Australian Banking and Finance Law and Regulation

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Publisher : Cambridge University Press
ISBN 13 : 9781108999793
Total Pages : 0 pages
Book Rating : 4.9/5 (997 download)

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Book Synopsis Australian Banking and Finance Law and Regulation by : Han-Wei Liu

Download or read book Australian Banking and Finance Law and Regulation written by Han-Wei Liu and published by Cambridge University Press. This book was released on 2024-07-31 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Australian Banking and Finance Law and Regulation provides a comprehensive, up-to-date and accessible introduction to the complexities of contemporary law and regulation of banking and financial sectors in one volume. The book provides a detailed analysis of Australia's financial market regulatory framework and the theoretical underpinnings of government intervention in the field. It delves into the legal changes implemented in response to the Global Financial Crisis and recent local scandals, exploring the complexities and subtleties of the 'banker-customer' relationship. Readers will appreciate the clear and concise treatment of key issues, cases and examples that offer an overview of major developments. The questions and answers at the end of each chapter serve as an effective tool for readers to assess and reinforce their grasp of the fundamental principles discussed.

The Law and Regulation of Payment Services

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Publisher : Kluwer Law International B.V.
ISBN 13 : 904114207X
Total Pages : 304 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis The Law and Regulation of Payment Services by : Rhys Bollen

Download or read book The Law and Regulation of Payment Services written by Rhys Bollen and published by Kluwer Law International B.V.. This book was released on 2012-07-01 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt: There is a widespread demand among businesses for more convenient and reliable international payment products, and inevitably this has led to calls for more predictable and consistent regulation of these products, especially in the light of such innovations as online payments and ‘stored value’ cards. Recognizing that recurring risks tend to be dealt with in similar ways by most legal regimes, this study – the first of its kind – draws on a detailed analysis of the strengths and weaknesses of existing regimes to develop an international model which incorporates both the legal elements and their practical application. In building his model, the author addresses the fundamental questions in the law of payment services: Who bears the risk of unauthorised payments? What must be done about claims of error? When are payments completed so that they discharge the underlying liability? When can payments be reversed? These issues are examined through in-depth descriptions of payment facilities as regulated in five key jurisdictions – Australia, the United Kingdom, the European Union, Singapore, and the United States – under the headings of scope, licensing, disclosure, obligations of the parties, liability, redress, and dispute resolution. The five regimes are further measured against the key harmonization project in this field, the UNCITRAL Model Law on Credit Transfers. The discussion is illustrated with analyses of leading cases and a number of worked examples. In summary, this very useful book synthesizes a logical and useful package of regulatory measures into a model that takes into account the lessons learnt in the regulation of payment services. Businesses will warmly welcome the study’s contribution toward reducing the cost of taking a product to market across multiple jurisdictions. Policymakers and legislators will find the task of comparing the various approaches to payment services regulation and analyzing their effectiveness greatly facilitated.

Australian Finance Law

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Publisher :
ISBN 13 : 9780455238722
Total Pages : 1209 pages
Book Rating : 4.2/5 (387 download)

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Book Synopsis Australian Finance Law by : John Stumbles

Download or read book Australian Finance Law written by John Stumbles and published by . This book was released on 2016 with total page 1209 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Australian Finance Law, 7th Edition provides comprehensive coverage of Australian finance law, including the regulation of the Australian financial system, capital markets, debt finance, taxation and insolvency law. It has been written and compiled by Partners, Consultants and Associates of King & Wood Mallesons. This well-regarded work combines both legal analysis and its practical application to financing transactions. It is designed for general and specialist advisers, combining both fundamental and more complex legal and practical analysis. It is also an important resource for students of Australian financial and commercial law. Although it has been written from a primarily Australian context, a number of the chapters have a more international application, either because of the global nature of finance, or because of the similarity in legal concepts between common law jurisdictions." --Publisher's website.

Australian Finance Law

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Author :
Publisher : Lawbook Company
ISBN 13 : 9780455216683
Total Pages : 939 pages
Book Rating : 4.2/5 (166 download)

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Book Synopsis Australian Finance Law by :

Download or read book Australian Finance Law written by and published by Lawbook Company. This book was released on 1999-01-01 with total page 939 pages. Available in PDF, EPUB and Kindle. Book excerpt: The regulation of financial institutions, processes & products in Australia has undergone enormous change since the publication of the third edition of Australian Finance Law in 1994. Organised around the Regulation of the Australian Financial System, Capital Markets, Debt Finance, Security & Special Issues, the 35 comprehensive chapters of this new edition analyse changes to 1 September 1998. In addition to up-dating chapters on standard financing techniques, both secured & unsecured, this book deals with a number of new developments including: * the Wallis Inquiry & the Consumer Credit Code & their implications for regulation & supervision * debt & equity financing looking closely at the developing capital markets, domestic & international * significant changes in corporations law including CLERP & * new due diligence & directors' liability legislation. Other new developments considered in detail include: * swaps & derivatives * payment systems & netting * environmental issues * native title * intellectual property * dematerialised, immobilised, & paperless securities * some implications of electronic commerce on banking & finance * securitisation & * infrastructure finance. Australian Finance Law is supported by invaluable Tables of Cases, Statutes & Regulations, a large, practical Subject Index, a Glossary of Terms & Definitions of Acronyms.

Banking Law in Australia

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Publisher :
ISBN 13 : 9780409322262
Total Pages : 545 pages
Book Rating : 4.3/5 (222 download)

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Book Synopsis Banking Law in Australia by : Alan L. Tyree

Download or read book Banking Law in Australia written by Alan L. Tyree and published by . This book was released on 2005 with total page 545 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fifth edition explains the principles of banking law and provides clear analysis of relevant case law, legislation and industry codes of practice. It covers a wide range of areas from Australian banking regulation to international.

Everett and McCracken's Banking and Financial Institutions Law

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Publisher :
ISBN 13 : 9780455224671
Total Pages : 0 pages
Book Rating : 4.2/5 (246 download)

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Book Synopsis Everett and McCracken's Banking and Financial Institutions Law by : Sheelagh McCracken

Download or read book Everett and McCracken's Banking and Financial Institutions Law written by Sheelagh McCracken and published by . This book was released on 2009 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides a comprehensive legal analysis of the Australian finance sector, covering not only the business of banking, payment instruments and the taking of security, but also the operation of the financial markets themselves, the instruments traded on them and the regulatory and fiscal framework which governs them.

Banking on Data

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Publisher : Kluwer Law International B.V.
ISBN 13 : 940353186X
Total Pages : 258 pages
Book Rating : 4.4/5 (35 download)

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Book Synopsis Banking on Data by : Scott Farrell

Download or read book Banking on Data written by Scott Farrell and published by Kluwer Law International B.V.. This book was released on 2023-03-09 with total page 258 pages. Available in PDF, EPUB and Kindle. Book excerpt: International Banking and Finance Law Series, Volume 37 Despite open banking’s broad emergence in a variety of jurisdictions and the ambition shared for the benefits it is to deliver, there is a distinct lack of detailed analysis of the legal features which are needed for it to be effectively established. This indispensable study is the first to analyse open banking’s legal foundations by reference to banking law rather than to privacy law or competition law. With a detailed focus on the mature open banking systems of Australia and the United Kingdom, including Australia’s Consumer Data Right, the book’s thoroughgoing legal perspective provides a comprehensive framework which can be used to evaluate and design open banking in any jurisdiction. The presentation proceeds through a comparison of the legal rights, responsibilities, and relationships under open banking systems with equivalent rights in traditional banking payment systems. This process clearly reveals and addresses such salient open banking and data-sharing issues as the following: what data should be shareable and who should be required to share data; how data should be shared and how rights to share data should be established; the role of data minimisation and the role of consent; how laws, standards, rules, and technology interact in an open banking system; how open banking fosters competition, innovation, and financial inclusion; how consumer protection can be included by design; management of quality and security of shared data; facilitation and regulation of participation; legal relationships and allocation of liability among participants; compensation for customers if something goes wrong; strategic challenges and opportunities; enforceability and insolvency; systemic efficacy and safety; and the role of trust. Also included is an assessment framework designed to categorise the risks which arise in open banking and other data-sharing systems. As a systematic appraisal of how banking law can be used to ensure the customer autonomy, data portability, recipient accountability and participant connectivity promised by open banking systems, the book’s legal perspective on the value of customer data will prove of inestimable value for lawyers in banking and finance, as well as for professionals in financial services or information technology.

Securities and Financial Services Law

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Publisher :
ISBN 13 : 9780409343069
Total Pages : 0 pages
Book Rating : 4.3/5 (43 download)

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Book Synopsis Securities and Financial Services Law by : Robert Baxt

Download or read book Securities and Financial Services Law written by Robert Baxt and published by . This book was released on 2016-12-05 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Now in its ninth edition, Securities and Financial Services Law is the leading legal analysis of securities and financial services law and regulation in Australia. The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law.An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants. Features* High level work on advanced corporations law area* Written by leading experts in the field* Comprehensive treatment of financial services regulation in a dynamic market Related Titles Australian Corporations Legislation 2016Austin & Ramsay, Ford, Austin & Ramsay's Principles of Corporations Law, 2014, 16th editionFarrar & Hanrahan, Corporate Governance, 2016

Everett & McCracken's Banking and Financial Institutions Law

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Publisher :
ISBN 13 :
Total Pages : 863 pages
Book Rating : 4.:/5 (1 download)

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Book Synopsis Everett & McCracken's Banking and Financial Institutions Law by : Sheelagh McCracken

Download or read book Everett & McCracken's Banking and Financial Institutions Law written by Sheelagh McCracken and published by . This book was released on 2013 with total page 863 pages. Available in PDF, EPUB and Kindle. Book excerpt: Everett & McCracken's Banking and Financial Institutions Law 8th Edition follows the earlier editions in providing a comprehensive legal analysis of the Australian financial sector. Over the past twenty-five years this work has chronicled the legal development of the sector, offering broad coverage of the legal concepts and principles which typically arise in banking and financing transactions.

Banking Law and the Financial System in Australia

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Publisher : Butterworth-Heinemann
ISBN 13 :
Total Pages : 824 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Banking Law and the Financial System in Australia by : W. S. Weerasooria

Download or read book Banking Law and the Financial System in Australia written by W. S. Weerasooria and published by Butterworth-Heinemann. This book was released on 2000 with total page 824 pages. Available in PDF, EPUB and Kindle. Book excerpt: Textbook for bankers and staff of financial institutions, students of banking law and practice and lawyers handling litigation relating to banking, cheques and other negotiable instruments. This fourth edition outlines the changes that have recently occurred in banking and finance. Particular emphasis is given to the banking code of practice, the new uniform consumer credit legislation, the federal government's inquiry into bank fees and charges, the impact of new technology and judicial decisions on banking. Includes a table of contents, table of cases, table of statutes and an index. The author is the associate professor of banking law at Monash University.

The Regulation of Financial Planning in Australia

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Publisher : Routledge
ISBN 13 : 0429622449
Total Pages : 350 pages
Book Rating : 4.4/5 (296 download)

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Book Synopsis The Regulation of Financial Planning in Australia by : Angelique Nadia Sweetman McInnes

Download or read book The Regulation of Financial Planning in Australia written by Angelique Nadia Sweetman McInnes and published by Routledge. This book was released on 2019-08-20 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

Competition Law Issues Facing the Australian Banking Sector

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Publisher : LAP Lambert Academic Publishing
ISBN 13 : 9783659130960
Total Pages : 224 pages
Book Rating : 4.1/5 (39 download)

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Book Synopsis Competition Law Issues Facing the Australian Banking Sector by : Leela Cejnar

Download or read book Competition Law Issues Facing the Australian Banking Sector written by Leela Cejnar and published by LAP Lambert Academic Publishing. This book was released on 2012-06 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt: The global financial crisis has greatly increased the need for improved regulation and enforcement in relation to banking and financial markets, including in respect of 'competition' regulation and enforcement. This book considers some of the issues that the crisis raised for the Australian banking sector (with a focus on Australian bank merger reviews). It examines the impact of the 'rescue packages' and the whether they served as threats to competition law and policy. It also explores the correlation between the need to preserve the welfare of consumers and business through competition versus the need to preserve financial and economic stability, particularly during periods of economic turbulence. Some comparisons are also made with key overseas jurisdictions, notably the US, the EU and the UK.

BANKING LAW IN AUSTRALIA, 10TH EDITION.

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Publisher :
ISBN 13 : 9780409352627
Total Pages : pages
Book Rating : 4.3/5 (526 download)

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Book Synopsis BANKING LAW IN AUSTRALIA, 10TH EDITION. by : A TYREE.

Download or read book BANKING LAW IN AUSTRALIA, 10TH EDITION. written by A TYREE. and published by . This book was released on 2021 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Australia

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Author :
Publisher : International Monetary Fund
ISBN 13 : 148439898X
Total Pages : 281 pages
Book Rating : 4.4/5 (843 download)

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Book Synopsis Australia by : International Monetary Fund. Monetary and Capital Markets Department

Download or read book Australia written by International Monetary Fund. Monetary and Capital Markets Department and published by International Monetary Fund. This book was released on 2019-02-21 with total page 281 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Detailed Assessment of Observance report specifies Base Core Principles (BCP) for effective banking supervision in Australia. An assessment of the effectiveness of banking supervision requires a review of the legal framework, and a detailed examination of the policies and practices of the institution(s) responsible for banking regulation and supervision. In line with the BCP methodology, the assessment focused on banking supervision and regulation in Australia and did not cover the specificities of regulation and supervision of other financial institutions. The assessment has made use of five categories to determine compliance: compliant; largely compliant, materially noncompliant, noncompliant, and non-applicable. The report insists that Australian Prudential Regulation Authority (APRA) should put more focus on assessing the various components of firms’ Internal Capital Adequacy Assessment Process and other firm-wide stress testing practices. A periodic more comprehensive assessment of banks’ risk management and governance frameworks will further enhance APRA’s supervisory approach.

Financial Services Law and Compliance in Australia

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Publisher : Cambridge University Press
ISBN 13 : 1139475894
Total Pages : 629 pages
Book Rating : 4.1/5 (394 download)

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Book Synopsis Financial Services Law and Compliance in Australia by : Gail Pearson

Download or read book Financial Services Law and Compliance in Australia written by Gail Pearson and published by Cambridge University Press. This book was released on 2009-03-30 with total page 629 pages. Available in PDF, EPUB and Kindle. Book excerpt: Up until the global credit crisis in 2008, 'Financial Services' was the fastest growing sector of the Australian economy. This growth has had profound implications for individuals, corporations and government. Following extensive review in the last part of the twentieth century, Australia put in place an overarching system for regulating all financial services, replacing a system that was based on separate regulation of products in individual industries. Focusing on the implications of the new system for retail clients - 'financial citizens' - Financial Services Law and Compliance in Australia provides a comprehensive account of the regulatory structure and a detailed analysis of the legislative framework, including discussion of the new regulatory bodies, the new licensing requirements for those wishing to enter the financial services market and the new obligations for those marketing or offering financial services to the public. This is an essential resource for those working in, and advising on, financial services, for students of financial services law, and for anyone needing to understand this new regime in Australia.

Financial Stability and Prudential Regulation

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Publisher : Taylor & Francis
ISBN 13 : 1317480236
Total Pages : 232 pages
Book Rating : 4.3/5 (174 download)

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Book Synopsis Financial Stability and Prudential Regulation by : Alison Lui

Download or read book Financial Stability and Prudential Regulation written by Alison Lui and published by Taylor & Francis. This book was released on 2016-10-04 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial stability is one of the key tenets of a central bank’s functions. Since the financial crisis of 2007-2009, an area of hot debate is the extent to which the central bank should be involved with prudential regulation. This book examines the macro and micro-prudential regulatory frameworks and systems of the United Kingdom, Australia, the United States, Canada and Germany. Drawing on the regulator frameworks of these regions, this book examines the central banks’ roles of crisis management, resolution and prudential regulation. Alison Lui compares the institutional structure of the new ‘twin-peaks’ model in the UK to the Australian model, and the multi-regulatory US model and the single regulatory Canadian model. The book also discusses the extent the central bank in these countries, as well as the ECB, are involved with financial stability, and argues that the institutional architecture and geographical closeness of the Bank of England and Financial Policy Committee give rise to the fear that the UK central bank may become another single super-regulator, which may provide the Bank of England with too much power. As a multi-regional, comparative study on the importance and effectiveness of prudential regulation, this book will be of great use and interest to students and researchers in finance and bank law, economics and banking.

Banking Law in Australia

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Author :
Publisher : Butterworth-Heinemann
ISBN 13 : 9780409329193
Total Pages : 244 pages
Book Rating : 4.3/5 (291 download)

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Book Synopsis Banking Law in Australia by : Robin Edwards

Download or read book Banking Law in Australia written by Robin Edwards and published by Butterworth-Heinemann. This book was released on 2012 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt: LexisNexis Questions and Answers - BANKING LAW IN AUSTRALIA give students with a clear and systematic approach to tackling questions and giving the right answer during exams. Each chapter commences with "Key Issues" of the topic followed by questions, a suggested answer plan, a sample answer and examiner's comments. Readers are alerted to potential errors to avoid in answering the questions in the 'Keep in Mind' section. Features: Part of the successful LexisNexis Questions and Answers series (formerly Butterworths Questions and Answers series) - Covers the broad range of topics in Banking Law courses - New questions and updated cases and legislation.