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Author : Milton R. Schroeder
Publisher :
ISBN 13 : 9780791321836
Total Pages : pages
Book Rating : 4.3/5 (218 download)
Download or read book The Law and Regulation of Financial Institutions written by Milton R. Schroeder and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard Scott Carnell
Publisher : Aspen Publishing
ISBN 13 : 1543831087
Total Pages : 1101 pages
Book Rating : 4.5/5 (438 download)
Download or read book The Law of Financial Institutions written by Richard Scott Carnell and published by Aspen Publishing. This book was released on 2021-01-13 with total page 1101 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Financial Institutions provides the foundation for a successful course on the law of traditional commercial banks. The book’s clear writing, careful editing, timely content, and concise explanations to provocative questions make a difficult field of law lively and interesting. New to the Seventh Edition: Unified analysis of different types of financial institution under a common framework, using simple mock balance sheets as a way of vividly illustrating the similarities and differences and bringing out the features that lend stability or instability to the financial system. A new chapter dealing with the important topic of financial technology. Extensive treatment of liquidity regulation, one of the most fundamental strategies for ensuring bank safety and soundness. A clear and coherent discussion of capital regulation and provides up-to-date explanations and simple examples of the complex issues surrounding capital adequacy applicable to banks today. A clear, coherent, and interesting account of the essential nature of the banking firm as a financial intermediary that acts as a payment service provider. Text that addresses issues of compliance and risk management that have become central to the management of banking institutions in the years since the financial crisis. Professors and student will benefit from: Important new contributions from Professor Peter Conti-Brown, a nationally renowned expert in banking policy and history Completely revised and updated to reflect important regulatory initiatives and trends Answers to all problem sets available to adopting professors Focuses on topics from economic, political, and doctrinal point of view Interesting and provocative questions with explanations Extensive use of nontraditional materials and professor-written discussions and explanations Excellent organization and careful editing
Author : William Anthony Lovett
Publisher :
ISBN 13 :
Total Pages : 500 pages
Book Rating : 4.F/5 ( download)
Download or read book Banking and Financial Institutions Law in a Nutshell written by William Anthony Lovett and published by . This book was released on 1997 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt: Evolution of Banking and Financial Institutions Law; Money and Banking; Banking Market Regulation: Thrift Institutions; Securities Market Regulation; Insurance Regulation; Pension Funds. Retirement Account and Social Security; Controversies and Prospects.
Author : Sheelagh McCracken
Publisher :
ISBN 13 :
Total Pages : 863 pages
Book Rating : 4.:/5 (1 download)
Download or read book Everett & McCracken's Banking and Financial Institutions Law written by Sheelagh McCracken and published by . This book was released on 2013 with total page 863 pages. Available in PDF, EPUB and Kindle. Book excerpt: Everett & McCracken's Banking and Financial Institutions Law 8th Edition follows the earlier editions in providing a comprehensive legal analysis of the Australian financial sector. Over the past twenty-five years this work has chronicled the legal development of the sector, offering broad coverage of the legal concepts and principles which typically arise in banking and financing transactions.
Author : Stuart G. Stein
Publisher :
ISBN 13 : 9781402428555
Total Pages : 522 pages
Book Rating : 4.4/5 (285 download)
Download or read book Financial Institutions Answer Book written by Stuart G. Stein and published by . This book was released on 2017-08 with total page 522 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Institutions Answer Book provides, in a handy Q&A format, a comprehensive overview of the complex federal requirements regulating financial institutions in the United States. Every aspect of a financial institution life cycle is covered, from understanding the differences in regulation based on what type of charter is chosen, through ongoing capital and deposit activities requirements and major changes in corporate control, to the cessation of entity activity through merger, acquisition or entity failure. Financial Institutions Answer Book describes the requirements under each type of charter for the major areas of financial institution activity, such as: The creation of branch offices and deposit activityCorporate governanceExecutive compensationDeposit insurance requirementsInsider and affiliate transactionsAnti-money laundering and U.S. trade sanctionsExamination and auditPrivacy and data securityReflecting the increased federal concern with fraud, money laundering and protecting the federal taxpayer from bank defaults, individual chapters are devoted to describing in detail the federal enforcement agencies and their powers, anti-money laundering and other fraud issues, the required examinations and audit process, and recent regulatory approaches to problem banks and failure. Published in a handy softcover volume, Financial Institutions Answer Book is a source for quick, concise answers and will be of interest to lawyers and other legal professionals, as well as financial institution managers, officers, directors and other employees who would like a comprehensive understanding of the legal framework regulating banks and other financial institutions.
Author : V. Gerard Comizio
Publisher :
ISBN 13 : 9781634597616
Total Pages : 0 pages
Book Rating : 4.5/5 (976 download)
Download or read book International Banking Law written by V. Gerard Comizio and published by . This book was released on 2015-11 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hardbound - New, hardbound print book.
