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Author : Ian Patterson
Publisher :
ISBN 13 : 9781786426734
Total Pages : pages
Book Rating : 4.4/5 (267 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 : 9781800022058
Total Pages : pages
Book Rating : 4.0/5 (22 download)
Download or read book Supervision in a Regulated Environment written by and published by . This book was released on 2021 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ian Patterson
Publisher :
ISBN 13 : 9781786422101
Total Pages : pages
Book Rating : 4.4/5 (221 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2017 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ian Patterson
Publisher :
ISBN 13 : 9780857137029
Total Pages : pages
Book Rating : 4.1/5 (37 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2015 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ian Patterson
Publisher :
ISBN 13 : 9781800024816
Total Pages : 0 pages
Book Rating : 4.0/5 (248 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2022 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ian Patterson
Publisher :
ISBN 13 : 9780857139382
Total Pages : pages
Book Rating : 4.1/5 (393 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2016 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ian Patterson
Publisher :
ISBN 13 : 9781786423979
Total Pages : pages
Book Rating : 4.4/5 (239 download)
Download or read book Supervision in a Regulated Environment written by Ian Patterson and published by . This book was released on 2018 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : International Monetary Fund
Publisher : International Monetary Fund
ISBN 13 : 1451824874
Total Pages : 28 pages
Book Rating : 4.4/5 (518 download)
Download or read book Monaco written by International Monetary Fund and published by International Monetary Fund. This book was released on 2008-07-07 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper discusses key findings of the assessment of Financial Sector Supervision and Regulation (FSSR) for Monaco. Since the 2002 Offshore Financial Center assessment, the Principality of Monaco has taken important steps to further strengthen an already comprehensive legal framework, supervisory structure, and practices supporting a well-regulated environment. Nonetheless, given Monaco’s ambition to develop into a fully-fledged financial center, there is a case for intensifying ongoing efforts to comply with international best practices, in particular regarding the sharing of information with foreign regulatory authorities.
Author : BPP Learning Media
Publisher : BPP Learning Media
ISBN 13 : 1445377152
Total Pages : 255 pages
Book Rating : 4.4/5 (453 download)
Download or read book CII Diploma - J07 supervision in regulated market Study Text 2011/2012 written by BPP Learning Media and published by BPP Learning Media. This book was released on 2011-12-01 with total page 255 pages. Available in PDF, EPUB and Kindle. Book excerpt: * A list of syllabus learning outcomes covered in each chapter * Referencing of each chapter section to the syllabus Learning Outcomes covered in the section * Clear concise topic-by-topic coverage * Examples and Exercises to reinforce learning, confirm understanding and stimulate thought * A round up of the key points in each chapter * A quick quiz at the end of each chapterWe recognise that most students have only limited time for study and that some study material available on the market can be very time-consuming to use. BPP Learning Media has prepared study material which provides you with what you need to secure a good pass in your exam, while making effective use of your time.
Download or read book Supervision in a Regulated Environment written by and published by . This book was released on 2012 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jennifer A. Elliott
Publisher : INTERNATIONAL MONETARY FUND
ISBN 13 : 9781462310180
Total Pages : 22 pages
Book Rating : 4.3/5 (11 download)
Download or read book The Making of Good Supervision: Learning to Say "No" written by Jennifer A. Elliott and published by INTERNATIONAL MONETARY FUND. This book was released on 2010-05-18 with total page 22 pages. Available in PDF, EPUB and Kindle. Book excerpt: The quality of financial sector supervision has emerged as a key issue from the financial crisis. While most countries operated broadly under the same regulatory standards, differences emerged in supervisory approaches. The international response to this crisis has focused on the need for more and better regulations (e.g., in areas such as bank capital, liquidity and provisioning) and on developing a framework to address systemic risks, but there has been less discussion of how supervision itself could be strengthened. The IMF's work in assessing compliance with financial sector standards over the past decade in member countries suggests that while progress is being made in putting regulation in place, work remains to be done in many countries to strengthen supervision. How can this enhanced supervision be achieved? Based on an examination of lessons from the crisis and the findings of these assessments of countries' compliance with financial standards, the paper identifies the following key elements of good supervision-that it is intrusive, skeptical, proactive, comprehensive, adaptive, and conclusive. To achieve these elements, the "ability" to supervise, which requires appropriate resources, authority, organization and constructive working relationships with other agencies must be complemented by the "will" to act. Supervisors must be willing and empowered to take timely and effective action, to intrude on decision-making, to question common wisdom, and to take unpopular decisions. Developing this "will to act" is a more difficult task and requires that supervisors have a clear and unambiguous mandate, operational independence coupled with accountability, skilled staff, and a relationship with industry that avoids "regulatory capture." These essential elements of good supervision need to be given as much attention as the regulatory reforms that are being contemplated at both national and international levels. Indeed, only if supervision is strengthened can we hope to effectively deliver on the challenging-but crucial-regulatory reform agenda. For this to happen, society must stand with supervisors as they play their role as naysayers in times of exuberance.
Author : Frederic S. Mishkin
Publisher : University of Chicago Press
ISBN 13 : 0226531937
Total Pages : 379 pages
Book Rating : 4.2/5 (265 download)
Download or read book Prudential Supervision written by Frederic S. Mishkin and published by University of Chicago Press. This book was released on 2009-02-15 with total page 379 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since banking systems play a crucial role in maintaining the overall health of the economy, the adverse effects of poorly supervised systems may be quite severe. Without some form of vigilant external oversight, banking systems could fall prey to excessive risk taking, moral hazard, and corruption. Prudential supervision provides that oversight, using government regulation and monitoring to ensure the soundness of the banking system and, by extension, the economy at large. The contributors to this thoughtful volume examine the current state of prudential supervision, focusing on fundamental issues and key pragmatic concerns. Why is prudential supervision so important? What kinds of excess must it guard against? What particular forms does it take? Which of these are the most effective deterrents against mismanagement and system overload in today's rapidly shifting financial climate? The contributors foresee a continued movement beyond simple regulatory rules in banking and toward a more active evaluation and supervision of a bank's risk management practices.
Author : BPP Learning Media (Firm)
Publisher :
ISBN 13 : 9781445382654
Total Pages : pages
Book Rating : 4.3/5 (826 download)
Download or read book CII Diploma in Financial Planning written by BPP Learning Media (Firm) and published by . This book was released on 2011 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Allyson Davys
Publisher : Jessica Kingsley Publishers
ISBN 13 : 1784508578
Total Pages : 290 pages
Book Rating : 4.7/5 (845 download)
Download or read book Best Practice in Professional Supervision, Second Edition written by Allyson Davys and published by Jessica Kingsley Publishers. This book was released on 2020-12-21 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt: This second edition of Best Practice in Professional Supervision is a fully updated and revised guide to being an excellent supervisor in the social care, nursing, counselling and allied health professions. This field has developed rapidly in the past 10 years, and this new edition contains essential updates reflecting the very latest research and practice. The book covers basic skills, the practicalities of forming and maintaining the supervision relationship, and the organisational context and culture of supervision. Viewing supervision as a place for learning, the book also considers how supervision can help practitioners to develop professional resilience and promote their own wellbeing despite the stresses of complex work environments. It also includes specific chapters on supervision of clinical student placements, and in child protection settings. Full of clinical case vignettes illustrating good practice, this is an essential guide for all those undertaking supervision, or supervision training.
Author : Ligia Catherine Arias-Barrera
Publisher : Routledge
ISBN 13 : 1351797719
Total Pages : 215 pages
Book Rating : 4.3/5 (517 download)
Download or read book Regulation and Supervision of the OTC Derivatives Market written by Ligia Catherine Arias-Barrera and published by Routledge. This book was released on 2018-05-11 with total page 215 pages. Available in PDF, EPUB and Kindle. Book excerpt: The over-the-counter (OTC) derivatives market has captured the attention of regulators after the Global Financial Crisis due to the risk it poses to financial stability. Under the post-crisis regulatory reform the concentration of business, and risks, among a few major players is changed by the concentration of a large portion of transactions in the new market infrastructures, the Central Counterparties (CCPs). This book, for the first time, analyses the regulatory response of the United Kingdom and the United States, the two largest centres of OTC derivatives transactions, and highlights their shortcomings. The book uses a normative risk-based approach to regulation as a methodological lens to analyse the UK regime of CCPs in the OTC derivatives market. It specifically focuses on prudential supervision and conduct of business rules governing OTC derivatives transactions and the move towards enhancing the use of central clearing. The resulting analysis, from a normative risk based approach, suggests that the UK regime for CCPs does not fulfil what would be expected if a coherent risk based approach was taken. Our comments on the Dodd-Frank Act highlight that the incoherent adoption of risk-based approach to regulation affects the effectiveness of the US regime for CCPs. Such a regime does not follow the pace of events of ‘innovation risk’; in particular, the foreseeable changes FinTech will bring to the OTCDM and central clearing services. The second inadequacy of the US regime concerns the dual regulatory structure of the CFTC and the SEC, and the inadequate adoption of different and not well-coordinated regulatory strategies. We also analyse the cross-border implications of the US regime for non-US CCPs that provide clearing services to US market participants. Finally, we study the negative effects of the absence of a clearly defined resolution regime for CCPs.
Author :
Publisher :
ISBN 13 :
Total Pages : 582 pages
Book Rating : 4.F/5 ( download)
Download or read book Reforming Legal Ethics in a Regulated Environment written by and published by . This book was released on 1994 with total page 582 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Mads Andenas
Publisher : Springer
ISBN 13 : 3319321749
Total Pages : 438 pages
Book Rating : 4.3/5 (193 download)
Download or read book Regulating and Supervising European Financial Markets written by Mads Andenas and published by Springer. This book was released on 2016-08-16 with total page 438 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book analyses the institutions of the European financial market supervision and the challenges of financial markets. The current European supervisory structure for financial markets represents a major development in European supervisory history. Its operation however has to be explored and analysed critically. Has it gone far enough to provide a sufficiently comprehensive and resilient system to reduce or mitigate systemic risks and handle financial crises? Some claim it has gone too far already. Fresh and rigorous critical legal and economic analysis from an independent scholarly perspective are needed to assess whether the institutional design of the European supervisory architecture has proved itself to be an efficient and effective model. This book discusses many dimensions of the structure and workings of the European system from various angles providing different dimensions. The book makes an important contribution to the limited literature on financial market supervision.
