.:/5 (14 download)
Download or read book Law relating to financial services, 7th edition written by Graham Roberts and published by . This book was released on 2009 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard Scott Carnell
Publisher : Aspen Publishing
ISBN 13 : 1543831087
Total Pages : 1101 pages
Book Rating : 4.5/5 (438 download)
Download or read book The Law of Financial Institutions written by Richard Scott Carnell and published by Aspen Publishing. This book was released on 2021-01-13 with total page 1101 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Financial Institutions provides the foundation for a successful course on the law of traditional commercial banks. The book’s clear writing, careful editing, timely content, and concise explanations to provocative questions make a difficult field of law lively and interesting. New to the Seventh Edition: Unified analysis of different types of financial institution under a common framework, using simple mock balance sheets as a way of vividly illustrating the similarities and differences and bringing out the features that lend stability or instability to the financial system. A new chapter dealing with the important topic of financial technology. Extensive treatment of liquidity regulation, one of the most fundamental strategies for ensuring bank safety and soundness. A clear and coherent discussion of capital regulation and provides up-to-date explanations and simple examples of the complex issues surrounding capital adequacy applicable to banks today. A clear, coherent, and interesting account of the essential nature of the banking firm as a financial intermediary that acts as a payment service provider. Text that addresses issues of compliance and risk management that have become central to the management of banking institutions in the years since the financial crisis. Professors and student will benefit from: Important new contributions from Professor Peter Conti-Brown, a nationally renowned expert in banking policy and history Completely revised and updated to reflect important regulatory initiatives and trends Answers to all problem sets available to adopting professors Focuses on topics from economic, political, and doctrinal point of view Interesting and provocative questions with explanations Extensive use of nontraditional materials and professor-written discussions and explanations Excellent organization and careful editing
Author : Graham Roberts
Publisher :
ISBN 13 : 9780852977798
Total Pages : 368 pages
Book Rating : 4.9/5 (777 download)
Download or read book Law Relating to Financial Services written by Graham Roberts and published by . This book was released on 2009-03-01 with total page 368 pages. Available in PDF, EPUB and Kindle. Book excerpt: This well established and best selling guide to the law retains its unique focus on the law as it relates to corporate and retail financial services, cutting to the essential core of the legal and non-legal rules. The new edition covers the new banking code, the business banking code and the BBA statements of principles. Full commentary is provided on each.
Author : Richard Scott Carnell
Publisher : Wolters Kluwer
ISBN 13 : 9781543819748
Total Pages : 0 pages
Book Rating : 4.8/5 (197 download)
Download or read book The Law of Financial Institutions written by Richard Scott Carnell and published by Wolters Kluwer. This book was released on 2021-01-13 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Financial Institutions provides the foundation for a successful course on the law of traditional commercial banks. The book’s clear writing, careful editing, timely content, and concise explanations to provocative questions make a difficult field of law lively and interesting. New to the Seventh Edition: Unified analysis of different types of financial institution under a common framework, using simple mock balance sheets as a way of vividly illustrating the similarities and differences and bringing out the features that lend stability or instability to the financial system. A new chapter dealing with the important topic of financial technology. Extensive treatment of liquidity regulation, one of the most fundamental strategies for ensuring bank safety and soundness. A clear and coherent discussion of capital regulation and provides up-to-date explanations and simple examples of the complex issues surrounding capital adequacy applicable to banks today. A clear, coherent, and interesting account of the essential nature of the banking firm as a financial intermediary that acts as a payment service provider. Text that addresses issues of compliance and risk management that have become central to the management of banking institutions in the years since the financial crisis. Professors and student will benefit from: Important new contributions from Professor Peter Conti-Brown, a nationally renowned expert in banking policy and history Completely revised and updated to reflect important regulatory initiatives and trends Answers to all problem sets available to adopting professors Focuses on topics from economic, political, and doctrinal point of view Interesting and provocative questions with explanations Extensive use of nontraditional materials and professor-written discussions and explanations Excellent organization and careful editing
Author : John Stumbles
Publisher :
ISBN 13 : 9780455238722
Total Pages : 1209 pages
Book Rating : 4.2/5 (387 download)
Download or read book Australian Finance Law written by John Stumbles and published by . This book was released on 2016 with total page 1209 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Australian Finance Law, 7th Edition provides comprehensive coverage of Australian finance law, including the regulation of the Australian financial system, capital markets, debt finance, taxation and insolvency law. It has been written and compiled by Partners, Consultants and Associates of King & Wood Mallesons. This well-regarded work combines both legal analysis and its practical application to financing transactions. It is designed for general and specialist advisers, combining both fundamental and more complex legal and practical analysis. It is also an important resource for students of Australian financial and commercial law. Although it has been written from a primarily Australian context, a number of the chapters have a more international application, either because of the global nature of finance, or because of the similarity in legal concepts between common law jurisdictions." --Publisher's website.
