Corporate Actions

Download Corporate Actions full books in PDF, epub, and Kindle. Read online Corporate Actions ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!

Corporate Actions

Author : Michael Simmons
Publisher : John Wiley & Sons
ISBN 13 : 0470870672
Total Pages : 429 pages
Book Rating : 4.4/5 (78 download)

DOWNLOAD NOW!

Book Synopsis Corporate Actions by : Michael Simmons

Download or read book Corporate Actions written by Michael Simmons and published by John Wiley & Sons. This book was released on 2006-02-03 with total page 429 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate actions are events that affect large corporations through to the individual investor - even those that own a single-share! All organizations that hold equity and debt securities for themselves and/or on behalf of others are affected when the issuer of a security announces an income or corporate action event. The successful management of the array of different event types requires understanding of the inherent risks, and tight controls at critical points in the event lifecycle. The management of income and corporate action events are important and essential parts of the securities industry business. Written by authors with many years experience within this sector, Corporate Actions: A Guide to Securities Event Management sets out to demystify the subject and provides a thorough, step-by-step introduction to corporate actions and income events. Corporate Actions is a comprehensive source for understanding a major component of operational processing. The individual components and their relation to each other within the corporate actions lifecycle are explained in detail, through which the reader will gain a clear and thorough understanding of the lifecycle together with potential processing risks and the strategies to mitigate Corporate Actions is essential reading for all those involved in the securities industry, from new recruits to those involved in both the day-to-day operations process and those within executive management. It will also prove invaluable to those providing consultancy and software solutions to the securities industry. Corporate Actions is the first major work on this subject. Many people within the securities industry have heard of corporate actions - many people know they can be highly risky - many organizations have lost vast sums of cash in attempting to process them - very few understand them!

Securities Operations

Author : Michael Simmons
Publisher : John Wiley & Sons
ISBN 13 : 0470857153
Total Pages : 486 pages
Book Rating : 4.4/5 (78 download)

DOWNLOAD NOW!

Book Synopsis Securities Operations by : Michael Simmons

Download or read book Securities Operations written by Michael Simmons and published by John Wiley & Sons. This book was released on 2003-07-07 with total page 486 pages. Available in PDF, EPUB and Kindle. Book excerpt: The only comprehensive account of operational risk in securities settlements Securities Operations focuses on the settlement aspects of a securities transaction. As financial analysts make a greater effort toward quantifying and managing operational risk, they are paying more attention to securities transactions in general and to the settlement phase in particular. While describing the practical issues, this book enumerates the different "back office" related risks potentially encountered throughout the settlement. Simmons also covers more advanced topics such as derivatives, trade compensation, internal allocation of funding costs, and operational performance measurement. Michael Simmons (London, UK) is currently Head of Business Consultancy at Wilco International, a major software systems provider to the financial markets. Over the years, financial professionals around the world have looked to the Wiley Finance series and its wide array of bestselling books for the knowledge, insights, and techniques that are essential to success in financial markets. As the pace of change in financial markets and instruments quickens, Wiley Finance continues to respond. With critically acclaimed books by leading thinkers on value investing, risk management, asset allocation, and many other critical subjects, the Wiley Finance series provides the financial community with information they want. Written to provide professionals and individuals with the most current thinking from the best minds in the industry, it is no wonder that the Wiley Finance series is the first and last stop for financial professionals looking to increase their financial expertise.

Small Actions, Big Difference

Author : CB Bhattacharya
Publisher : Routledge
ISBN 13 : 1000507262
Total Pages : 171 pages
Book Rating : 4.0/5 (5 download)

DOWNLOAD NOW!

Book Synopsis Small Actions, Big Difference by : CB Bhattacharya

Download or read book Small Actions, Big Difference written by CB Bhattacharya and published by Routledge. This book was released on 2019-09-17 with total page 171 pages. Available in PDF, EPUB and Kindle. Book excerpt: Despite dire warnings about global warming, carbon emissions by the world’s largest companies are increasing and only a few companies have strategies for managing carbon emissions and water resources. So what separates the best from the rest? In one word, the answer is ownership: companies that are winning at sustainability have created the conditions for their stakeholders to own sustainability and reap the benefits that come with deeper experience with and ownership of social and environmental issues: a happier, more productive workforce, increased customer loyalty, higher stock valuations, and greater long-term profits. Based on interviews with 25 global multinational corporations as well as employees, middle managers, and senior leaders across multiple sectors, this is the first book to connect sustainability to the theory and principles of psychological ownership and to propose a succinct, easy-to-digest model for managerial use. Watch the author talking about the themes in the book at the TedX: https://www.youtube.com/watch?v=7XpmsD2b76U

Model Rules of Professional Conduct

Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

DOWNLOAD NOW!

Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Corporate Crime in America

Author : Richard P. Conaboy
Publisher : DIANE Publishing
ISBN 13 : 0788171615
Total Pages : 504 pages
Book Rating : 4.7/5 (881 download)

DOWNLOAD NOW!

Book Synopsis Corporate Crime in America by : Richard P. Conaboy

Download or read book Corporate Crime in America written by Richard P. Conaboy and published by DIANE Publishing. This book was released on 1998-07 with total page 504 pages. Available in PDF, EPUB and Kindle. Book excerpt: This symposium focused on the ways in which companies, industries, & enforcement officials have responded to the organizational sentencing guidelines' incentives & other changes in the enforcement landscape that encourage businesses to develop strong compliance programs & adopt crime-controlling measures. Topics included organizational guidelines, corporate experiences in developing effective compliance programs, evolving compliance standards, enforcement schemes & policies, protection of compliance practices from disclosure, & the government's role in fostering good corporate citizenship.Ó Illustrated.

Super PACs

Author : Louise I. Gerdes
Publisher : Greenhaven Publishing LLC
ISBN 13 : 0737768649
Total Pages : 113 pages
Book Rating : 4.7/5 (377 download)

DOWNLOAD NOW!

Book Synopsis Super PACs by : Louise I. Gerdes

Download or read book Super PACs written by Louise I. Gerdes and published by Greenhaven Publishing LLC. This book was released on 2014-05-20 with total page 113 pages. Available in PDF, EPUB and Kindle. Book excerpt: The passage of Citizens United by the Supreme Court in 2010 sparked a renewed debate about campaign spending by large political action committees, or Super PACs. Its ruling said that it is okay for corporations and labor unions to spend as much as they want in advertising and other methods to convince people to vote for or against a candidate. This book provides a wide range of opinions on the issue. Includes primary and secondary sources from a variety of perspectives; eyewitnesses, scientific journals, government officials, and many others.

The Conservative Case for Class Actions

Author : Brian T. Fitzpatrick
Publisher : University of Chicago Press
ISBN 13 : 022665947X
Total Pages : 282 pages
Book Rating : 4.2/5 (266 download)

DOWNLOAD NOW!

Book Synopsis The Conservative Case for Class Actions by : Brian T. Fitzpatrick

Download or read book The Conservative Case for Class Actions written by Brian T. Fitzpatrick and published by University of Chicago Press. This book was released on 2019-11-01 with total page 282 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the 1960s, the class action lawsuit has been a powerful tool for holding businesses accountable. Yet years of attacks by corporate America and unfavorable rulings by the Supreme Court have left its future uncertain. In this book, Brian T. Fitzpatrick makes the case for the importance of class action litigation from a surprising political perspective: an unabashedly conservative point of view. Conservatives have opposed class actions in recent years, but Fitzpatrick argues that they should see such litigation not as a danger to the economy, but as a form of private enforcement of the law. He starts from the premise that all of us, conservatives and libertarians included, believe that markets need at least some rules to thrive, from laws that enforce contracts to laws that prevent companies from committing fraud. He also reminds us that conservatives consider the private sector to be superior to the government in most areas. And the relatively little-discussed intersection of those two beliefs is where the benefits of class action lawsuits become clear: when corporations commit misdeeds, class action lawsuits enlist the private sector to intervene, resulting in a smaller role for the government, lower taxes, and, ultimately, more effective solutions. Offering a novel argument that will surprise partisans on all sides, The Conservative Case for Class Actions is sure to breathe new life into this long-running debate.

