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Download or read book SEC Releases/Decisions and CFTC Decisions and Letters written by and published by . This book was released on 19?? with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This file contains all administrative materials related to securities and commodities matters including SEC administrative decisions and Commodity Futures Trading Commission (CFTC) decisions.
Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 786 pages
Book Rating : 4.:/5 (31 download)
Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 1990 with total page 786 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 590 pages
Book Rating : 4.E/5 ( download)
Download or read book Directory of Online Services written by and published by . This book was released on 1999 with total page 590 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jerry W. Markham
Publisher : Edward Elgar Publishing
ISBN 13 : 1035318180
Total Pages : 191 pages
Book Rating : 4.0/5 (353 download)
Download or read book Cryptocurrency Regulation written by Jerry W. Markham and published by Edward Elgar Publishing. This book was released on 2023-09-06 with total page 191 pages. Available in PDF, EPUB and Kindle. Book excerpt: This incisive and thought-provoking book examines the regulation of cryptocurrency trading by state and federal financial services regulators, in order to understand why these statutes proved to be ineffective in regulating this new asset class. Furthermore, it analyzes and evaluates pending proposals in Congress for more effective cryptocurrency regulation.
Author :
Publisher :
ISBN 13 :
Total Pages : 224 pages
Book Rating : 4.:/5 (319 download)
Download or read book Electronic Bulls and Bears written by and published by . This book was released on 1990 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 316 pages
Book Rating : 4.F/5 ( download)
Download or read book Information Intelligence Online Newsletter written by and published by . This book was released on 1990 with total page 316 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher :
ISBN 13 :
Total Pages : 664 pages
Book Rating : 4.0/5 ( download)
Download or read book Problems with the SEC's Enforcement of U.S. Securities Laws in Cases Involving Suspicious Trades Originating from Abroad written by United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee and published by . This book was released on 1988 with total page 664 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 476 pages
Book Rating : 4.3/5 (121 download)
Download or read book Federal Register written by and published by . This book was released on 2013-09 with total page 476 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Shilling
Publisher : Wolters Kluwer
ISBN 13 : 145487208X
Total Pages : 2420 pages
Book Rating : 4.4/5 (548 download)
Download or read book Lawyer's Desk Book, 2017 Edition (IL) written by Shilling and published by Wolters Kluwer. This book was released on 2016-12-15 with total page 2420 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lawyer's Desk Book is an extraordinary guide that you can't afford to be without. Used by over 150,000 attorneys and legal professionals, this must-have reference supplies you with instant, authoritative legal answers, without exorbitant research fees. Packed with current, critical information, Lawyer's Desk Book includes: Practical guidance on virtually any legal matter you might encounter: real estate transactions, trusts, divorce law, securities, mergers and acquisitions, computer law, tax planning, credit and collections, employer-employee relations, personal injury, and more - over 75 key legal areas in all! Quick answers to your legal questions, without having to search stacks of material, or wade through pages of verbiage. Key citations of crucial court cases, rulings, references, code sections, and more. More than 1500 pages of concise, practical, insightful information. No fluff, no filler. Just the facts you need to know. The Lawyer's Desk Book, 2017 Edition incorporates recent court decisions, legislation, and administrative rulings. Federal statutes and revised sentencing guides covered in this edition reflect a growing interest in preventing terrorism, punishing terror-related crimes, and promoting greater uniformity of sentencing. There is also new material on intellectual property law, on legislation stemming from corporate scandals, such as the Sarbanes- Oxley Act, and on legislation to cut individual and corporate tax rates, such as the Jobs and Growth Tax Relief Reconciliation Act. Chapters are in sections on areas including business planning and litigation, contract and property law, and law office issues.
Author : Stephen M. Kohn
Publisher : Rowman & Littlefield
ISBN 13 : 1493059254
Total Pages : 441 pages
Book Rating : 4.4/5 (93 download)
Download or read book Rules for Whistleblowers written by Stephen M. Kohn and published by Rowman & Littlefield. This book was released on 2023-06-01 with total page 441 pages. Available in PDF, EPUB and Kindle. Book excerpt: Learn how whistleblowers have saved lives, stopped frauds, protected their jobs, and earned million-dollar rewards for doing the right thing in Rules for Whistleblowers, Stephen Martin Kohn’s seventh book on whistleblowing. This book is a fully updated and expanded revision of The Whistleblower’s Handbook,the first-ever comprehensive consumer guide to exposing workplace wrongdoing. Kohn’s thirty-seven rules highlight the “traps” facing whistleblowers today and address how to file anonymous cases and qualify for multi-million-dollar rewards. Kohn carefully explains complex rules and laws governing whistleblowing including the Dodd-Frank, IRS, and False Claims Acts, as well as detailed strategies for fighting retaliation. He also covers controversial issues such as taping, removing documents, and ignoring nondisclosure agreements. Modernized laws have revolutionized the rights of employees both in the United States and internationally, enabling whistleblowers to be paid over $10 billion in rewards for doing the right thing. No employee should blow the whistle without knowing their rights. Too much is at stake.
Author : Robert H. Rosenblum
Publisher : American Bar Association
ISBN 13 : 9781590310458
Total Pages : 980 pages
Book Rating : 4.3/5 (14 download)
Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by American Bar Association. This book was released on 2003 with total page 980 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Michael Gruson
Publisher :
ISBN 13 :
Total Pages : 1294 pages
Book Rating : 4.:/5 (319 download)
Download or read book Regulation of Foreign Banks written by Michael Gruson and published by . This book was released on 2003 with total page 1294 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : GREENE
Publisher : Wolters Kluwer
ISBN 13 : 1454851252
Total Pages : 2854 pages
Book Rating : 4.4/5 (548 download)
Download or read book US Reg International Securities and Derivative Market 11e (2 Vol) written by GREENE and published by Wolters Kluwer. This book was released on 2014-12-29 with total page 2854 pages. Available in PDF, EPUB and Kindle. Book excerpt: Dramatic changes in U.S. law have increased the need to understand the complex regulation of todayand’s global capital and derivatives markets. U.S. Regulation of the International Securities and Derivatives Markets is the first truly comprehensive guide in this dynamic regulatory arena. This completely updated Eleventh Edition was authored by a team of attorneys at Cleary Gottlieb Steen and& Hamilton LLP, one of the foremost law firms in international finance. U.S. Regulation of the International Securities and Derivatives Markets provides thoroughly up-to-date coverage of the SEC Securities Offering Reform rules, the impact of the Dodd-Frank Act and the Sarbanes-Oxley Act on public companies in the United States, and much more. Advising clients on cross-border securities transactions means dealing with a tangle of complex rules and requirements. This comprehensive reference explains in detail virtually everything your clients might want to know, including: The U.S. securities and commodities laws pertaining to foreign participants and financial products entering U.S. capital markets, and U.S. securities in international markets, including a comprehensive discussion of the requirements imposed by the Sarbanes-Oxley Act and the regulatory framework established by the Dodd-Frank Act. The rules and regulations affecting each participant, including foreign banks, broker-dealers, investment companies and advisers, futures commission merchants, commodity pool operators, commodity trading advisors, and others The rules and requirements behind different cross-border transactions, including private placements and Rule 144A, ADR programs, the U.S./Canadian MJDS, global offerings, and more The principal European Union measures governing securities offerings and ongoing reporting in the European Union Many additional regulatory issues, including enforcement and remedies, recent case interpretations, FINRA and other SRO rules, and much more U.S. Regulation of the International Securities and Derivatives Markets, Eleventh Edition is by far the most comprehensive reference of its kind. This is the only desk reference covering all U.S. laws and regulations affecting international securities offerings and foreign participants in U.S. capital markets. It explains dozens of topics that simply cannot be found in any other published sourceand—saving you valuable research time, youand’ll have all the detailed information you need to guide clients through this dramatic new financial era.
Author : Judith Seddon
Publisher : Law Business Research Ltd.
ISBN 13 : 1912377837
Total Pages : 987 pages
Book Rating : 4.9/5 (123 download)
Download or read book Practitioner's Guide to Global Investigations written by Judith Seddon and published by Law Business Research Ltd.. This book was released on 2018-01-19 with total page 987 pages. Available in PDF, EPUB and Kindle. Book excerpt: There's never been a greater likelihood a company and its key people will become embroiled in a cross-border investigation. But emerging unscarred is a challenge. Local laws and procedures on corporate offences differ extensively - and can be contradictory. To extricate oneself with minimal cost requires a nuanced ability to blend understanding of the local law with the wider dimension and, in particular, to understand where the different countries showing an interest will differ in approach, expectations or conclusions. Against this backdrop, GIR has published the second edition of The Practitioner's Guide to Global Investigation. The book is divided into two parts with chapters written exclusively by leading names in the field. Using US and UK practice and procedure, Part I tracks the development of a serious allegation (whether originating inside or outside a company) - looking at the key risks that arise and the challenges it poses, along with the opportunities for its resolution. It offers expert insight into fact-gathering (including document preservation and collection, witness interviews); structuring the investigation (the complexities of cross-border privilege issues); and strategising effectively to resolve cross-border probes and manage corporate reputation.Part II features detailed comparable surveys of the relevant law and practice in jurisdictions that build on many of the vital issues pinpointed in Part I.
Author :
Publisher :
ISBN 13 : 9780787632878
Total Pages : 1300 pages
Book Rating : 4.6/5 (328 download)
Download or read book Gale Directory of Databases written by and published by . This book was released on 2001 with total page 1300 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Terry Thomas
Publisher : Prentice Hall Information Services
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.F/5 ( download)
Download or read book Computer-assisted Legal and Tax Research written by Terry Thomas and published by Prentice Hall Information Services. This book was released on 1986 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Association of Law Libraries
Publisher :
ISBN 13 :
Total Pages : 964 pages
Book Rating : 4.F/5 ( download)
Download or read book Newsletter - American Association of Law Libraries written by American Association of Law Libraries and published by . This book was released on 1984 with total page 964 pages. Available in PDF, EPUB and Kindle. Book excerpt:
