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Commodities And Futures Enforcement
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Book Synopsis Law Enforcement and the History of Financial Market Manipulation by : Jerry Markham
Download or read book Law Enforcement and the History of Financial Market Manipulation written by Jerry Markham and published by Routledge. This book was released on 2015-01-28 with total page 456 pages. Available in PDF, EPUB and Kindle. Book excerpt: First Published in 2014. This book maps the issues and traces the U.S. government's efforts to properly regulate, monitor, and prevent financial speculation and price manipulation in various markets. It begins with the period from the late nineteenth century to the first congressional efforts at regulation in the 1930s and continues on to the present, with a full chapter on the legal and financial aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also discusses the difficulty of initiating successful prosecutions of financial fraud and price manipulation and proposes a new approach to preventing manipulative practices.
Book Synopsis Commodities and Futures Enforcement by : Zachary S. Brez
Download or read book Commodities and Futures Enforcement written by Zachary S. Brez and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions by : United States. Commodity Futures Trading Commission
Download or read book CFTC Policy Statement Relating to the Commission's Authority to Impose Civil Money Penalties and Futures Self-regulatory Organizations' Authority to Impose Sanctions written by United States. Commodity Futures Trading Commission and published by . This book was released on 1995 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulation of the Commodity Futures Markets, what Needs to be Done by : United States. General Accounting Office
Download or read book Regulation of the Commodity Futures Markets, what Needs to be Done written by United States. General Accounting Office and published by . This book was released on 1978 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Commodity Futures Trading Commission by : Jason H. Burns
Download or read book The Commodity Futures Trading Commission written by Jason H. Burns and published by Nova Publishers. This book was released on 2008 with total page 110 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book focuses on four energy commodities -- crude oil, unleaded gasoline, natural gas, and heating oil -- and Commodity Futures Trading Commission's oversight of these commodities. Specifically, this report examines (1) trends and patterns of trading activity in the physical and energy derivatives markets and the effects of those trends on prices; (2) the scope of CFTC's authority for protecting market users from fraudulent, manipulative, and abusive practices in the trading of energy futures contracts; and (3) the effectiveness of CFTC's monitoring and detection of market abuses in energy futures markets and in connection with energy-related enforcement actions. This is an excerpted, edited and indexed version of a GAO report.
Book Synopsis Gath V. Commodity Futures Trading Commission by :
Download or read book Gath V. Commodity Futures Trading Commission written by and published by . This book was released on 1996 with total page 94 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Study of CFTC and Futures Self-regulatory Organization Penalties by :
Download or read book A Study of CFTC and Futures Self-regulatory Organization Penalties written by and published by . This book was released on 1994 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Derivatives Regulation by : Philip McBride Johnson
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by . This book was released on 2004 with total page 390 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Derivatives Regulation by : Philip McBride Johnson
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by . This book was released on 2004 with total page 1225 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress Publisher :Createspace Independent Publishing Platform ISBN 13 :9781981329380 Total Pages :86 pages Book Rating :4.3/5 (293 download)
Book Synopsis The Commodity Futures Trading Commission by : United States. Congress
Download or read book The Commodity Futures Trading Commission written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-12-02 with total page 86 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Commodity Futures Trading Commission : effective enforcement and the future of derivatives regulation : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Thirteenth Congress, second session, December 10, 2014.
Author :United States. Congress Publisher :Createspace Independent Publishing Platform ISBN 13 :9781976479557 Total Pages :86 pages Book Rating :4.4/5 (795 download)
Book Synopsis The Commodity Futures Trading Commission by : United States. Congress
Download or read book The Commodity Futures Trading Commission written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-09-17 with total page 86 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Commodity Futures Trading Commission : effective enforcement and the future of derivatives regulation : hearing before the Committee on Agriculture, Nutrition, and Forestry, United States Senate, One Hundred Thirteenth Congress, second session, December 10, 2014.
Book Synopsis Annual Report by : United States. Commodity Futures Trading Commission
Download or read book Annual Report written by United States. Commodity Futures Trading Commission and published by . This book was released on 1979 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Futures Markets by : United States. General Accounting Office
Download or read book Futures Markets written by United States. General Accounting Office and published by . This book was released on 1991 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Futures Markets written by Cecile O. Trop and published by DIANE Publishing. This book was released on 1997-09 with total page 54 pages. Available in PDF, EPUB and Kindle. Book excerpt: U.S. futures exchanges and the National Futures Assoc. are responsible for enforcing member firms' compliance with industry standards for marketing and selling futures products to the public. The Commodity Futures Trading Commission (CFTC) oversees enforcement of sale practices standards to ensure the integrity of the self-regulatory process and to protect investors from sales practice abuse. This report is an evaluation of CFTC oversight of self-regulatory organization monitoring and enforcement of sales practice compliance among futures industry firms. Charts and tables.
Author :United States. Commodity Futures Trading Commission. Division of Trading and Markets Publisher : ISBN 13 : Total Pages :222 pages Book Rating :4.:/5 (569 download)
Book Synopsis Rule Enforcement Review of Exchange Broker Association Programs by : United States. Commodity Futures Trading Commission. Division of Trading and Markets
Download or read book Rule Enforcement Review of Exchange Broker Association Programs written by United States. Commodity Futures Trading Commission. Division of Trading and Markets and published by . This book was released on 1997 with total page 222 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis International Crime Control Strategy by :
Download or read book International Crime Control Strategy written by and published by . This book was released on 1998 with total page 116 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Rosenthal & Company V. Commodity Futures Trading Commission by :
Download or read book Rosenthal & Company V. Commodity Futures Trading Commission written by and published by . This book was released on 1978 with total page 82 pages. Available in PDF, EPUB and Kindle. Book excerpt:
