Simplifying Regulatory Compliance

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The Regulatory Compliance Matrix: Regulation of Financial Services, Information and Communication Technology, and Generally Related Matters

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Author : Guido Reinke
Publisher : Gold Rush Publishing
ISBN 13 : 9781908585059
Total Pages : 298 pages
Book Rating : 4.5/5 (85 download)

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Book Synopsis The Regulatory Compliance Matrix: Regulation of Financial Services, Information and Communication Technology, and Generally Related Matters by : Guido Reinke

Download or read book The Regulatory Compliance Matrix: Regulation of Financial Services, Information and Communication Technology, and Generally Related Matters written by Guido Reinke and published by Gold Rush Publishing. This book was released on 2015-07-31 with total page 298 pages. Available in PDF, EPUB and Kindle. Book excerpt: This exceptional guidebook is ideal for industry professionals, regulators and scholars in the domain of regulatory governance. The Regulatory Compliance Matrix with more than 2500 entries brings clarity to a domain which is widely considered to be complex, unstructured, and in constant flux. It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions. Inside, the reader will find the following key resources: Regulatory Compliance Matrix: a synopsis of the principal domains of applicable regulation, setting forth legal norms, ancillary standards and guidelines. This Matrix covers the laws and regulations specific to financial services (Part I) and information and communications technology (Part II) at the global and European as well at the UK national and sub-national level. Part III of the Matrix covers generally applicable regulatory domains like corporate governance, consumer protection and employment law, information security, data protection and electronic commerce. Regulatory authorities: a comprehensive listing with descriptions of authorities who define the regulatory agenda. Weblinks are provided for each authority, which enables the reader to access the latest regulatory developments and updates. Overview of the conduct of effective compliance programmes: a pragmatic approach to the entire process, from scoping and prioritisation, conducting risk assessments, defining control activities and reporting requirements; to undertaking effectiveness reviews, documenting findings and making recommendations; to assessing compliance maturity and creating action plans. Non-compliance costs checklist: a detailed list of financial, operational, personal, and regulatory risks. This will assist readers with risk assessment and prioritisation of compliance domains."

Taxmann's Analysis | REITs and InvITs – Proposed Regulatory Revisions to Simplify Compliance and Enhance Ease of Doing Business

Author : Taxmann
Publisher : Taxmann Publications Private Limited
ISBN 13 :
Total Pages : 20 pages
Book Rating : 4./5 ( download)

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Book Synopsis Taxmann's Analysis | REITs and InvITs – Proposed Regulatory Revisions to Simplify Compliance and Enhance Ease of Doing Business by : Taxmann

Download or read book Taxmann's Analysis | REITs and InvITs – Proposed Regulatory Revisions to Simplify Compliance and Enhance Ease of Doing Business written by Taxmann and published by Taxmann Publications Private Limited. This book was released on 2024-05-17 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: This article analyses the SEBI's proposal to reduce the compliance burden and simplify and improve the ease of doing business for REITs and InvITs. The key highlights of the SEBI's proposals include: ‣ Timelines for Fund Distribution to Unitholders be Reduced to 5 Working Days ‣ Scheduling of Unitholders' Meetings at Shorter Notice ‣ Simplified Unitholders' Voting Threshold ‣ Quarterly Review of Statements of Investor Complaints ‣ Disclosure of Statement of Deviations Alongside Financial Results ‣ Allowing Maintenance of Records in Electronic Form Along with Backup ‣ Reduction in Trading Lot Size for Privately Placed InvITs ‣ Aligning Provisions Related to a Change in Sponsor for InvIT Regulations with REIT Regulations

Simplify Management of IT Security and Compliance with IBM PowerSC in Cloud and Virtualized Environments

Author : Dino Quintero
Publisher : IBM Redbooks
ISBN 13 : 0738457973
Total Pages : 342 pages
Book Rating : 4.7/5 (384 download)

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Book Synopsis Simplify Management of IT Security and Compliance with IBM PowerSC in Cloud and Virtualized Environments by : Dino Quintero

Download or read book Simplify Management of IT Security and Compliance with IBM PowerSC in Cloud and Virtualized Environments written by Dino Quintero and published by IBM Redbooks. This book was released on 2019-09-07 with total page 342 pages. Available in PDF, EPUB and Kindle. Book excerpt: This IBM® Redbooks® publication provides a security and compliance solution that is optimized for virtualized environments on IBM Power SystemsTM servers, running IBM PowerVM® and IBM AIX®. Security control and compliance are some of the key components that are needed to defend the virtualized data center and cloud infrastructure against ever evolving new threats. The IBM business-driven approach to enterprise security that is used with solutions, such as IBM PowerSCTM, makes IBM the premier security vendor in the market today. The book explores, tests, and documents scenarios using IBM PowerSC that leverage IBM Power Systems servers architecture and software solutions from IBM to help defend the virtualized data center and cloud infrastructure against ever evolving new threats. This publication helps IT and Security managers, architects, and consultants to strengthen their security and compliance posture in a virtualized environment running IBM PowerVM.

HIPAA Privacy and Security Compliance - Simplified

Author : Robert Brzezinski
Publisher : CreateSpace
ISBN 13 : 9781478177968
Total Pages : 160 pages
Book Rating : 4.1/5 (779 download)

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Book Synopsis HIPAA Privacy and Security Compliance - Simplified by : Robert Brzezinski

Download or read book HIPAA Privacy and Security Compliance - Simplified written by Robert Brzezinski and published by CreateSpace. This book was released on 2012-07-01 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: This updated edition re-published in July 2013, includes 2013 HIPAA Omnibus changes and simplifies the overwhelming complexity of the HIPAA Privacy and Security regulations. HIPAA standards and implementation specifications can be understood with the help of this simple guide. Risk management program can be built with step-by-step implementation guide, risk self-assessment, set of comprehensive policies and procedures, privacy, security, office productivity forms and ready to use templates. The book also contains HIPAA awareness quiz to test the basic understanding of rules and provides examples of workable solutions and documents. More about Robert K. Brzezinski MBA, CHPS, CISA, CPHIMS can be found at www.bizwit.us

Confronting the Shadow Economy

Author : Colin C. Williams
Publisher : Edward Elgar Publishing
ISBN 13 : 1782546049
Total Pages : 287 pages
Book Rating : 4.7/5 (825 download)

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Book Synopsis Confronting the Shadow Economy by : Colin C. Williams

Download or read book Confronting the Shadow Economy written by Colin C. Williams and published by Edward Elgar Publishing. This book was released on 2014-11-28 with total page 287 pages. Available in PDF, EPUB and Kindle. Book excerpt: Beginning with a review of the extent of undeclared work, the author discusses the discrepancies between regions and the potential impacts of the economic crisis, comparing the nature of the potential solutions available with those actually adopted. Th

Better Regulation

Author : Stephen Weatherill
Publisher : Bloomsbury Publishing
ISBN 13 : 1847313671
Total Pages : 462 pages
Book Rating : 4.8/5 (473 download)

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Book Synopsis Better Regulation by : Stephen Weatherill

Download or read book Better Regulation written by Stephen Weatherill and published by Bloomsbury Publishing. This book was released on 2007-06-28 with total page 462 pages. Available in PDF, EPUB and Kindle. Book excerpt: The discourse of 'Better Regulation' is a hot topic, intimately associated with the drive for cost savings and a more efficient economy. In the UK and in the EU, rule-makers have lately endeavoured to achieve a more satisfactory balance between the demands of proper protection from market failure and inequity on the one hand, and commercial freedom and the potential for innovation on the other. But who is the regulator listening to, and what effect does this have on the regulatory pattern governing the integrating EU market? What is best practice in the matter of regulatory assessment. The essays in this collection explore these and other questions and will foster greater understanding of UK and EU regulation, the accountability issues involved, and problems of enforcement. It is no coincidence that since efforts to construct a Constitution for Europe have stalled the attention of policy-makers, politicians and the business community has turned instead to the quest for Better Regulation - or perhaps, it might be said, a "Better European Union".

Intelligent Automation Simplified

Author : DEBANJANA DASGUPTA
Publisher : BPB Publications
ISBN 13 : 9391392547
Total Pages : 217 pages
Book Rating : 4.3/5 (913 download)

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Book Synopsis Intelligent Automation Simplified by : DEBANJANA DASGUPTA

Download or read book Intelligent Automation Simplified written by DEBANJANA DASGUPTA and published by BPB Publications. This book was released on 2021-11-02 with total page 217 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to understand the potential of Intelligent Automation across businesses and enterprises. KEY FEATURES ● A comprehensive discussion of key concepts, techniques, and key elements of intelligent automation. ● Expert coverage on combining various technologies, including RPA, AI, Blockchain, and IoT. ● Includes case studies and use cases for successful automation applications. ● Precise guidance on how to scale automation in enterprises. DESCRIPTION 'Intelligent Automation Simplified' guides tech professionals to take a much more simplified and sophisticated step towards developing intelligent automation. This book will explain the basic concepts of smart automation and how to put it into practice for a company. This book explores each stage of automation design and explains how these automation fragments can be brought together in the end-to-end automation of workflow. This book discusses numerous examples and scenarios that will help relate and understand how technology can be used in real life to solve business problems. This book provides a lot of information and insights and helps readers grasp the methodology used to develop an automation solution correctly. With detailed illustrations and real use-cases, you will be able to easily create smart automation solutions and practice how to modify them. Towards the end, the book describes how smart automation expands in a company and discusses the various strategies for large-scale use. The book also highlights the latest trends in intelligent automation and its progress into the future of work. WHAT YOU WILL LEARN ● Learn about the essential and primary components of intelligent automation. ● Investigate the capabilities of RPA and AI in the development of Intelligent Automation solutions. ● Recognize the factors that will help you choose the best processes for automation. ● Learn how to use the framework to create an Intelligent Automation solution. ● Create a blueprint to scale automation in the enterprise. ● Discover the most recent Intelligent Automation trends from industry experts. WHO THIS BOOK IS FOR This book is intended for current and future technical professionals who want to learn about Intelligent Automation, plan, and implement it in an enterprise or consult with clients. Readers should be familiar with the software development workflow and have a basic understanding of advanced technologies such as AI and RPA. TABLE OF CONTENTS 1. Introduction to Intelligent Automation 2. Robotic Process Automation 3. Artificial Intelligence in Automation 4. Other technologies in Automation 5. Intelligent Automation Use cases 6. Enterprise Automation Journey 7. Intelligent Automation – Trends and the future

The Massachusetts register

Author :
Publisher :
ISBN 13 :
Total Pages : 118 pages
Book Rating : 4.:/5 ( download)

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Book Synopsis The Massachusetts register by :

Download or read book The Massachusetts register written by and published by . This book was released on 2013 with total page 118 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Information Security Governance Simplified

Author : Todd Fitzgerald
Publisher : CRC Press
ISBN 13 : 1439811652
Total Pages : 432 pages
Book Rating : 4.4/5 (398 download)

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Book Synopsis Information Security Governance Simplified by : Todd Fitzgerald

Download or read book Information Security Governance Simplified written by Todd Fitzgerald and published by CRC Press. This book was released on 2016-04-19 with total page 432 pages. Available in PDF, EPUB and Kindle. Book excerpt: Security practitioners must be able to build a cost-effective security program while at the same time meet the requirements of government regulations. This book lays out these regulations in simple terms and explains how to use the control frameworks to build an effective information security program and governance structure. It discusses how organizations can best ensure that the information is protected and examines all positions from the board of directors to the end user, delineating the role each plays in protecting the security of the organization.

The Hidden Enterprise Culture

Author : Colin C. Williams
Publisher : Edward Elgar Publishing
ISBN 13 : 1847201881
Total Pages : 276 pages
Book Rating : 4.8/5 (472 download)

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Book Synopsis The Hidden Enterprise Culture by : Colin C. Williams

Download or read book The Hidden Enterprise Culture written by Colin C. Williams and published by Edward Elgar Publishing. This book was released on 2008-01-01 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book will be an excellent primer for policy makers wishing to understand the nature and contradictory significance of the underground economy and needing to design suitably subtle policy responses to it. Roger Lee, Growth and Change The Hidden Enterprise Culture is a top pick for any economist or academician interested in this field, as well as for any underground entrepreneur who wants to make their enterprise lawful with the fewest possible legal complications. Midwest Book Review Strongly recommended for policy makers and students of business. Global Business Review Portraying how entrepreneurs often start out conducting some or all of their trade on an off-the-books basis and how many continue to do so once they become established, this book provides the first detailed account of the vast and ubiquitous hidden enterprise culture existing in the interstices of western economies. Until now, the role of the underground economy in enterprise creation, entrepreneurship and small business development has been largely ignored despite its widespread prevalence and importance. In contrast to much of the previous literature that views the underground economy as low-paid, exploitative sweatshop work that should be deterred, this book takes a fresh, more positive perspective that considers the underground economy as a hidden enterprise culture. Colin C. Williams prescribes the means by which western governments can best harness this hidden culture of enterprise. He outlines detailed policy initiatives that seek to assist business ventures in setting up on a formal footing, and aim to encourage underground enterprises and entrepreneurs to make the transition into the realm of legitimacy. This book provides a lucid guide as to how the hidden culture of enterprise can be brought into the open. As such, it will prove invaluable to a wide-ranging audience including scholars and students of business studies, entrepreneurship, management, economics and regional science.

The Cambridge Handbook of Compliance

Author : Benjamin van Rooij
Publisher : Cambridge University Press
ISBN 13 : 1108754139
Total Pages : 1559 pages
Book Rating : 4.1/5 (87 download)

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Book Synopsis The Cambridge Handbook of Compliance by : Benjamin van Rooij

Download or read book The Cambridge Handbook of Compliance written by Benjamin van Rooij and published by Cambridge University Press. This book was released on 2021-05-20 with total page 1559 pages. Available in PDF, EPUB and Kindle. Book excerpt: Compliance has become key to our contemporary markets, societies, and modes of governance across a variety of public and private domains. While this has stimulated a rich body of empirical and practical expertise on compliance, thus far, there has been no comprehensive understanding of what compliance is or how it influences various fields and sectors. The academic knowledge of compliance has remained siloed along different disciplinary domains, regulatory and legal spheres, and mechanisms and interventions. This handbook bridges these divides to provide the first one-stop overview of what compliance is, how we can best study it, and the core mechanisms that shape it. Written by leading experts, chapters offer perspectives from across law, regulatory studies, management science, criminology, economics, sociology, and psychology. This volume is the definitive and comprehensive account of compliance.

Occupational Safety and Health Simplified for the Industrial Workplace

Author : Frank R. Spellman
Publisher : Bernan Press
ISBN 13 : 1598888102
Total Pages : 480 pages
Book Rating : 4.5/5 (988 download)

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Book Synopsis Occupational Safety and Health Simplified for the Industrial Workplace by : Frank R. Spellman

Download or read book Occupational Safety and Health Simplified for the Industrial Workplace written by Frank R. Spellman and published by Bernan Press. This book was released on 2015-12-22 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: Occupational Safety and Health Simplified for the Industrial Workplace serves industrial businesses, workplaces, and managers who want quick answers to complicated questions. It is an essential reference for everyone involved with the safety and health of workers in the industrial workplace. It makes the difficult task of complying with the 29 CFR 1910 regulations easier to manage. From general safety provisions to violence in the workplace to hazardous wastes, it examines the standards of 29 CFR 1910 one-by-one with non-technical, implementation-friendly explanations of the requirements and how to implement and fulfill them. This book provides a breakdown of the training standards for industrial applications. In addition, it shows how to prevent the leading causes of fatal accidents, which OSHA industrial standards are violated most often, and how non-Spanish–speaking managers can effectively communicate safety requirements with Spanish-speaking employees. Most importantly, this book provides answers to a broad range of compliance questions, including who is obligated to observe the law, what OSHA compliance obligations are, and how state OSHA compares to federal OSHA standards.

Artificial Intelligence for Risk Mitigation in the Financial Industry

Author : Ambrish Kumar Mishra
Publisher : John Wiley & Sons
ISBN 13 : 1394175558
Total Pages : 388 pages
Book Rating : 4.3/5 (941 download)

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Book Synopsis Artificial Intelligence for Risk Mitigation in the Financial Industry by : Ambrish Kumar Mishra

Download or read book Artificial Intelligence for Risk Mitigation in the Financial Industry written by Ambrish Kumar Mishra and published by John Wiley & Sons. This book was released on 2024-05-29 with total page 388 pages. Available in PDF, EPUB and Kindle. Book excerpt: Artificial Intelligence for Risk Mitigation in the Financial Industry This book extensively explores the implementation of AI in the risk mitigation process and provides information for auditing, banking, and financial sectors on how to reduce risk and enhance effective reliability. The applications of the financial industry incorporate vast volumes of structured and unstructured data to gain insight into the financial and non-financial performance of companies. As a result of exponentially increasing data, auditors and management professionals need to enhance processing capabilities while maintaining the effectiveness and reliability of the risk mitigation process. The risk mitigation and audit procedures are processes involving the progression of activities to “transform inputs into output.” As AI systems continue to grow mainstream, it is difficult to imagine an aspect of risk mitigation in the financial industry that will not require AI-related assurance or AI-assisted advisory services. AI can be used as a strong tool in many ways, like the prevention of fraud, money laundering, and cybercrime, detection of risks and probability of NPAs at early stages, sound lending, etc. Audience This is an introductory book that provides insights into the advantages of risk mitigation by the adoption of AI in the financial industry. The subject is not only restricted to individuals like researchers, auditors, and management professionals, but also includes decision-making authorities like the government. This book is a valuable guide to the utilization of AI for risk mitigation and will serve as an important standalone reference for years to come.

The Code of Federal Regulations of the United States of America

Author :
Publisher :
ISBN 13 :
Total Pages : 704 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Code of Federal Regulations of the United States of America by :

Download or read book The Code of Federal Regulations of the United States of America written by and published by . This book was released on 1990 with total page 704 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.

Code of Federal Regulations

Author :
Publisher :
ISBN 13 :
Total Pages : 238 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Code of Federal Regulations by :

Download or read book Code of Federal Regulations written by and published by . This book was released on 1990 with total page 238 pages. Available in PDF, EPUB and Kindle. Book excerpt: Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.

An Introduction To Cryptocurrency Laws In The United States: A Simplified And Concise Guide

Author : Michael McNaught
Publisher : Michael McNaught
ISBN 13 :
Total Pages : 35 pages
Book Rating : 4./5 ( download)

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Book Synopsis An Introduction To Cryptocurrency Laws In The United States: A Simplified And Concise Guide by : Michael McNaught

Download or read book An Introduction To Cryptocurrency Laws In The United States: A Simplified And Concise Guide written by Michael McNaught and published by Michael McNaught. This book was released on 2024-07-08 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: Cryptocurrency has transformed the financial landscape, revolutionizing the way we perceive and engage with money. However, its disruptive nature has ignited a complex regulatory environment, particularly in the United States. This Book delves into the intricate web of laws and regulations governing cryptocurrencies within the US, aiming to demystify the often-confusing realm of legalities surrounding digital assets.

Corruption from a Regulatory Perspective

Author : Maria De Benedetto
Publisher : Bloomsbury Publishing
ISBN 13 : 1509929231
Total Pages : 224 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Corruption from a Regulatory Perspective by : Maria De Benedetto

Download or read book Corruption from a Regulatory Perspective written by Maria De Benedetto and published by Bloomsbury Publishing. This book was released on 2021-09-23 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book seeks to enrich and, in some cases, reverse current ideas on corruption and its prevention. It is a long held belief that sanctions are the best guard against corrupt practise. This innovative work argues that in some cases sanctions paradoxically increase corruption and that controls provide opportunities for corrupt transactions. Instead it suggests that better regulation and responsive enforcement, not sanctions, offer the most effective response to corruption. Taking both a theoretical and applied approach, it examines the question from a global perspective, drawing on in particular a regulatory perspective, to provide a model for tackling corrupt practises.