Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721510160
Total Pages : 192 pages
Book Rating : 4.5/5 (11 download)

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Book Synopsis Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swaps provisions of the Commodity Exchange Act ("CEA"), as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"). On December 21, 2012, the Commission also proposed further guidance on certain aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Final Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721096275
Total Pages : 58 pages
Book Rating : 4.0/5 (962 download)

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Book Synopsis Final Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Final Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-11 with total page 58 pages. Available in PDF, EPUB and Kindle. Book excerpt: Final Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Final Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment, pursuant to section 4(c) of the Commodity Exchange Act ("CEA"), a proposed order ("Proposed Order") that would grant market participants temporary conditional relief from certain provisions of the CEA, as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"), and the Commission also published its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swap provisions of the CEA as added by Title VII of the Dodd-Frank Act. The Commission has determined to finalize the Proposed Order, with certain modifications and clarifications to address public comments. Under this final order ("Final Order"), a non-U.S. person that registers as a swap dealer ("SD") or major swap participant ("MSP") may delay compliance with certain entity-level requirements of the CEA (and Commission regulations promulgated thereunder), and non-U.S. SDs and MSPs and foreign branches of U.S. SDs and MSPs may delay compliance with certain transaction-level requirements of the CEA (and Commission regulations promulgated thereunder), subject to specified conditions. In addition, the Commission is separately proposing further guidance on certain specific aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Final Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Managing Climate Risk in the U.S. Financial System

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Author :
Publisher : U.S. Commodity Futures Trading Commission
ISBN 13 : 057874841X
Total Pages : 196 pages
Book Rating : 4.5/5 (787 download)

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Book Synopsis Managing Climate Risk in the U.S. Financial System by : Leonardo Martinez-Diaz

Download or read book Managing Climate Risk in the U.S. Financial System written by Leonardo Martinez-Diaz and published by U.S. Commodity Futures Trading Commission . This book was released on 2020-09-09 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt: This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742

Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721061051
Total Pages : 30 pages
Book Rating : 4.0/5 (61 download)

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Book Synopsis Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Exemptive Order Regarding Compliance with Certain Swap Regulations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-11 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On January 7, 2013, the Commodity Futures Trading Commission ("Commission" or "CFTC") issued a final order ("January Order") that granted market participants temporary conditional relief from certain provisions of the Commodity Exchange Act ("CEA"), as amended by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank") (and Commission regulations thereunder). The January Order expires on July 12, 2013. In this Exemptive Order ("Exemptive Order"), the Commission provides temporary conditional relief effective upon the expiration of the January Order in order to facilitate transition to the Dodd-Frank swaps regime. This book contains: - The complete text of the Exemptive Order Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721519453
Total Pages : 170 pages
Book Rating : 4.5/5 (194 download)

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Book Synopsis Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 170 pages. Available in PDF, EPUB and Kindle. Book excerpt: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting regulations to implement a particular provision of the Commodity Exchange Act ("CEA"), as added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). This provision requires the Commission to adopt initial and variation margin requirements for certain swap dealers ("SDs") and major swap participants ("MSPs"). The final rules would establish initial and variation margin requirements for SDs and MSPs but would not require SDs and MSPs to collect margin from non-financial end users. This book contains: - The complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Clearing Exemption for Swaps Between Certain Affiliated Entities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721010745
Total Pages : 78 pages
Book Rating : 4.0/5 (17 download)

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Book Synopsis Clearing Exemption for Swaps Between Certain Affiliated Entities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Clearing Exemption for Swaps Between Certain Affiliated Entities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 78 pages. Available in PDF, EPUB and Kindle. Book excerpt: Clearing Exemption for Swaps Between Certain Affiliated Entities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Clearing Exemption for Swaps Between Certain Affiliated Entities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to exempt swaps between certain affiliated entities within a corporate group from the clearing requirement under the Commodity Exchange Act (CEA or Act), enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The regulations include specific conditions, as well as reporting requirements, that affiliated entities must satisfy in order to elect the inter-affiliate exemption from required clearing. This book contains: - The complete text of the Clearing Exemption for Swaps Between Certain Affiliated Entities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721039722
Total Pages : 322 pages
Book Rating : 4.0/5 (397 download)

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Book Synopsis Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 322 pages. Available in PDF, EPUB and Kindle. Book excerpt: Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting new rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The final rules, guidance, and acceptable practices, which apply to the registration and operation of a new type of regulated entity named a swap execution facility ("SEF"), implement the Dodd-Frank Act's new statutory framework that, among other requirements, adds a new section 5h to the Commodity Exchange Act ("CEA" or "Act") concerning the registration and operation of SEFs, and adds a new section 2(h)(8) to the CEA concerning the execution of swaps on SEFs. This book contains: - The complete text of the Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

CryptoDad

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 1119855098
Total Pages : 427 pages
Book Rating : 4.1/5 (198 download)

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Book Synopsis CryptoDad by : J. Christopher Giancarlo

Download or read book CryptoDad written by J. Christopher Giancarlo and published by John Wiley & Sons. This book was released on 2021-10-18 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: An insider's account of the rise of digital money and cryptocurrencies Dubbed "CryptoDad" for his impassioned plea to Congress to acknowledge and respect cryptocurrencies as the inevitable product of a fast-growing technological wave and a free marketplace, Chris Giancarlo is considered one of "the most influential individuals in financial regulation." CryptoDad: The Fight for the Future of Money describes Giancarlo’s own reckoning with the future of the global economy—at the intersection of markets, technology, and public policy—and lays out the fight for a Digital Dollar. CryptoDad is Giancarlo's own personal story, detailing his forays into the world of Wall Street to his tenure as the 13th Chairman of the United States Commodity Futures Trading Commission (CFTC), where he pushed for the agency to recognize the digitization of markets. His growing fame as a Twitter presence in this essential debate has given Giancarlo a platform to makes a case for the future of cryptocurrencies as the natural successor to America’s current failing financial market infrastructure. CryptoDad provides readers with: A thorough exploration of digital change and how it affects the lives of everyone in a global economy A revolutionary consideration of regulatory responses to the rapid pace of technological innovation A call to update our aging financial organizations, particularly the infrastructure of money itself, and focus on renewed faith and confidence in free market innovation A foreword by Cameron and Tyler Winklevoss, two of the biggest names in cryptocurrencies CryptoDad argues that the next digital wave will be the coming Internet of Value, where cryptocurrencies will do the Internet of Information did to immaterial things: make them accessible, distributable, and movable instantly across the globe. This book is an ideal introduction to the importance of technology in the marketplace.

End-User Exception to the Clearing Requirement for Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721059270
Total Pages : 70 pages
Book Rating : 4.0/5 (592 download)

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Book Synopsis End-User Exception to the Clearing Requirement for Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book End-User Exception to the Clearing Requirement for Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-11 with total page 70 pages. Available in PDF, EPUB and Kindle. Book excerpt: End-User Exception to the Clearing Requirement for Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the End-User Exception to the Clearing Requirement for Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting final regulations to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These regulations govern the exception to the clearing requirement available to swap counterparties meeting certain conditions under the Commodity Exchange Act (CEA), as amended by the Dodd-Frank Act. This book contains: - The complete text of the End-User Exception to the Clearing Requirement for Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721623501
Total Pages : 72 pages
Book Rating : 4.6/5 (235 download)

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Book Synopsis Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Governing the World's Biggest Market

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Author :
Publisher : Oxford University Press
ISBN 13 : 0190864591
Total Pages : 336 pages
Book Rating : 4.1/5 (98 download)

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Book Synopsis Governing the World's Biggest Market by : Eric Helleiner

Download or read book Governing the World's Biggest Market written by Eric Helleiner and published by Oxford University Press. This book was released on 2018-02-07 with total page 336 pages. Available in PDF, EPUB and Kindle. Book excerpt: In the wake of the 2008 global financial crisis, the regulation of the world's enormous derivatives markets assumed center stage on the international public policy agenda. Critics argued that loose regulation had contributed to the momentous crisis, but lasting reform has been difficult to implement since. Despite the global importance of derivatives markets, they remain mysterious and obscure to many. In Governing the World's Biggest Market, Eric Helleiner, Stefano Pagliari, and Irene Spagna have gathered an international cast of contributors to rectify this relative neglect. They examine how G20 governments have developed a coordinated international agenda to enhance control over these markets, which had been allowed to grow largely unchecked before the crisis. In analyzing this reform agenda, they advance three core arguments: first, the agenda to rein in these enormous markets has many limitations; second, the reform process has been plagued by delays, inconsistencies, and tensions that fragment the governance of these markets; and third, the politics driving the reforms have been extremely complicated. An authoritative overview of how this vast system is governed, Governing the World's Biggest Market looks at how the goals, limitations, and outcomes of post-crisis initiatives to regulate these markets have been influenced by a complex combination of transnational, inter-state, and domestic political dynamics. Moreover, this volume emphasizes how crucial regulatory reform is to stabilizing the global economy long-term.

Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author :
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721623402
Total Pages : 150 pages
Book Rating : 4.6/5 (234 download)

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Book Synopsis Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 150 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to implement the Commodity Exchange Act ("CEA" or "Act") relating to swap data recordkeeping and reporting requirements. These sections of the CEA were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The rules being adopted apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. The recordkeeping and reporting requirements of this rule further the goals of the Dodd-Frank Act to reduce systemic risk, increase transparency and promote market integrity within the financial system. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721625611
Total Pages : 134 pages
Book Rating : 4.6/5 (256 download)

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Book Synopsis Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 134 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Section 731 of the Dodd-Frank Act added a new section 4s(i) to the Commodity Exchange Act (CEA), which requires the Commission to prescribe standards for swap dealers (SDs) and major swap participants (MSPs) related to the timely and accurate confirmation, processing, netting, documentation, and valuation of swaps. These regulations set forth requirements for swap confirmation, portfolio reconciliation, portfolio compression, and swap trading relationship documentation for SDs and MSPs. This book contains: - The complete text of the Swap Dealers and Major Swap Participants - Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Commodity Exchange Act

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Author :
Publisher : CCH Incorporated
ISBN 13 : 9781454895756
Total Pages : pages
Book Rating : 4.8/5 (957 download)

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Book Synopsis Commodity Exchange Act by : Wolters Kluwer Staff

Download or read book Commodity Exchange Act written by Wolters Kluwer Staff and published by CCH Incorporated. This book was released on 2018-05-25 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2018 Edition of Commodity Exchange Act, Regulations & Forms provides a convenient way for you to keep up-to-date and understand the impact and application of the numerous changes made by the Dodd-Frank Act. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. The book contains the full text of the Commodity Exchange Act and all amendments through November 11, 2016. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the Commodity Futures Law Reporter. The 2018 Edition is a comprehensive, yet portable desk reference for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets. The 2018 Edition includes CFTC guidance on effective dates of regulations implemented under the Dodd-Frank Act. Commodity Exchange Act: Regulations & Forms, 2018 Edition includes new updated regulations since the 2017 Edition (May 2017) on these issues: Cybersecurity testing requirements for clearinghouses, exchanges, and swap data repositories Expanded clearing requirement for interest rate swaps Cross-border application of margin requirements for uncleared swaps Previous Edition: Commodity Exchange Act: Regulations & Forms, 2017 Edition, ISBN: 9781454885603

Process for Review of Swaps for Mandatory Clearing (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author :
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721592036
Total Pages : 28 pages
Book Rating : 4.5/5 (92 download)

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Book Synopsis Process for Review of Swaps for Mandatory Clearing (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Process for Review of Swaps for Mandatory Clearing (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt: Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These regulations establish the process by which the Commission will review swaps to determine whether the swaps are required to be cleared. This book contains: - The complete text of the Process for Review of Swaps for Mandatory Clearing (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721012756
Total Pages : 52 pages
Book Rating : 4.0/5 (127 download)

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Book Synopsis Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt: Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The following is the analysis and determination of the Commodity Futures Trading Commission ("Commission") regarding a request by the European Commission ("EC") that the Commission determine that laws and regulations applicable in the European Union ("EU") provide a sufficient basis for an affirmative finding of comparability with respect to margin requirements for uncleared swaps applicable to certain swap dealers ("SDs") and major swap participants ("MSPs") registered with the Commission. As discussed in detail herein, the Commission has found the margin requirements for uncleared swaps under the laws and regulations of the EU comparable in outcome to those under the Commodity Exchange Act ("CEA") and Commission regulations. This book contains: - The complete text of the Comparability Determination for European Union - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Position Limits for Futures and Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721590186
Total Pages : 184 pages
Book Rating : 4.5/5 (91 download)

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Book Synopsis Position Limits for Futures and Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Position Limits for Futures and Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt: Position Limits for Futures and Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Position Limits for Futures and Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On January 26, 2011, the Commodity Futures Trading Commission ("Commission" or "CFTC") published in the Federal Register a notice of proposed rulemaking ("proposal" or "Proposed Rules"), which establishes a position limits regime for 28 exempt and agricultural commodity futures and options contracts and the physical commodity swaps that are economically equivalent to such contracts. The Commission is adopting the Proposed Rules, with modifications. This book contains: - The complete text of the Position Limits for Futures and Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section