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Download or read book Shields V. Shearson Loeb Rhoades, Inc written by and published by . This book was released on 1992 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Shields V. Shearson Loeb Rhoades, Inc written by and published by . This book was released on 1992 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Poser, Fanto, Gross
Publisher : Wolters Kluwer Law & Business
ISBN 13 : 1543804969
Total Pages : 1920 pages
Book Rating : 4.5/5 (438 download)
Download or read book Broker-Dealer Law and Regulation, 5th Edition written by Poser, Fanto, Gross and published by Wolters Kluwer Law & Business. This book was released on with total page 1920 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alan N. Rechtschaffen
Publisher : Oxford University Press
ISBN 13 : 0190879645
Total Pages : 513 pages
Book Rating : 4.1/5 (98 download)
Download or read book Capital Markets, Derivatives, and the Law written by Alan N. Rechtschaffen and published by Oxford University Press. This book was released on 2019-04-30 with total page 513 pages. Available in PDF, EPUB and Kindle. Book excerpt: Dramatic failures in individual markets and institutions sparked a global financial crisis that resulted in political, social, and economic unrest. In the United States, a host of legislative acts have completely reshaped the regulatory landscape. Capital Markets, Derivatives and the Law: Positivity and Preparation investigates the impact of the financial crisis on capital markets and regulation. With an emphasis on the structure and the workings of financial instruments, it considers market evolution after the crisis and the impact of Central Bank policy. In doing so, it provides the reader with the tools to recognize vulnerabilities in capital market trading activities. This edition serves as an essential guide to better understand the legal and business considerations of capital market participation. With useful definitions, case law examples, and expert insight into structures, regulation, and litigation strategies, Capital Markets, Derivatives and the Law: Positivity and Preparation offers readers invaluable tools to make prudent, well-informed decisions.
Author : Alan Rechtschaffen
Publisher : Oxford University Press
ISBN 13 : 0199713278
Total Pages : 383 pages
Book Rating : 4.1/5 (997 download)
Download or read book Capital Markets, Derivatives and the Law written by Alan Rechtschaffen and published by Oxford University Press. This book was released on 2009-09-10 with total page 383 pages. Available in PDF, EPUB and Kindle. Book excerpt: President Obama recently called for a new financial regulation system in the United States. In order to understand the intricacies of new regulation, individuals must have a strong foundation in how capital markets function as well as how financial instruments and derivatives work. Capital Markets, Derivatives, and the Law provides readers with the foundation necessary to make informed, well-reasoned decisions about capital market participation, derivative utilization, and adherence to existing and future regulations. This publication is an essential guide for attorneys and business professionals looking for an accessible resource to better understand the legal and business considerations of capital markets and derivatives transactions. This book offers expert insight into how derivatives work. The author also explores the structures of derivatives as well as how they are regulated and litigated. In the complex world of the current capital market upheaval, this book provides useful definitions, case law examples, and insight into structures, regulation, and litigation strategies.
Author :
Publisher :
ISBN 13 :
Total Pages : 970 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Regulation & Law Report written by and published by . This book was released on 1993 with total page 970 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 2218 pages
Book Rating : 4.:/5 (44 download)
Download or read book West's federal reporter : cases argued and determined in the United States courts of appeals and Temporary Emergency Court of Appeals written by and published by . This book was released on 1993 with total page 2218 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Commerce Clearing House
Publisher :
ISBN 13 :
Total Pages : 2532 pages
Book Rating : 4.F/5 ( download)
Download or read book Commodity Futures Law Reporter written by Commerce Clearing House and published by . This book was released on 1974 with total page 2532 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip McBride Johnson
Publisher : Wolters Kluwer
ISBN 13 : 0735533369
Total Pages : 663 pages
Book Rating : 4.7/5 (355 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author : Roger J. Magnuson
Publisher :
ISBN 13 :
Total Pages : 660 pages
Book Rating : 4.F/5 ( download)
Download or read book Shareholder Litigation written by Roger J. Magnuson and published by . This book was released on 2008 with total page 660 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California (State).
Publisher :
ISBN 13 :
Total Pages : 50 pages
Book Rating : 4.:/5 ( download)
Download or read book California. Court of Appeal (4th Appellate District). Division 2. Records and Briefs written by California (State). and published by . This book was released on with total page 50 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 1862 pages
Book Rating : 4.:/5 (51 download)
Download or read book The Federal Reporter written by and published by . This book was released on 1993 with total page 1862 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Publisher :
ISBN 13 :
Total Pages : 1056 pages
Book Rating : 4.:/5 ( download)
Download or read book The Investment Dealers' Digest written by and published by . This book was released on 1980 with total page 1056 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 824 pages
Book Rating : 4.3/5 ( download)
Download or read book Shepard's Preparing for Settlement and Trial written by and published by . This book was released on 1985 with total page 824 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 684 pages
Book Rating : 4.:/5 (48 download)
Download or read book SEC News Digest written by and published by . This book was released on 1981-11-27 with total page 684 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 2482 pages
Book Rating : 4.F/5 ( download)
Download or read book Federal Securities Law Reporter written by and published by . This book was released on 1941 with total page 2482 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alan R. Bromberg
Publisher :
ISBN 13 :
Total Pages : 1004 pages
Book Rating : 4.:/5 (319 download)
Download or read book Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 1993 with total page 1004 pages. Available in PDF, EPUB and Kindle. Book excerpt:
