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Author : Julie Anne Ragatz
Publisher :
ISBN 13 : 9781582932545
Total Pages : 209 pages
Book Rating : 4.9/5 (325 download)
Download or read book Ethics for the Financial Services Professional, Sixth Edition written by Julie Anne Ragatz and published by . This book was released on 2016-10-01 with total page 209 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John R. Boatright
Publisher : Wiley-Blackwell
ISBN 13 :
Total Pages : 250 pages
Book Rating : 4.3/5 (97 download)
Download or read book Ethics in Finance written by John R. Boatright and published by Wiley-Blackwell. This book was released on 2008 with total page 250 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Beginning with examples of the scandals that have shaken public confidence in the ethics of Wall Street, this book explains the need for ethics in the personal conduct of finance professionals and the operation of financial markets and institutions. A broad range of practical issues in the financial services industry, investment decision making, and corporate financial management are explored, focusing on standards of fairness in market transactions and the duties of fiduciaries and agents in financial relationships. Among the topics covered are unethical sales practices, the churning of accounts, personal trading by fund managers, discrimination in home mortgage lending, the role of institutional investors, the socially responsible investment movement, insider trading and program trading, the abuse of bankruptcy, and hostile takeovers. Ethics in Finance also contains a critical examination of conception of the theory of the firm in finance and the financial objective of firms." - product description.
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : Maheshwari S.N. & Maheshwari S.K. & Maheshwari Sharad K.
Publisher : Vikas Publishing House
ISBN 13 : 9352718534
Total Pages : 1022 pages
Book Rating : 4.3/5 (527 download)
Download or read book Financial Accounting, 6th Edition written by Maheshwari S.N. & Maheshwari S.K. & Maheshwari Sharad K. and published by Vikas Publishing House. This book was released on with total page 1022 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Accounting provides a comprehensive coverage to course requirements of students appearing in the paper Financial Accounting at BCom, BCom (Hons) examinations of different Indian universities and Foundation Examination (NS) of the Institute of Company Secretaries of India. The book is divided into four sections: Section I explains the fundamental principles necessary for understanding the subject. It covers the entire accounting cycle—from recording of financial transactions to the preparation of final accounts. Section II deals with accounting problems related to certain specific types of business transactions. Section III deals with partnership accounts. Section IV provides suggested answers to recent examinations’ questions.
Author : Michael A. Santoro
Publisher : Cambridge University Press
ISBN 13 : 1107017351
Total Pages : 249 pages
Book Rating : 4.1/5 (7 download)
Download or read book Wall Street Values written by Michael A. Santoro and published by Cambridge University Press. This book was released on 2012-12-17 with total page 249 pages. Available in PDF, EPUB and Kindle. Book excerpt: What are the economic and moral connections between Wall Street and the overall economy? This book chronicles the transformation of Wall Street's business model from serving clients to proprietary trading and explains how this shift undermined the ethical foundations of the modern financial industry.
Author : Peter Dicken
Publisher : Guilford Press
ISBN 13 : 1609180119
Total Pages : 625 pages
Book Rating : 4.6/5 (91 download)
Download or read book Global Shift, Sixth Edition written by Peter Dicken and published by Guilford Press. This book was released on 2011-02-25 with total page 625 pages. Available in PDF, EPUB and Kindle. Book excerpt: Widely adopted throughout the world, this definitive text comprehensively examines how the global economy works and its effects on people and places. Peter Dicken provides a balanced yet critical analysis of globalization processes and debates. The text synthesizes a wealth of data on production, distribution, consumption, and innovation, including detailed case studies of key global industries. Students learn how the global economic map is being shaped and reshaped by dynamic interactions among transnational corporations, states, consumers, labor, and civil society organizations. Useful features include nearly 250 quick-reference figures and tables. The companion website offers PowerPoint slides of the figures and tables, additional case studies and questions, annotated Web links, and more. New to This Edition Revised throughout to incorporate the latest ideas in the field; gives increased attention to global production networks as a major organizing principle. Addresses the current global financial crisis. Chapter on environmental impacts of global production networks. Case study chapter on the extractive industries. Fully updated empirical data; additional maps and charts.
Author : Jonathan Herring
Publisher : Oxford University Press, USA
ISBN 13 : 0199646406
Total Pages : 697 pages
Book Rating : 4.1/5 (996 download)
Download or read book Medical Law and Ethics written by Jonathan Herring and published by Oxford University Press, USA. This book was released on 2012-04-05 with total page 697 pages. Available in PDF, EPUB and Kindle. Book excerpt: Medical Law and Ethics is a feature-rich introduction to medical law and ethics, discussing key principles, cases, and statutes. It provides examination of a range of perspectives on the topic, such as feminist, religious, and sociological, enabling readers to not only understand the law but also the tensions between different ethical notions.
Author : Harold F. Tipton
Publisher : CRC Press
ISBN 13 : 0849374952
Total Pages : 3279 pages
Book Rating : 4.8/5 (493 download)
Download or read book Information Security Management Handbook, Sixth Edition written by Harold F. Tipton and published by CRC Press. This book was released on 2007-05-14 with total page 3279 pages. Available in PDF, EPUB and Kindle. Book excerpt: Considered the gold-standard reference on information security, the Information Security Management Handbook provides an authoritative compilation of the fundamental knowledge, skills, techniques, and tools required of today's IT security professional. Now in its sixth edition, this 3200 page, 4 volume stand-alone reference is organized under the CISSP Common Body of Knowledge domains and has been updated yearly. Each annual update, the latest is Volume 6, reflects the changes to the CBK in response to new laws and evolving technology.
Author : John R. Boatright
Publisher : John Wiley & Sons
ISBN 13 : 0470768118
Total Pages : 851 pages
Book Rating : 4.4/5 (77 download)
Download or read book Finance Ethics written by John R. Boatright and published by John Wiley & Sons. This book was released on 2010-08-13 with total page 851 pages. Available in PDF, EPUB and Kindle. Book excerpt: A groundbreaking exploration of the critical ethical issues in financial theory and practice Compiled by volume editor John Boatright, Finance Ethics consists of contributions from scholars from many different finance disciplines. It covers key issues in financial markets, financial services, financial management, and finance theory, and includes chapters on market regulation, due diligence, reputational risk, insider trading, derivative contracts, hedge funds, mutual and pension funds, insurance, socially responsible investing, microfinance, earnings management, risk management, bankruptcy, executive compensation, hostile takeovers, and boards of directors. Special attention is given to fairness in markets and the delivery of financial services, and to the duties of fiduciaries and agents Rigorous analysis of the topics covered provides essential information and practical guidance for practitioners in finance as well as for students and academics with an interest in finance ethics Ethics in Finance skillfully explains the need for ethics in the personal conduct of finance professionals and the operation of financial markets and institutions.
Author : Anthony Steuer
Publisher : Anthony Steuer
ISBN 13 : 9781583484708
Total Pages : 488 pages
Book Rating : 4.4/5 (847 download)
Download or read book written by Anthony Steuer and published by Anthony Steuer. This book was released on 2007-10-01 with total page 488 pages. Available in PDF, EPUB and Kindle. Book excerpt: During your life, you're likely to make important choices that will affect you for years to come: determining the best community, buying the perfect house, and starting a new family. Purchasing life insurance falls into the same category. But selecting the right policy isn't easy, especially when you're faced with a constant barrage of commercials and brochures from competing life insurance companies. With twenty years of experience in the life insurance business, Anthony Steuer delivers a practical, one-of-a-kind resource to guide you through the basics-and the finer points-of life insurance and to help you choose the policy that is just right for you and your family. Using a simple question-and-answer format, Steuer covers everything you need to know about life insurance, including how to: Differentiate between types of policies Find and evaluate a policy and company Hire a trusted agent Understand the practice of underwriting Monitor your policy Steuer's invaluable advice will safeguard you from unpleasant surprises and unnecessary pitfalls. For anyone, from consumers to financial advisors, "Questions and Answers on Life Insurance" is the definitive resource on life insurance.
Author : Zabihollah Rezaee
Publisher : John Wiley & Sons
ISBN 13 : 1118098536
Total Pages : 490 pages
Book Rating : 4.1/5 (18 download)
Download or read book Financial Services Firms written by Zabihollah Rezaee and published by John Wiley & Sons. This book was released on 2011-06-09 with total page 490 pages. Available in PDF, EPUB and Kindle. Book excerpt: Indispensable coverage of new federal regulatory reforms and federal financial issues An essential guide covering new federal regulatory reforms and federal financial issues Financial Institutions, Valuations, Mergers and Acquisitions, Third Edition presents a new regulatory framework for financial institutions in the post-bailout era. Provides valuable guidance to assess risks, measure performance and conduct valuations processes to create shareholder value Covers the protection of other stakeholders, including customers, regulators, government, and consumers Offers an up-to-date understanding of financial institutions, their challenges, and their opportunities in the post-Sarbanes-Oxley era Over the past decade, substantial changes have taken place in the structure and range of products and services provided by the financial services industry. Get current coverage of these changes that have transformed both traditional organizations such as banks, thrifts, and insurance companies, as well as securities providers, asset management companies and financial holding companies with the up-to-the-minute coverage found in Financial Institutions, Valuations, Mergers and Acquisitions, Third Edition.
Author : Leigh W. Cellucci
Publisher : Gateway to Healthcare Management
ISBN 13 : 9781640553125
Total Pages : 340 pages
Book Rating : 4.5/5 (531 download)
Download or read book Ethics and Professionalism for Healthcare Managers, Second Edition written by Leigh W. Cellucci and published by Gateway to Healthcare Management. This book was released on 2022-02-28 with total page 340 pages. Available in PDF, EPUB and Kindle. Book excerpt: The ethical issues that arise in healthcare organizations are not limited to decisions made by clinicians. Everyday operational decisions made by healthcare managers also have weighty ethical implications. Ethics and Professionalism for Healthcare Managers prepares readers to recognize and respond to the ethical dilemmas they will encounter on a regular basis during their career in healthcare management. Through cases, exercises, and self-quizzes, readers can apply the theories and tools presented in the text to actual situations they may find themselves facing. This updated second edition contains a new chapter on health policy, health disparities, and ethics that focuses on the interrelationships of cost, quality, and access. The chapter on ethical decision-making has also been extensively revised to include discussion of moral distress, expanded coverage of medical futility, and an introduction to the precautionary principle. Throughout, the book's cases and examples have been updated to reflect current, real-world ethical issues in healthcare management. Other new content in this edition covers: - Moral engagement, moral disengagement, and the concept of moral courage - Th
Author : CFA Institute
Publisher :
ISBN 13 : 9780938367857
Total Pages : pages
Book Rating : 4.3/5 (678 download)
Download or read book Standards of Practice Handbook, Eleventh Edition written by CFA Institute and published by . This book was released on 2014-06 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Paul H. Dembinski
Publisher : Routledge
ISBN 13 : 135179373X
Total Pages : 135 pages
Book Rating : 4.3/5 (517 download)
Download or read book Ethics and Responsibility in Finance written by Paul H. Dembinski and published by Routledge. This book was released on 2017-02-03 with total page 135 pages. Available in PDF, EPUB and Kindle. Book excerpt: From the mid-1970s until the crisis in 2007, the world of finance enjoyed thirty euphoric years as the general public, businesses and governments put their blind trust in financial techniques, professions and institutions. Shaken up by a structural crisis and a crisis of legitimacy, today’s financial sector can no longer afford to avoid the issues summed up by the key question: what is next for the role of ethics and responsibility in finance? Many see an unbridgeable gap between ethics and responsibility and financial practice. Ethics and Responsibility in Finance paves the way for the dialogue that is needed in order to solve the current problems and allow the return of a refined ethical thinking in the financial sector. This book opens with an in-depth analysis of the operational implications of two key notions: ethics and responsibility. It then addresses ethical dilemmas that are characteristic to each of the three actors involved in any financial transaction. This begins with the discussion of the dilemmas of the ultimate owner of funds: the individual or collective saver, as in the case of pension funds. The analysis then turns to financial intermediaries such as banks, insurance companies, asset managers, and consultants, who work in a web of different loyalties. Finally, the dilemmas of the user of funds are addressed – the household taking a mortgage, an enterprise or a public authority which borrows – all of which have to be clear on the reasons and values driving their decisions. This volume is of great interest to those who study banking, corporate finance and ethics philosophy.
Author : Rao, H.R.
Publisher : IGI Global
ISBN 13 : 1599041731
Total Pages : 346 pages
Book Rating : 4.5/5 (99 download)
Download or read book Managing Information Assurance in Financial Services written by Rao, H.R. and published by IGI Global. This book was released on 2007-06-30 with total page 346 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This book provides high-quality research papers and industrial practice articles about information security in the financial service industry. It provides insight into current information security measures, including: technology, processes, and compliance from some of the leading researchers and practitioners in the field"--Provided by publisher.
Author : CFA Institute
Publisher : John Wiley & Sons
ISBN 13 : 1119316006
Total Pages : 3708 pages
Book Rating : 4.1/5 (193 download)
Download or read book CFA Program Curriculum 2017 Level I, Volumes 1 - 6 written by CFA Institute and published by John Wiley & Sons. This book was released on 2016-08-01 with total page 3708 pages. Available in PDF, EPUB and Kindle. Book excerpt: Clear, concise instruction for all CFA Level I concepts and competencies for the 2017 exam The same official curricula that CFA Program candidates receive with program registration is now available publicly for purchase. CFA Program Curriculum 2017 Level I, Volumes 1-6 provides the complete Level I Curriculum for the 2017 exam, delivering the Candidate Body of Knowledge (CBOK) with expert instruction on all ten topic areas of the CFA Program. Fundamental concepts are explained with in-depth discussion and a heavily visual style, while cases and examples demonstrate how concepts apply in real-world scenarios. Coverage includes ethical and professional standards, quantitative analysis, economics, financial reporting and analysis, corporate finance, equities, fixed income, derivatives, alternative investments, and portfolio management, all organized into individual sessions with clearly defined Learning Outcome Statements. Charts, graphs, figures, diagrams, and financial statements illustrate concepts to facilitate retention, and practice questions provide the opportunity to gauge your understanding while reinforcing important concepts. The Level I Curriculum covers a large amount of information; this set breaks the CBOK down into discrete study sessions to help you stay organized and focused on learning-not just memorizing-important CFA concepts. Learning Outcome Statement checklists guide readers to important concepts to derive from the readings Embedded case studies and examples throughout demonstrate practical application of concepts Figures, diagrams, and additional commentary make difficult concepts accessible Practice problems support learning and retention CFA Institute promotes the highest standards of ethics, education, and professional excellence among investment professionals. The CFA Program Curriculum guides you through the breadth of knowledge required to uphold these standards. The three levels of the program build on each other. Level I provides foundational knowledge and teaches the use of investment tools; Level II focuses on application of concepts and analysis, particularly in the valuation of assets; and Level III builds toward synthesis across topics with an emphasis on portfolio management.
Author : Charles H. Calhoun
Publisher : John Wiley & Sons
ISBN 13 : 9780471184881
Total Pages : 278 pages
Book Rating : 4.1/5 (848 download)
Download or read book Ethics and the CPA written by Charles H. Calhoun and published by John Wiley & Sons. This book was released on 1998-11-20 with total page 278 pages. Available in PDF, EPUB and Kindle. Book excerpt: "A society without truth--and the related quality of trust--willnot long endure." --from the Preface Ethics in corporate America has become a bottom-line issue.Scandals such as the junk bond debacle in the late '80s and therecent bankruptcy of Orange County, California, graphicallyillustrate just how devastating losses from corrupt businesspractices can be. Closing the rift between a company's public andprivate face, its avowed as opposed to actual behavior, is now morethan ever the concern of the accountant. Examining a firm's business records and practices has traditionallyplaced the accountant in the role of watchdog. And in a corporateworld where ethical ambivalence can complicate even the mostroutine business decision, a trusted accountant can guide a companytoward a revived sense of purpose, showing it how to live up to itsown expressed ethical standards--leading the way to new business,increased profits, and cost savings. Ethics and the CPA detailsjust how an accountant can assess a company's ethical health aspart of a rigorous accounting regimen--and institute correctivemeasures. The book begins by clearly defining the accountant's role in thearea of "ethical services," with specifics on establishing andperforming an audit on an ethics-based program for business,governmental, and not-for-profit entities. Issues such as thespecific knowledge, competencies, and attitudes essential to theprofessional providing ethical services are also discussed. The second part of the book takes the ethical pulse of thecontemporary business environment, analyzing some notable ethicalfailures in well-known companies as well as the range of regulatorydemands on CPAs, including the requirement for findingunethical/illegal behavior (SAS 82) and SEC oversightresponsibilities. Also included are the results of an ethics surveyreport on CPAs given to state CPA societies, regulatory bodies, andindustry. Finally, part three looks at the framework and issues surroundingdeveloping and leading an in-house ethics program, as well as theelements of an effective ethical program, developing an ethicaloversight committee, benchmarking an ethics program, marketingethical services, and the ethical challenges in the newmillennium. Ethics and the CPA is a practical handbook for the accountant onguiding one's clients toward an improved bottom line and financialstability--through impeccable conduct from the boardroom ondown. Ensuring your client's continued financial prosperity --with anin-house ethics program. Keeping a firm financially healthy has become more and more aquestion of monitoring its ethical pulse. Assessing the on-the-jobbehavior of managers and employees and how closely it measures upto their expressed codes of conduct has now become part of a CPA'soverall financial review function. And building an in-house ethicsprogram that both leads and inspires has become one of the keymeasures of an accountant's success. Ethics and the CPA describeshow to make "ethical services" part of the accounting regimen, withspecifics on establishing and performing an audit on anethics-based program for business, governmental, and not-for-profitentities. It also surveys the contemporary business environment,analyzing some notable ethical failures in well-known companies aswell as the host of regulatory demands on CPAs, including selectedlaws and regulations illustrating the range of compliance expectedin the United States. The book also provides the specifics ofsetting up an effective ethical program, developing an ethicaloversight committee, benchmarking an ethics program, marketingethical services, and the ethical challenges in the new millennium.The essential guidebook on how to incorporate ethical services intoan existing accounting practice, Ethics and the CPA showsaccountants how to make their clients' bottom line an ethical one.