Author : John P. Quinn
Publisher : Law Journal Press
ISBN 13 : 9781588520418
Total Pages : 934 pages
Book Rating : 4.5/5 (24 download)
Download or read book Law Firm Accounting and Financial Management written by John P. Quinn and published by Law Journal Press. This book was released on 2001 with total page 934 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book covers topics such as: fundamentals of law firm financial information, with easy-to-understand examples of the data involved and financial management concepts.
Author : Andrew Terry
Publisher : Nelson Australia
ISBN 13 : 9780170121392
Total Pages : 938 pages
Book Rating : 4.1/5 (213 download)
Download or read book Business and the Law written by Andrew Terry and published by Nelson Australia. This book was released on 2005 with total page 938 pages. Available in PDF, EPUB and Kindle. Book excerpt: Business law is a core unit for all commerce students. Written for Australian commerce students studying law as a one-semester cource for the first time - gives a solid introduction to business law within its social and business context.
Author : Douglas J. Whaley
Publisher : Aspen Publishing
ISBN 13 : 154382580X
Total Pages : 986 pages
Book Rating : 4.5/5 (438 download)
Download or read book Problems and Materials on Consumer Law written by Douglas J. Whaley and published by Aspen Publishing. This book was released on 2020-07-30 with total page 986 pages. Available in PDF, EPUB and Kindle. Book excerpt: Problems and Materials on Consumer Law, Ninth Edition
Author : Harvey L. Pitt
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (88 download)
Download or read book The Law of Financial Services written by Harvey L. Pitt and published by . This book was released on 1988 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Andrew Haynes
Publisher : Bloomsbury Professional
ISBN 13 : 1526517787
Total Pages : 0 pages
Book Rating : 4.5/5 (265 download)
Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Professional. This book was released on 2022-02-08 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Author : Richard E. Beck (Jr.)
Publisher :
ISBN 13 : 9780899826301
Total Pages : 448 pages
Book Rating : 4.8/5 (263 download)
Download or read book Consumer Lending written by Richard E. Beck (Jr.) and published by . This book was released on 2009 with total page 448 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Geraldine Mary Andrews
Publisher : Sweet & Maxwell
ISBN 13 : 0414044711
Total Pages : 925 pages
Book Rating : 4.4/5 (14 download)
Download or read book Law of Guarantees written by Geraldine Mary Andrews and published by Sweet & Maxwell. This book was released on 2011 with total page 925 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book provides the commercial lawyer with a detailed analysis of the various statutory and contractual requirements relating to the law of guarantees. It also examines the guarantor's liability and right against both creditors and debtors. A thorough knowledge of the law and practice surrounding guarantees is essential for lawyers in all areas of commercial law, given the complex borrowing and finance requirements of modern industry and institutions. This is the 6th edition of the highly successful book on Guarantees by Geraldine Andrews QC and Richard Millett QC. The book is considered the pre-eminent treatise on the subject of guarantees in the UK.
Author : Michael P. Malloy
Publisher :
ISBN 13 : 9780890896136
Total Pages : pages
Book Rating : 4.8/5 (961 download)
Download or read book Banking and Financial Services Law written by Michael P. Malloy and published by . This book was released on 2004-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of Banking and Financial Services Law is extensively recast in light of the significant restructuring of financial services regulation as a result of the enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The casebook takes a fully integrated, problem-oriented approach to the subject. With its focus on the interactions and crossovers within the financial services industry, it offers students and professors an opportunity to explore the issues that are redefining law and regulation in this area. It covers supervision and regulation of the full range of the depository institutions industry -- commercial banks, savings associations, credit unions, and other financial services firms including securities and insurance companies. The book contains over 460 detailed problems and notes that are accessible yet challenging. The problems and notes have been repeatedly tested and refined over the course of almost thirty years of intensive teaching at five different schools. Malloy has included an extensive bibliography keyed to the subject matter of each chapter. The book is designed to serve either as a casebook for a standard course in financial services regulation or as a basic reading-and-resource text for an advanced seminar. A Statutory Supplement is available, and an electronic Teacher's Manual offers hand-in-hand guidance to the themes and issues covered by the casebook and detailed practical explanations of every problem and note.
Author : George Walker
Publisher : OUP Oxford
ISBN 13 : 9780199685592
Total Pages : 0 pages
Book Rating : 4.6/5 (855 download)
Download or read book Financial Services Law written by George Walker and published by OUP Oxford. This book was released on 2014-02 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The new edition of the leading single volume work on financial regulation provides analysis of all of the recent changes to the regulatory landscape at national, regional and international level.
Author : Peter Leyland
Publisher : Oxford University Press, USA
ISBN 13 : 0199601666
Total Pages : 545 pages
Book Rating : 4.1/5 (996 download)
Download or read book Textbook on Administrative Law written by Peter Leyland and published by Oxford University Press, USA. This book was released on 2013 with total page 545 pages. Available in PDF, EPUB and Kindle. Book excerpt: The seventh edition of Textbook on Administrative Law continues to provide students with an accessible and stimulating guide to the subject. Practical in approach, the authors concentrate on fully analysing core topics, while at the same time setting them within a contextual and thematic framework.
Author : Dora Swee Suan Neo
Publisher :
ISBN 13 : 9789811404429
Total Pages : 766 pages
Book Rating : 4.4/5 (44 download)
Download or read book Financial Services Law and Regulation written by Dora Swee Suan Neo and published by . This book was released on 2019 with total page 766 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard Scott Carnell
Publisher : Aspen Publishers
ISBN 13 : 9780735552852
Total Pages : 0 pages
Book Rating : 4.5/5 (528 download)
Download or read book The Law of Banking and Financial Institutions written by Richard Scott Carnell and published by Aspen Publishers. This book was released on 2009 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Fourth Edition revision of The Law of Banking and Financial Institutions brings exciting renovations to a classic casebook. Comprehensive updating is just the beginning. The authors have expanded the old structure to include more coverage of nonbank financial institutions, such as insurance companies and mutual funds. Other topics have been reorganized to reflect modern trends. Visual aids¿virtual windows, for visual learners¿have been added to clarify concepts and reinforce text. And finally, engaging problem exercises have been added to create a more dynamic learning environment. Tried-and-true features of The Law of Banking and Financial Institutions: clear, concise explanations that simplify and clarify a complex field of law lively and interesting note material and provocative discussion questions careful selection and judicious editing of cases fun problem sets, at graduating levels of difficulty, that reinforce concepts and give students practice applying law to specific facts critical analysis of the unifying features of each topic from an economic perspective complete, up-to-date, and detailed Teacher's Manual Featured in the Fourth Edition: coverage of nonbank financial institutions, such as insurance companies and mutual funds expanded and updated treatment of bank/nonbank combinations under the Gramm-Leach-Bliley Act unified organization of financial institutions, rather than focusing on depository institutions separately generous use of tables to clarify concepts and promote understanding additional problem sets that illustrate the application of the specific rules in each chapter, with answers in the Teacher's Manual If you haven't seen the Fourth Edition, you haven't seen The Law of Banking and Financial Institutions. Come take a look at the expanded coverage, updated organization, problem sets, examples, and visual aids that constitute an important renovation of this classic edifice.