Corporate Actions - a Concise Guide

Author : Francis Groves
Publisher : Harriman House
ISBN 13 : 9780857192172
Total Pages : 0 pages
Book Rating : 4.1/5 (921 download)

DOWNLOAD NOW!

Book Synopsis Corporate Actions - a Concise Guide by : Francis Groves

Download or read book Corporate Actions - a Concise Guide written by Francis Groves and published by Harriman House. This book was released on 2012-02-20 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Francis Groves studied modern history at the London School of Economics and has many years of experience working for legal and financial publishers including, Reuters, the Financial Times and Butterworths. He has written on overseas property investment and created financial literacy training materials. The interaction of politics and finance is a ......

Collateral Management

Author : Michael Simmons
Publisher : John Wiley & Sons
ISBN 13 : 1119377129
Total Pages : 877 pages
Book Rating : 4.1/5 (193 download)

DOWNLOAD NOW!

Book Synopsis Collateral Management by : Michael Simmons

Download or read book Collateral Management written by Michael Simmons and published by John Wiley & Sons. This book was released on 2019-02-18 with total page 877 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insight into collateral management and its increasing relevance in modern banking In the wake of recent financial crises, firms of all sizes have adjusted their policies to incorporate more frequent instances of collateral management. Collateral Management: A Guide to Mitigating Counterparty Risk explains the connection between the need for collateral management in order to alleviate counterparty risk and the actions that firms must take to achieve it. Targeted at middle and back office managers seeking a hands-on explanation of the specifics of collateral management, this book offers a thorough treatment of the subject and attends to details such as internal record management, daily procedures used in making and receiving collateral calls, and settlement-related issues that affect the movements of cash and securities collateral. An expert in financial topics ranging from trade lifecycle to operational risk, author Michael Simmons offers readers insight into a field that, so far, is struggling to produce enough expertise to meet its high demand. Presents hands-on advice and examples from a bestselling, internationally renowned author who introduces his third book on operations and operations-related activities Explains the relationship between collateral management and preventing institutional defaults, such as the recent Lehman Brothers downfall Since 2008, firms have recognized and embraced the importance of collateral management, but this book will provide practitioners with a deeper understanding and appreciation of its relevance.

Clearing and Settlement of Derivatives

Author : David Loader
Publisher : Elsevier
ISBN 13 : 9780080456355
Total Pages : 272 pages
Book Rating : 4.4/5 (563 download)

DOWNLOAD NOW!

Book Synopsis Clearing and Settlement of Derivatives by : David Loader

Download or read book Clearing and Settlement of Derivatives written by David Loader and published by Elsevier. This book was released on 2005-08-16 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book makes the reader aware of the background to the derivatives markets, how they have developed and their importance today. Clearing and Settlement of Derivatives addresses how and why derivative products are used and how the industry is structured, looking at both the exchange and over-the-counter markets. The role of the various parties is explained and the interaction between securities, commodities and derivatives explored. The key regulation that affects the use of derivatives by banks, corporate companies, institutional investors and private clients is covered and by way of example, the book reviews the various Directives affecting investment funds’ use of derivatives, capital adequacy requirements on banks and guidelines for private client use. The regulations looked at will be international, making this book suitable for most UK, European, and North American markets. * Informs and educates the reader about derivative products and everything that happens when trades take place without using confusing technical detail and unexplained jargon * Explains the background to derivatives and the market infrastructures and regulation in a clear and easy to read way * Deals with the extensive procedures and processes involved in lively, easy to follow "road maps"

Action and Responsibility

Author : Andrew Sneddon
Publisher : Springer Science & Business Media
ISBN 13 : 1402039824
Total Pages : 200 pages
Book Rating : 4.4/5 (2 download)

DOWNLOAD NOW!

Book Synopsis Action and Responsibility by : Andrew Sneddon

Download or read book Action and Responsibility written by Andrew Sneddon and published by Springer Science & Business Media. This book was released on 2006-01-27 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is an exploration of what it takes for an event to count as an action. I first became interested in this topic nearly a decade ago while working on a different topic. I kept coming across philosophers making claims about the nature of action that seemed false or at least dubious to me. As a consequence I turned to the philosophy of action directly, to get to the heart of the matter. I have wrestled with this territory ever since. I hope that, with this book, I have finally earned the intuitions that put me at odds with the philosophers I was originally reading. This book develops ideas in Part Two of my doctoral dissertation, which I wrote at Queen’s University in Kingston, Ontario, Canada. I loved being at Queen’s, for both professional and personal reasons. My thanks go to the Social Sciences and Humanities Research Council of Canada for financial support as a doctoral candidate. Steve Leighton and Ronald de Sousa were readers for my dissertation. They provided some early and invaluable challenges to the ideas developed here. My deepest debt of gratitude is owed to David Bakhurst, my supervisor. I learned a lot from David; this book would not be the same without his help.

How to Form a Corporation in Texas

Author : Karen Ann Rolcik
Publisher : SphinxLegal
ISBN 13 : 1572484705
Total Pages : 330 pages
Book Rating : 4.5/5 (724 download)

DOWNLOAD NOW!

Book Synopsis How to Form a Corporation in Texas by : Karen Ann Rolcik

Download or read book How to Form a Corporation in Texas written by Karen Ann Rolcik and published by SphinxLegal. This book was released on 2004 with total page 330 pages. Available in PDF, EPUB and Kindle. Book excerpt: Protect yourself and make the most of your business venture without the expense and delay of hiring a lawyer, by incorporating your business on your own. How to Form a Corporation in Texas contains everything you need to legally incorporate in the state of Texas. This book helps make incorporating your business a simple process that will not drain your vital time and capital.

The Balanced Company

Author : Muel Kaptein
Publisher :
ISBN 13 : 9780199255511
Total Pages : 364 pages
Book Rating : 4.2/5 (555 download)

DOWNLOAD NOW!

Book Synopsis The Balanced Company by : Muel Kaptein

Download or read book The Balanced Company written by Muel Kaptein and published by . This book was released on 2002 with total page 364 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book contains a cohesive overview of the most important theories and insights in the field of business ethics. At the same time, it further tailors these theories to the situation in which organizations function, presenting criteria that can be used to measure, assess, improve and report on corporate integrity.

Financial Markets Operations Management

Author : Keith Dickinson
Publisher : John Wiley & Sons
ISBN 13 : 1118843908
Total Pages : 472 pages
Book Rating : 4.1/5 (188 download)

DOWNLOAD NOW!

Book Synopsis Financial Markets Operations Management by : Keith Dickinson

Download or read book Financial Markets Operations Management written by Keith Dickinson and published by John Wiley & Sons. This book was released on 2015-01-20 with total page 472 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive text on financial market operations management Financial Market Operations Management offers anyone involved with administering, maintaining, and improving the IT systems within financial institutions a comprehensive text that covers all the essential information for managing operations. Written by Keith Dickinson—an expert on the topic—the book is comprehensive, practical, and covers the five essential areas of operations and management including participation and infrastructure, trade life cycle, asset servicing, technology, and the regulatory environment. This comprehensive guide also covers the limitations and boundaries of operational systems and focuses on their interaction with external parties including clients, counterparties, exchanges, and more. This essential resource reviews the key aspects of operations management in detail, including an examination of the entire trade life cycle, new issue distribution of bonds and equities, securities financing, as well as corporate actions, accounting, and reconciliations. The author highlights specific operational processes and challenges and includes vital formulae, spreadsheet applications, and exhibits. Offers a comprehensive resource for operational staff in financial services Covers the key aspects of operations management Highlights operational processes and challenges Includes an instructors manual, a test bank, and a solution manual This vital resource contains the information, processes, and illustrative examples needed for a clear understanding of financial market operations.

CORPORATE ACTIONS: A GUIDE TO SECURITIES EVENT MANAGEMENT

Author : Michael Simmons & Elaine Dalgleish
Publisher : John Wiley & Sons
ISBN 13 : 9788126509850
Total Pages : 436 pages
Book Rating : 4.5/5 (98 download)

DOWNLOAD NOW!

Book Synopsis CORPORATE ACTIONS: A GUIDE TO SECURITIES EVENT MANAGEMENT by : Michael Simmons & Elaine Dalgleish

Download or read book CORPORATE ACTIONS: A GUIDE TO SECURITIES EVENT MANAGEMENT written by Michael Simmons & Elaine Dalgleish and published by John Wiley & Sons. This book was released on 2006 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market_Desc: · General Operations Personnel· Risk Management Professionals· Traders & Sales People· Custodians· Data Vendors specializing in the provision of corporate action details· Software Vendors providing operational solutions · Consultancy Organizations Special Features: · Only book available on this important and specialized area of securities operations within financial institutions· Recent years has seen a huge growth in the awareness of banks of the implications and risks of corporate actions - which in turn has driven industry organizations to focus on the improvement of Corporate Actions operations· Significant increase in the demands of financial institutions to better understand this area of securities operations and provide automated and sophisticated solutions About The Book: This book aims to demystify the topic of Corporate Actions and to make the subject more easily understood by a broad, relevant audience. The book begins by explaining the topic from first principles, and takes the reader to a point where they have a good understanding of the subject. The reader will gain an understanding of the topic from a practical operational use perspective; in addition, the book is intended to be used as a reference of Corporate Action terms.

Market Data Explained

Author : Marc Alvarez
Publisher : Elsevier
ISBN 13 : 0080465781
Total Pages : 136 pages
Book Rating : 4.0/5 (84 download)

DOWNLOAD NOW!

Book Synopsis Market Data Explained by : Marc Alvarez

Download or read book Market Data Explained written by Marc Alvarez and published by Elsevier. This book was released on 2011-04-01 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market Data Explained is intended to provide a guide to the universe of data content produced by the global capital markets on a daily basis. Commonly referred to as “market data , the universe of content is very wide and the type of information correspondingly diverse. Jargon and acronyms are very common. As a result, users of marker data typically face difficulty in applying the content in analysis and business applications. This guide provides an independent framework for understanding this diversity and streamlining the process of referring to content and how it relates to today’s business environment. The book achieves this goal by providing a consistent frame of reference for users of market data. As such, it is built around the concept of a data model – a single, coherent view of the capital markets independent of any one source, such as an exchange. In particular it delineates clearly between the actual data content and how it is delivered (i.e., realtime data streams versus reference data). It shows how the data relates across the universe of securities (i.e., stocks, bonds, derivatives etc.). In this way it provides a logical framework for understanding how new content can be added over time as the business develops. Special features: 1. Uniqueness – this is the first comprehensive catalog and taxonomy to be made available for a business audience 2. Industry Acceptance – the framework described in this book is implemented as a relational data model in the industry today and used by blue chip multinational firms 3. Comprehensiveness – there are no arbitrary distinctions made based on asset class or data type (the legacy approach). The model presented in this book is fully cross asset and makes no distinction between data types (i.e., realtime versus historical/reference data) or sources 4. Independence – the framework is an independent, objective overview of how the data content integrates to provide a coherent view of the data produced by the global capital markets on a daily and intra-day basis. It provides a logical framework for referring to the content and entities that are so intrinsic to this industry First and only single, comprehensive desk reference to market data produced by the global capital markets on a daily basis Provides a comprehensive catalog of the market data and a common structure for navigating the complex content and interrelationships Provides a common taxonomy and naming conventions that handles the highly varied, geographically and language dependent nature of the content

The Responsible Shareholder

Author : Bottomley, Stephen
Publisher : Edward Elgar Publishing
ISBN 13 : 1800373406
Total Pages : 232 pages
Book Rating : 4.8/5 (3 download)

DOWNLOAD NOW!

Book Synopsis The Responsible Shareholder by : Bottomley, Stephen

Download or read book The Responsible Shareholder written by Bottomley, Stephen and published by Edward Elgar Publishing. This book was released on 2021-11-09 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: Examining the role of shareholders in modern companies, this timely book argues that more should be expected of shareholders, both morally and legally. It explores the privileged position of shareholders within the corporate law system and the unique rights and duties awarded to them in contrast to other corporate actors. Introducing the concept of shareholders as responsible agents whose actions and inactions should be judged on that basis, Stephen Bottomley unites a number of distinct corporate governance discussions including stewardship, activism and shareholder liability.