Securities Regulations and Their Effects on Small Businesses

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Publisher : DIANE Publishing
ISBN 13 : 0756712599
Total Pages : 91 pages
Book Rating : 4.7/5 (567 download)

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Book Synopsis Securities Regulations and Their Effects on Small Businesses by : Rosa Maria Moller

Download or read book Securities Regulations and Their Effects on Small Businesses written by Rosa Maria Moller and published by DIANE Publishing. This book was released on 2001-07 with total page 91 pages. Available in PDF, EPUB and Kindle. Book excerpt: Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.

Federal Securities Laws and Small Business Legislation

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Publisher :
ISBN 13 :
Total Pages : 844 pages
Book Rating : 4.0/5 (1 download)

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Book Synopsis Federal Securities Laws and Small Business Legislation by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Download or read book Federal Securities Laws and Small Business Legislation written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1980 with total page 844 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Q&A, Small Business and the SEC

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Publisher :
ISBN 13 :
Total Pages : 52 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Q&A, Small Business and the SEC by :

Download or read book Q&A, Small Business and the SEC written by and published by . This book was released on 1999 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Rules and Regulations Issued Under the Small Business Act

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Publisher :
ISBN 13 :
Total Pages : 102 pages
Book Rating : 4.:/5 (3 download)

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Book Synopsis Rules and Regulations Issued Under the Small Business Act by : United States. Small Business Administration

Download or read book Rules and Regulations Issued Under the Small Business Act written by United States. Small Business Administration and published by . This book was released on 1960 with total page 102 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Short-selling Activity in the Stock Market

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Publisher :
ISBN 13 :
Total Pages : 1358 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Short-selling Activity in the Stock Market by : United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee

Download or read book Short-selling Activity in the Stock Market written by United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee and published by . This book was released on 1991 with total page 1358 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Final Report of the SEC Government-Business Forum on Small Business Capital Formation

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Publisher :
ISBN 13 :
Total Pages : 184 pages
Book Rating : 4.:/5 (334 download)

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Book Synopsis Final Report of the SEC Government-Business Forum on Small Business Capital Formation by :

Download or read book Final Report of the SEC Government-Business Forum on Small Business Capital Formation written by and published by . This book was released on 1982 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt:

General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968

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Publisher :
ISBN 13 :
Total Pages : 76 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 by : United States. Securities and Exchange Commission

Download or read book General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulation A - Registration Exemptions and Small Business

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Publisher :
ISBN 13 :
Total Pages : 128 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis Regulation A - Registration Exemptions and Small Business by : Commerce Clearing House

Download or read book Regulation A - Registration Exemptions and Small Business written by Commerce Clearing House and published by . This book was released on 1981 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Financing a Small Business in the Securities Markets

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Publisher :
ISBN 13 :
Total Pages : 676 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Financing a Small Business in the Securities Markets by :

Download or read book Financing a Small Business in the Securities Markets written by and published by . This book was released on 1993 with total page 676 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Recommendations of Securities and Exchange Commission Forum on Small Business Capital Formation

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Publisher :
ISBN 13 :
Total Pages : 282 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis Recommendations of Securities and Exchange Commission Forum on Small Business Capital Formation by : United States. Congress. House. Committee on Small Business. Subcommittee on Tax, Access to Equity Capital, and Business Opportunities

Download or read book Recommendations of Securities and Exchange Commission Forum on Small Business Capital Formation written by United States. Congress. House. Committee on Small Business. Subcommittee on Tax, Access to Equity Capital, and Business Opportunities and published by . This book was released on 1983 with total page 282 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Small Business

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Publisher : DIANE Publishing
ISBN 13 : 9780756717476
Total Pages : 82 pages
Book Rating : 4.7/5 (174 download)

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Book Synopsis Small Business by : Richard J. Hillman

Download or read book Small Business written by Richard J. Hillman and published by DIANE Publishing. This book was released on 2001-12 with total page 82 pages. Available in PDF, EPUB and Kindle. Book excerpt: Discusses U.S. small business' (SB) access to equity capital financing (ECF), which is money raised by a business by selling shares of ownership, or potential ownership, of the business. The specific objectives of this report are to: (1) provide an overview of the major sources of external ECF for U.S. SB & describe SBA's Office of Advocacy estimate of their perceived needs for ECF; (2) determine trends for the period of 1994-99 in SB ECF; (3) describe how market practices & securities law regulations for equity capital-raising activities could affect SB; & (4) describe any efforts undertaken by federal & state agencies to facilitate SB access to equity capital. Charts & tables.

Briefing on the Investment Act

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Publisher :
ISBN 13 :
Total Pages : 212 pages
Book Rating : 4.3/5 (129 download)

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Book Synopsis Briefing on the Investment Act by : United States. Congress. Senate. Committee on Banking and Currency

Download or read book Briefing on the Investment Act written by United States. Congress. Senate. Committee on Banking and Currency and published by . This book was released on 1959 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities Regulation

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Publisher :
ISBN 13 : 9780314168337
Total Pages : 1972 pages
Book Rating : 4.1/5 (683 download)

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Book Synopsis Securities Regulation by : Thomas Lee Hazen

Download or read book Securities Regulation written by Thomas Lee Hazen and published by . This book was released on 2007 with total page 1972 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Small Business Incentive Act of 1992

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Publisher :
ISBN 13 :
Total Pages : 288 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis The Small Business Incentive Act of 1992 by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Download or read book The Small Business Incentive Act of 1992 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1992 with total page 288 pages. Available in PDF, EPUB and Kindle. Book excerpt:

General Rules and Regulations Under the Investment Company Act of 1940

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Author :
Publisher :
ISBN 13 :
Total Pages : 76 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940 by : United States. Securities and Exchange Commission

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Modernizing U.S. Securities Regulation

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Publisher : Irwin Professional Publishing
ISBN 13 :
Total Pages : 558 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Modernizing U.S. Securities Regulation by : Kenneth Lehn

Download or read book Modernizing U.S. Securities Regulation written by Kenneth Lehn and published by Irwin Professional Publishing. This book was released on 1992 with total page 558 pages. Available in PDF, EPUB and Kindle. Book excerpt: New developments in securities markets, particularly in the areas of technology, financial products, and foreign securities markets, are challenging the Securities and Exchange Commission to reconsider its regulatory policies. This book offers detailed prescriptions for effective regulation from experienced regulators and noted scholars in the field. A definitive collection that illustrates how research and expert opinion can help the SEC frame issues and establish objective criteria for evaluating the effectiveness of its policies.

Impact of stock option expensing on small businesses

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Publisher :
ISBN 13 :
Total Pages : 362 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Impact of stock option expensing on small businesses by : United States. Congress. Senate. Committee on Small Business and Entrepreneurship

Download or read book Impact of stock option expensing on small businesses written by United States. Congress. Senate. Committee on Small Business and Entrepreneurship and published by . This book was released on 2004 with total page 362 pages. Available in PDF, EPUB and Kindle. Book excerpt: