Code Of Federal Regulations Title 17 Commodity And Securities Exchanges 41 199 Revised As Of April 1 2020

Author : Office of the Federal Register (Cfr)
Publisher :
ISBN 13 : 9781359980113
Total Pages : 542 pages
Book Rating : 4.9/5 (81 download)

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Download or read book Cfr 17, Parts 41 to 199, Commodity and Securities Exchanges, April 01, 2016 (Volume 2 Of 4) written by Office of the Federal Register (Cfr) and published by . This book was released on 2016-07-08 with total page 542 pages. Available in PDF, EPUB and Kindle. Book excerpt: Code of Federal Regulations Title 17, Volume 2, April 1, 2016 contains regulations governing Commodity and Securities Exchanges and may also be referenced as: - Code of Federal Regulations Title 17, Volume 2, April 1, 2016 - CFR Title 17 - CFR 17, Commodity and Securities Exchanges - CFR 17, Parts 41 to 199, Commodity and Securities Exchanges This volume contains Parts 41 to 199: - Part 41; SECURITY FUTURES PRODUCTS - Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING - Part 43; REAL-TIME PUBLIC REPORTING - Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS - Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS - Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS - Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE - Part 49; SWAP DATA REPOSITORIES - Part 50; CLEARING REQUIREMENT AND RELATED RULES - Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS - Part 100; DELIVERY PERIOD REQUIRED - Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION - Part 141; SALARY OFFSET - Part 142; INDEMNIFICATION OF CFTC EMPLOYEES - Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION - Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT - Part 145; COMMISSION RECORDS AND INFORMATION - Part 146; RECORDS MAINTAINED ON INDIVIDUALS - Part 147; OPEN COMMISSION MEETINGS - Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION - Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION - Part 150; LIMITS ON POSITIONS - Part 151; POSITION LIMITS FOR FUTURES AND SWAPS - Part 155; TRADING STANDARDS - Part 156; BROKER ASSOCIATIONS - Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT - Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT - Part 165; WHISTLEBLOWER RULES - Part 166; CUSTOMER PROTECTION RULES - Part 170; REGISTERED FUTURES ASSOCIATIONS - Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS - Part 180; PROHIBITION AGAINST MANIPULATION - Part 190; BANKRUPTCY - Parts 191-199; Reserved