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Responsibilities Of Corporate Officers Directors
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Book Synopsis Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004 by : James Hamilton
Download or read book Responsibilities Of Corporate Officers And Directodirectors Under Federal Securities Law 2003-2004 written by James Hamilton and published by . This book was released on 2003-10 with total page 425 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : Anne Sherry
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by Anne Sherry and published by . This book was released on 2017 with total page 423 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : James Hamilton
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by James Hamilton and published by . This book was released on 1999 with total page 260 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors by : N. Peter Rasmussen
Download or read book Responsibilities of Corporate Officers and Directors written by N. Peter Rasmussen and published by Aspen Publishers. This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors under FederalSecurities Law alerts board members and management to their personalduties and liabilities under the federal securities laws. From the vast bodyof federal laws, rules, administrative interpretations, and court decisionsdealing with securities offerings and transactions, those of particularinterest to corporate officers and directors as individuals are discussedhere. The materials focus on the Securities Act of 1933 and theSecurities Exchange Act of 1934, as well as pertinent provisions of theInvestment Company Act of 1940.The 2010 -2011 Edition includes new discussion of the following:Dodd-Frank Wall Street Reform and Consumer Protection ActShareholder access to proxiesSEC enforcementRecent case law on fraud liabilityProxy disclosure concerning Chairman-CEO role, hedging arrangements,compensation consultants
Book Synopsis Responsibilities of Corporate Officers & Directors by : James Hamilton
Download or read book Responsibilities of Corporate Officers & Directors written by James Hamilton and published by Aspen Publishers. This book was released on 2012-10-01 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as pertinent provisions of the Investment Company Act of 1940. The 2010 -2011 Edition includes new discussion of the following: Dodd-Frank Wall Street Reform and Consumer Protection Act Shareholder access to proxies SEC enforcement Recent case law on fraud liability Proxy disclosure concerning Chairman-CEO role, hedging arrangements, compensation consultants
Book Synopsis Responsibilities of Corporate Officers & Directors 2016-2017 by : Wolters Kluwer Staff
Download or read book Responsibilities of Corporate Officers & Directors 2016-2017 written by Wolters Kluwer Staff and published by CCH Incorporated. This book was released on 2016-11-23 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : James Hamilton
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by James Hamilton and published by CCH Incorporated. This book was released on 1998-09 with total page 260 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors (2015-2016) by : Doreen Meinck
Download or read book Responsibilities of Corporate Officers and Directors (2015-2016) written by Doreen Meinck and published by CCH Incorporated. This book was released on 2015-11-20 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors Under Federal Securities Law alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here.
Book Synopsis Responsibilities of Corporate Officers and Directors by : CCH Incorporated
Download or read book Responsibilities of Corporate Officers and Directors written by CCH Incorporated and published by CCH Incorporated. This book was released on 2004-11 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. In particular, it focuses on the act's provisions relating to: corporate governance - audit committee duties - fraud penalties - audit committee duties - fraud penalties. Section 16(a) reporting of insider transactions - SEC enforcement powers - officer certification of company reports - internal control over financial reporting, the role and composition of audit committees, auditor independence, and enhanced MD&A disclosure.
Book Synopsis Responsibilities of Corporate Officers & Directors Under Federal Securities Laws by :
Download or read book Responsibilities of Corporate Officers & Directors Under Federal Securities Laws written by and published by . This book was released on 1988 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :American Bar Association. Committee on Corporate Laws Publisher :American Bar Association ISBN 13 :9781590318508 Total Pages :140 pages Book Rating :4.3/5 (185 download)
Book Synopsis Corporate Director's Guidebook by : American Bar Association. Committee on Corporate Laws
Download or read book Corporate Director's Guidebook written by American Bar Association. Committee on Corporate Laws and published by American Bar Association. This book was released on 2007 with total page 140 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Corporate Director's Guidebook is recognized as the premier authority on the director's role and the board's functions. It is read, consulted and cited by board members, executives, lawyers and academics nationwide. Now available as a new Fifth Edition, the Guidebook completely updates its fourth edition published in 2004. This new Fifth Edition addresses recent effects the Sarbanes-Oxley Act has had in the corporate governance arena and its impact on the legal responsibilities of directors of public companies.
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : Wolters Kluwer Staff
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by Wolters Kluwer Staff and published by CCH. This book was released on 2017-11-15 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors Under Federal Securities Law helps mitigate personal risk for management and board members by assuring they have a complete understanding of their duties and liabilities under the federal securities laws. Wolters Kluwer attorney-editors Doreen Meinck, Jim Hamilton and Anne Sherry examine duties and liabilities under the Securities Act of 1933 and the Securities Exchange Act of 1934, relevant portions of the Investment Company Act of 1940 relating to mutual funds, the Dodd-Frank Wall Street Reform and Consumer Protection Act, the JOBS Act, and the Sarbanes-Oxley Act of 2002. Responsibilities of Corporate Officers and Directors Under Federal Securities Law also discusses important areas of state law such as the business judgment rule, a state law doctrine shielding directors and officers from liability in the conduct of ordinary corporate affairs and certain actions such as takeovers and tender offers. Other topical areas include: Individual liability in connection with a company's securities offerings, mergers and acquisitions, and investment company directors. New material in the 2017 -2018 Edition includes new or expanded discussions of: Dodd-Frank's whistleblower provisions, including the contentious issue of whether a whistleblower need report to the SEC in order to be protected against retaliation Proxy advisory services and proxy advisory fi rms as the de facto standard setters for corporate governance for U.S. companies The U.S. Supreme Court's ruling in Halliburton on the fraud-on-themarket reliance presumption in securities fraud class actions Drafting of indemnifi cation and advancement provisions of bylaws and articles of incorporation
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : James Hamilton
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by James Hamilton and published by . This book was released on 2001-09 with total page 312 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : Wolters Kluwer Editorial Staff
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by Wolters Kluwer Editorial Staff and published by CCH. This book was released on 2020-11-06 with total page 432 pages. Available in PDF, EPUB and Kindle. Book excerpt: Responsibilities of Corporate Officers and Directors Under Federal Securities Law helps mitigate personal risk for management and board members by assuring they have a complete understanding of their duties and liabilities under the federal securities laws. Wolters Kluwer attorney-editors examine duties and liabilities under the Securities Act of 1933 and the Securities Exchange Act of 1934, relevant portions of the Investment Company Act of 1940 relating to mutual funds, the Dodd-Frank Wall Street Reform and Consumer Protection Act, the JOBS Act, and the Sarbanes-Oxley Act of 2002. Responsibilities of Corporate Officers and Directors Under Federal Securities Law also discusses important areas of state law such as the business judgment rule, a state law doctrine shielding directors and officers from liability in the conduct of ordinary corporate affairs and certain actions such as takeovers and tender offers. Other topical areas include: Individual liability in connection with a company's securities offerings, mergers and acquisitions, and investment company directors. New material in the 2020-2021 Edition includes new or expanded discussions of: A recent line of Delaware cases discussing plaintiffs' ability to state a Caremark claim for lack of oversight of "mission critical" aspects of a company's business SEC rule amendments imposing stricter shareholder proposal eligibility requirements and resubmission thresholds Amendments to the SEC's whistleblower rules, including changes intended to streamline the process, coming at the end of a year in which the agency set new records for awards made and aggregate amounts awarded A recent holding of the Second Circuit that the Dirks personal-benefit test does not apply to insider trading prosecutions under the Criminal Code Guidance on how the rule for determining perquisites may apply during COVID-19 Previous Edition: Responsibilities of Corporate Officers and Directors Under Federal Securities Law, 2019-2020 Edition, ISBN 9781543806687
Book Synopsis Responsibilities of Corporate Officers and Directors Under Federal Securities Law by : James Hamilton
Download or read book Responsibilities of Corporate Officers and Directors Under Federal Securities Law written by James Hamilton and published by C C H Incorporated. This book was released on 2002-10-01 with total page 390 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Liability of Corporate Officers and Directors by : William E. Knepper
Download or read book Liability of Corporate Officers and Directors written by William E. Knepper and published by MICHIE. This book was released on 1978 with total page 324 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book discusses how directors and officers can limit and protect against personal liability for corporate acts. Conflict of interest, class actions, liability of third persons, SEC regulatory actions, indemnification and contribution, and other relevant issues are addressed in the work.
Book Synopsis Duties and Liabilities of Corporate Officers and Directors by : Miklos S. Nicolson
Download or read book Duties and Liabilities of Corporate Officers and Directors written by Miklos S. Nicolson and published by Business & Professional Division. This book was released on 1972 with total page 364 pages. Available in PDF, EPUB and Kindle. Book excerpt:
