Swap Data Repositories Registration Standards Duties And Core Principles Us Commodity Futures Trading Commission Regulation Cftc 2018 Edition

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Swap Data Repositories - Registration Standards, Duties and Core Principles (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721625413
Total Pages : 122 pages
Book Rating : 4.6/5 (254 download)

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Book Synopsis Swap Data Repositories - Registration Standards, Duties and Core Principles (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Repositories - Registration Standards, Duties and Core Principles (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 122 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting its regulations to implement section 21 of the Commodity Exchange Act ("CEA" or "Act"), which establishes registration requirements, statutory duties, core principles and certain compliance obligations for registered swap data repositories ("SDRs"). Section 21 of the CEA was added by section 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). This book contains: - The complete text of the Swap Data Repositories - Registration Standards, Duties and Core Principles (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721039722
Total Pages : 322 pages
Book Rating : 4.0/5 (397 download)

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Book Synopsis Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Core Principles and Other Requirements for Swap Execution Facilities (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 322 pages. Available in PDF, EPUB and Kindle. Book excerpt: Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting new rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The final rules, guidance, and acceptable practices, which apply to the registration and operation of a new type of regulated entity named a swap execution facility ("SEF"), implement the Dodd-Frank Act's new statutory framework that, among other requirements, adds a new section 5h to the Commodity Exchange Act ("CEA" or "Act") concerning the registration and operation of SEFs, and adds a new section 2(h)(8) to the CEA concerning the execution of swaps on SEFs. This book contains: - The complete text of the Core Principles and Other Requirements for Swap Execution Facilities (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Security-Based Swap Data Repository Registration, Duties, and Core Principles (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

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Author : The Law Library
Publisher : Independently Published
ISBN 13 : 9781795247184
Total Pages : 304 pages
Book Rating : 4.2/5 (471 download)

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Book Synopsis Security-Based Swap Data Repository Registration, Duties, and Core Principles (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library

Download or read book Security-Based Swap Data Repository Registration, Duties, and Core Principles (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) written by The Law Library and published by Independently Published. This book was released on 2019-01-27 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law Library presents the complete text of the Security-Based Swap Data Repository Registration, Duties, and Core Principles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 Pursuant to Section 763(i) of Title VII ("Title VII") of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"), the Securities and Exchange Commission ("Commission") is adopting new rules under the Securities Exchange Act of 1934 ("Exchange Act") governing the security-based swap data repository ("SDR") registration process, duties, and core principles. The Commission is also adopting a new registration form. Additionally, the Commission is amending several of its existing rules and regulations in order to accommodate SDRs. First, the Commission is amending Regulation S-T and Exchange Act Rule 24b-2 to clarify that all filings by SDRs, including any confidential portion, and their requests for confidential treatment must be filed electronically. Second, the Commission is amending Regulation S-T by, among other things, adding a new rule that specifically applies to the electronic filing of SDRs' financial reports. This ebook contains: - The complete text of the Security-Based Swap Data Repository Registration, Duties, and Core Principles (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure

Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721623402
Total Pages : 150 pages
Book Rating : 4.6/5 (234 download)

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Book Synopsis Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Recordkeeping and Reporting Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 150 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to implement the Commodity Exchange Act ("CEA" or "Act") relating to swap data recordkeeping and reporting requirements. These sections of the CEA were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The rules being adopted apply to swap data recordkeeping and reporting requirements for swap data repositories, derivatives clearing organizations, designated contract markets, swap execution facilities, swap dealers, major swap participants, and swap counterparties who are neither swap dealers nor major swap participants. The recordkeeping and reporting requirements of this rule further the goals of the Dodd-Frank Act to reduce systemic risk, increase transparency and promote market integrity within the financial system. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721623501
Total Pages : 72 pages
Book Rating : 4.6/5 (235 download)

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Book Synopsis Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting rules to further implement the Commodity Exchange Act ("CEA" or "Act") with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act ("pre-enactment swaps") and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules ("transition swaps"). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements - Pre-Enactment and Transition Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721623648
Total Pages : 114 pages
Book Rating : 4.6/5 (236 download)

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Book Synopsis Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 114 pages. Available in PDF, EPUB and Kindle. Book excerpt: Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final regulations relating to swap data reporting in connection with cleared swaps for swap data repositories ("SDRs"), derivatives clearing organizations ("DCOs"), designated contract markets ("DCMs"), swap execution facilities ("SEFs"), swap dealers ("SDs"), major swap participants ("MSPs"), and swap counterparties who are neither SDs nor MSPs. Commodity Exchange Act ("CEA" or "Act") provisions relating to swap data recordkeeping and reporting were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). These regulations adopt without change revisions to the Commission regulations as proposed in the Notice of Proposed Rulemaking ("NPRM") issued August 31, 2015. These revisions clarify regulations to clearly delineate the swap data reporting requirements associated with each of the swaps involved in a cleared swap transaction. Additionally, these revisions leave the choice of SDR for each swap in a cleared swap transaction to the entity submitting the first report on such swap. This book contains: - The complete text of the Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Registration of Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721599998
Total Pages : 46 pages
Book Rating : 4.5/5 (999 download)

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Book Synopsis Registration of Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Registration of Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations under the Commodity Exchange Act (Act or CEA) that establish the process for the registration of swap dealers (SDs) and major swap participants (MSPs, and collectively with SDs, Swaps Entities) and that require Swaps Entities to become and remain members of a registered futures association (RFA). The Commission is also adopting regulations that define an "associated person" of an SD or MSP as a natural person and that implement the prohibition on a Swaps Entity permitting an associated person who is statutorily disqualified from registration from effecting or being involved in effecting swaps on behalf of the Swaps Entity. The Commission is adopting these regulations in accordance with section 4s of the CEA, which was recently added to the CEA by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). This book contains: - The complete text of the Registration of Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Core Principles and Other Requirements for Designated Contract Markets (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721039630
Total Pages : 266 pages
Book Rating : 4.0/5 (396 download)

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Book Synopsis Core Principles and Other Requirements for Designated Contract Markets (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Core Principles and Other Requirements for Designated Contract Markets (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 266 pages. Available in PDF, EPUB and Kindle. Book excerpt: Core Principles and Other Requirements for Designated Contract Markets (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Core Principles and Other Requirements for Designated Contract Markets (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting new and amended rules, guidance, and acceptable practices to implement certain statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The final rules, guidance and acceptable practices, which apply to the designation and operation of contract markets, implement the Dodd-Frank Act's new statutory framework that, among other things, amends section 5 of the Commodity Exchange Act ("the Act" or "CEA") concerning designation and operation of contract markets, and adds a new CEA section 2(h)(8) to mandate the listing, trading and execution of certain swaps on designated contract markets ("DCMs"). This book contains: - The complete text of the Core Principles and Other Requirements for Designated Contract Markets (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Real-Time Public Reporting of Swap Transaction Data (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721598953
Total Pages : 162 pages
Book Rating : 4.5/5 (989 download)

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Book Synopsis Real-Time Public Reporting of Swap Transaction Data (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Real-Time Public Reporting of Swap Transaction Data (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 162 pages. Available in PDF, EPUB and Kindle. Book excerpt: Real-Time Public Reporting of Swap Transaction Data (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Real-Time Public Reporting of Swap Transaction Data (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("CFTC" or "Commission") is adopting regulations to implement certain statutory provisions enacted by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). Specifically, in accordance with the Dodd-Frank Act, the Commission is adopting rules to implement a framework for the real-time public reporting of swap transaction and pricing data for all swap transactions. This book contains: - The complete text of the Real-Time Public Reporting of Swap Transaction Data (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720937142
Total Pages : 46 pages
Book Rating : 4.9/5 (371 download)

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Book Synopsis Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-08 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "DFA") established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act ("CEA" or "Act"), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission ("CFTC" or "Commission") to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This final rulemaking makes certain conforming amendments to recordkeeping provisions of regulations 1.31 and 1.35(a) to integrate these regulations more fully with the new framework created by the Dodd-Frank Act. (1) This final rulemaking requires futures commission merchants ("FCMs"), certain introducing brokers ("IBs"), retail foreign exchange dealers ("RFEDs") and certain other registrants that are members of designated contract markets ("DCMs") or swap execution facilities ("SEFs") to record all oral communications provided or received concerning quotes, solicitations, bids, offers, instructions, trading, and prices, that lead to the execution of a transaction in a commodity interest, whether communicated by telephone, voicemail, mobile device, or other digital or electronic media, and to keep those records for one year. This final rule also requires FCMs, IBs, RFEDs, and all members of a DCM or SEF to record and keep all written communications provided or received concerning quotes, solicitations, bids, offers, instructions, trading, and prices, that lead to the execution of a transaction in a commodity interest or related cash or forward transactions, whether communicated by telephone, voicemail, facsimile, instant messaging, chat rooms, electronic mail, mobile device, or other digital or electronic media, and to keep those written records for five years. This book contains: - The complete text of the Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Commodity Exchange Act

Author : S Wolters Kluwer Legal & Regulatory U
Publisher : Aspen Publishers
ISBN 13 : 9781543821215
Total Pages : 2100 pages
Book Rating : 4.8/5 (212 download)

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Book Synopsis Commodity Exchange Act by : S Wolters Kluwer Legal & Regulatory U

Download or read book Commodity Exchange Act written by S Wolters Kluwer Legal & Regulatory U and published by Aspen Publishers. This book was released on 2020-05-24 with total page 2100 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Exchange Act: Regulations & Forms, 2020 Edition The 2020 Edition of Commodity Exchange Act, Regulations & Forms provides a convenient way for you to keep up-to-date and understand the impact and application of the numerous changes made by the Dodd-Frank Act. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. The book contains the full text of the Commodity Exchange Act and all amendments through April 14, 2020. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the Commodity Futures Law Reporter. The 2020 Edition is a comprehensive, yet portable desk reference for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets. The 2020 Edition includes CFTC guidance on effective dates of regulations implemented under the Dodd-Frank Act. Includes new regulations since the November 2019 edition including: Revisions to registration and reporting requirements for certain CTAs and CPOs Delay in the start of uncleared swaps margin requirements for small swaps entities Requirements for CFTC-regulated intermediaries to safeguard consumer privacy information

Adaptation of Regulations to Incorporate Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720937005
Total Pages : 160 pages
Book Rating : 4.9/5 (37 download)

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Book Synopsis Adaptation of Regulations to Incorporate Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Adaptation of Regulations to Incorporate Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-08 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: Adaptation of Regulations to Incorporate Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Adaptation of Regulations to Incorporate Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "DFA") established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act ("CEA" or "Act"), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission ("CFTC" or "Commission") to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This rulemaking makes a number of conforming amendments to integrate the CFTC's regulations more fully with the new framework created by the Dodd-Frank Act. This book contains: - The complete text of the Adaptation of Regulations to Incorporate Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721519453
Total Pages : 170 pages
Book Rating : 4.5/5 (194 download)

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Book Synopsis Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 170 pages. Available in PDF, EPUB and Kindle. Book excerpt: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting regulations to implement a particular provision of the Commodity Exchange Act ("CEA"), as added by the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). This provision requires the Commission to adopt initial and variation margin requirements for certain swap dealers ("SDs") and major swap participants ("MSPs"). The final rules would establish initial and variation margin requirements for SDs and MSPs but would not require SDs and MSPs to collect margin from non-financial end users. This book contains: - The complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Effective Date for Swap Regulation (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721058099
Total Pages : 40 pages
Book Rating : 4.0/5 (58 download)

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Book Synopsis Effective Date for Swap Regulation (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Effective Date for Swap Regulation (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-11 with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt: Effective Date for Swap Regulation (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Effective Date for Swap Regulation (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On June 17, 2011, the Commodity Futures Trading Commission ("CFTC" or the "Commission") published for public comment in the Federal Register a proposed order that would grant, pursuant to the Commission's exemptive authority pursuant to the Commodity Exchange Act ("CEA"), certain temporary relief from the provisions of the CEA added or amended by title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") that reference one or more terms regarding entities or instruments that title VII requires be "further defined," such as the terms "swap," "swap dealer," "major swap participant," or "eligible contract participant," to the extent that requirements or portions of such provisions specifically relate to such referenced terms and do not require a rulemaking. The CFTC also proposed to grant temporary relief from certain provisions of the CEA that will or may apply to certain agreements, contracts, and transactions in exempt or excluded commodities as a result of the repeal of various CEA exemptions and exclusions as of the general effective date set forth in section 754 of the Dodd-Frank Act, July 16, 2011. Upon consideration of the full record, the Commission has determined to issue this final exemptive order ("Final Order") essentially as proposed, with appropriate or necessary modification or clarification. This book contains: - The complete text of the Effective Date for Swap Regulation (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721519552
Total Pages : 88 pages
Book Rating : 4.5/5 (195 download)

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Book Synopsis Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 88 pages. Available in PDF, EPUB and Kindle. Book excerpt: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On January 6, 2016, the Commodity Futures Trading Commission ("Commission" or "CFTC") published final regulations to implement section 4s(e) of the Commodity Exchange Act, which requires the Commission to adopt initial and variation margin requirements for uncleared swaps of swap dealers and major swap participants that do not have a Prudential Regulator (collectively, "Covered Swap Entities" or "CSEs"). In this release, the Commission is adopting a rule to address the cross-border application of the Commission's margin requirements for CSEs' uncleared swaps. This book contains: - The complete text of the Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants - Cross-Border Application of the Margin Requirements (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721012268
Total Pages : 90 pages
Book Rating : 4.0/5 (122 download)

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Book Synopsis Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 90 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind the exemption from registration; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (QEPs; modify the criteria for claiming relief); and require the annual filing of notices claiming exemptive relief under several sections of the Commission's regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions. This book contains: - The complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720974925
Total Pages : 232 pages
Book Rating : 4.9/5 (749 download)

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Book Synopsis Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-09 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final rules to implement Section 4s(h) of the Commodity Exchange Act ("CEA") pursuant to Section 731 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the "Dodd-Frank Act"). These rules prescribe external business conduct standards for swap dealers and major swap participants. This book contains: - The complete text of the Business Conduct Standards for Swap Dealers and Major Swap Participants with Counterparties (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section