Author : Alexander Dill
Publisher : Taylor & Francis
ISBN 13 : 1000702731
Total Pages : 327 pages
Book Rating : 4.0/5 (7 download)
Download or read book Bank Regulation, Risk Management, and Compliance written by Alexander Dill and published by Taylor & Francis. This book was released on 2019-10-01 with total page 327 pages. Available in PDF, EPUB and Kindle. Book excerpt: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
Author : Jeffrey Carmichael
Publisher : World Bank Publications
ISBN 13 : 9780821348390
Total Pages : 252 pages
Book Rating : 4.3/5 (483 download)
Download or read book The Development and Regulation of Non-bank Financial Institutions written by Jeffrey Carmichael and published by World Bank Publications. This book was released on 2002-01-01 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book aims to create an awareness of the potential of non-bank financial institutions (NBFIs) for developing countries, and to assist policy makers in the creation of coherent policy structures and effective regulatory systems for the development of these institutions. It considers the essential functions and characteristics of non-bank financial institutions and includes chapters on insurance companies, mutual funds and pension schemes, securities markets, and leasing and real estate companies.
Author : MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.)
Publisher : Foundation Press
ISBN 13 : 9781640202498
Total Pages : 1412 pages
Book Rating : 4.2/5 (24 download)
Download or read book Financial Regulation written by MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.) and published by Foundation Press. This book was released on 2018-08-06 with total page 1412 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Regulation: Law and Policy (2d Edition) introduces the field of financial regulation in a new and accessible way. Even though a decade has passed since the most systemic financial crisis in the last 70 years and eight years have elapsed since a major shift in regulatory design, the world is still grappling with the aftermath. In addition, technology innovations, including Bitcoin and other cryptocurrencies, market forces and a changing political environment all have combined to reframe and reorient public debate over financial regulation. The book has kept up to date with all of these changes. The book analyzes and compares the market and regulatory architecture of the entire U.S. financial sector as it exists today, from banks, insurance companies, and broker-dealers, to asset managers, complex financial conglomerates, and government-sponsored enterprises. The book explores a range of financial activities, from consumer finance and investment to payment systems, securitization, short-term wholesale funding, money markets, and derivatives. The book examines a range of regulatory techniques, including supervision, enforcement, and rule-writing, as well as crisis-fighting tools such as resolution and the lender of last resort. Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European Union.
Author : Matthias Haentjens
Publisher : Routledge
ISBN 13 : 1317483073
Total Pages : 295 pages
Book Rating : 4.3/5 (174 download)
Download or read book European Banking and Financial Law written by Matthias Haentjens and published by Routledge. This book was released on 2015-06-05 with total page 295 pages. Available in PDF, EPUB and Kindle. Book excerpt: In recent decades, the volume of EU legislation on financial law has increased exponentially. Banks, insurers, pension funds, investment firms and other financial institutions all are increasingly subject to European regulatory rules, as are day to day financial transactions. Serving as a comprehensive and authoritative introduction to European banking and financial law, the book is organized around the three economic themes that are central to the financial industry: (i) financial markets; (ii) financial institutions; and (iii) financial transactions. It covers not only regulatory law, but also commercial law that is relevant for the most important financial transactions. It also explains the most important international standard contracts such as LMA loan contracts and the GMRA repurchase agreements. Covering a broad range of aspects of financial law from a European perspective, it is essential reading for students of financial law and European regulation.
Author : James R. Barth
Publisher : Cambridge University Press
ISBN 13 : 9780521709309
Total Pages : 446 pages
Book Rating : 4.7/5 (93 download)
Download or read book Rethinking Bank Regulation written by James R. Barth and published by Cambridge University Press. This book was released on 2008-05-12 with total page 446 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume presents a new database on bank regulation in over 150 countries. It offers a comprehensive cross-country assessment of the impact of bank regulation on the operation of banks and assesses the validity of the Basel Committee's influential approach to bank regulation.
Author : Wouter Bossu
Publisher : International Monetary Fund
ISBN 13 : 1513580329
Total Pages : 44 pages
Book Rating : 4.5/5 (135 download)
Download or read book “But we are different!” written by Wouter Bossu and published by International Monetary Fund. This book was released on 2015-09-10 with total page 44 pages. Available in PDF, EPUB and Kindle. Book excerpt: Well-designed banking laws are critical for regulating the market access and operations of banks, as well as their removal from the market in case of failure. While at a financial policy level there is a broad consensus as to the content of banking laws, from a legal perspective their drafting often leaves something to be desired. In spite of what is often argued, the types of weaknesses of banking laws are hardly country-specific; many weaknesses are shared by many banking laws. This working paper discusses those weaknesses and ways to remedy them, by focusing on a selected set of legal policy principles.
Author : Richard Scott Carnell
Publisher : Aspen Publishers
ISBN 13 : 9780735552852
Total Pages : 0 pages
Book Rating : 4.5/5 (528 download)
Download or read book The Law of Banking and Financial Institutions written by Richard Scott Carnell and published by Aspen Publishers. This book was released on 2009 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Fourth Edition revision of The Law of Banking and Financial Institutions brings exciting renovations to a classic casebook. Comprehensive updating is just the beginning. The authors have expanded the old structure to include more coverage of nonbank financial institutions, such as insurance companies and mutual funds. Other topics have been reorganized to reflect modern trends. Visual aids¿virtual windows, for visual learners¿have been added to clarify concepts and reinforce text. And finally, engaging problem exercises have been added to create a more dynamic learning environment. Tried-and-true features of The Law of Banking and Financial Institutions: clear, concise explanations that simplify and clarify a complex field of law lively and interesting note material and provocative discussion questions careful selection and judicious editing of cases fun problem sets, at graduating levels of difficulty, that reinforce concepts and give students practice applying law to specific facts critical analysis of the unifying features of each topic from an economic perspective complete, up-to-date, and detailed Teacher's Manual Featured in the Fourth Edition: coverage of nonbank financial institutions, such as insurance companies and mutual funds expanded and updated treatment of bank/nonbank combinations under the Gramm-Leach-Bliley Act unified organization of financial institutions, rather than focusing on depository institutions separately generous use of tables to clarify concepts and promote understanding additional problem sets that illustrate the application of the specific rules in each chapter, with answers in the Teacher's Manual If you haven't seen the Fourth Edition, you haven't seen The Law of Banking and Financial Institutions. Come take a look at the expanded coverage, updated organization, problem sets, examples, and visual aids that constitute an important renovation of this classic edifice.
Author : Michael P. Malloy
Publisher :
ISBN 13 : 9781684674404
Total Pages : pages
Book Rating : 4.6/5 (744 download)
Download or read book Malloy and Lovett's Banking and Financial Institutions Law in a Nutshell, 9th written by Michael P. Malloy and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Heidi Mandanis Schooner
Publisher : Academic Press
ISBN 13 : 0080925804
Total Pages : 353 pages
Book Rating : 4.0/5 (89 download)
Download or read book Global Bank Regulation written by Heidi Mandanis Schooner and published by Academic Press. This book was released on 2009-11-24 with total page 353 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Bank Regulation: Principles and Policies covers the global regulation of financial institutions. It integrates theories, history, and policy debates, thereby providing a strategic approach to understanding global policy principles and banking. The book features definitions of the policy principles of capital regularization, the main justifications for prudent regulation of banks, the characteristics of tools used regulate firms that operate across all time zones, and a discussion regarding the 2007-2009 financial crises and the generation of international standards of financial institution regulation. The first four chapters of the book offer justification for the strict regulation of banks and discuss the importance of financial safety. The next chapters describe in greater detail the main policy networks and standard setting bodies responsible for policy development. They also provide information about bank licensing requirements, leading jurisdictions, and bank ownership and affiliations. The last three chapters of the book present a thorough examination of bank capital regulation, which is one of the most important areas in international banking. The text aims to provide information to all economics students, as well as non-experts and experts interested in the history, policy development, and theory of international banking regulation. Defines the over-arching policy principles of capital regulation Explores main justifications for the prudent regulation of banks Discusses the 2007-2009 financial crisis and the next generation of international standards of financial institution regulation Examines tools for ensuring the adequate supervision of a firm that operates across all time zones
Author : Milton R. Schroeder
Publisher :
ISBN 13 :
Total Pages : 1238 pages
Book Rating : 4.F/5 ( download)
Download or read book The Law and Regulation of Financial Institutions written by Milton R. Schroeder and published by . This book was released on 1995 with total page 1238 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Rhett Dee Martin
Publisher :
ISBN 13 : 9780455224558
Total Pages : 274 pages
Book Rating : 4.2/5 (245 download)
Download or read book Banking and Finance written by Rhett Dee Martin and published by . This book was released on 2008 with total page 274 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Basic principles of banking and finance law including: 1 The Australian Banking System 2 Contract Law and Bankers 3 Special Customers and the Banker 4 The Current Account 5 Cheques: Introduction 6 Cheques: Paying Bank 7 Cheques: Collecting Bank 8 Bills of Exchange 9 Letters of Credit 10 Negligence 11 Capacity (could be changed to Security over land if information is inserted) 12 Security on Company Borrowings 13 Electronic Banking and Credit Cards 14 Consumer Protection"--Provided by publisher.
