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Regulated Exchanges
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Book Synopsis Regulated Exchanges by : Larry Harris
Download or read book Regulated Exchanges written by Larry Harris and published by Oxford University Press. This book was released on 2010-11-04 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: Exchanges play an essential and central role in the world's economy. They epitomize transparency in the price-formation process, informing investors and disseminating vital information for the functioning of financial markets, and in so doing they represent an important source of capital for nascent and established companies alike. Even during the recent crisis, exchanges remained open and liquid in the face of extreme volatility-thus the trust investors place in regulated exchanges when confronted with uncertainty is beyond doubt. Since the inception of the World Federation of Exchanges in the 1960s, the operational and competitive landscape for organized exchanges has changed radically. Technology and globalization have allowed financial flows to move freely across borders, and burgeoning competition and lower regulatory barriers have spurred far-reaching transformations in the way securities are traded. Against this background, and on the occasion of the 50th anniversary of the World Federation of Exchanges, the WFE has partnered with Larry Harris and the Centre for European Policy Studies to produce a definitive volume of essays to take a look at the historic role exchanges have played in the global economy, highlighting pivotal innovations that shaped this role, and to lay out prospective ways in which exchanges will continue to shape the global economy in the future. Opening with key conceptual essays by leading academics, Regulated Exchanges examines the historical contribution of exchanges to the world's economic growth, exchanges' economic importance, and the regulatory characteristics of the space in which exchanges operate. The volume then presents essays on several defining milestones in the history of exchanges written by leading figures that took part in that very history, showing the interaction between the founding of exchanges, local cultures, and world financial markets. The book appropriately closes with a look forward, examining the competitive landscape and the exciting and promising future of regulated exchanges. Offering an unparalleled collection of perspectives from leading academics and practitioners involved in the history of exchanges, Regulated Exchanges sheds a brilliant and welcome light on how exchanges have influenced and fostered successful financial markets, and how they will do so for many years to come.
Book Synopsis Regulated Exchanges by : Larry Harris
Download or read book Regulated Exchanges written by Larry Harris and published by OUP USA. This book was released on 2010-11-04 with total page 401 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The World Federation of Exchanges Centre for European Policy Studies."
Book Synopsis Conflicts of Interest in Self-regulation by : John W. Carson
Download or read book Conflicts of Interest in Self-regulation written by John W. Carson and published by World Bank Publications. This book was released on 2003 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author examines the implications of demutualization of financial exchanges for their roles as self-regulatory organizations. Many regulators and exchanges believe that conflicts of interest increase when exchanges convert to for-profit businesses. Demutualization also changes the nature of an exchange's regulatory role as broker-dealers' ownership interests are reduced. These factors are leading to reduced regulatory roles for exchanges in many jurisdictions. The resulting changes have significant implications for regulation of financial markets, especially as exchanges are the only self-regulating organizations (SROs) in most countries. Major changes in the role of exchanges require a rethinking of the allocation of regulatory functions and the role of self-regulation, as well as stronger mechanisms to mitigate conflicts of interest. Carson looks at the views of both exchanges and regulators on these issues in Asian, European, and North American jurisdictions where major exchanges have converted to for-profit businesses. He finds that views on the conflicts of interest faced by demutualized exchanges vary widely. In addition, the tools and processes used by exchanges and regulators to manage conflicts also differ significantly across jurisdictions. The author concludes that new and greater conflicts result from demutualization and canvasses the regulatory responses in the jurisdictions examined.
Book Synopsis World Stock Exchanges by : Hugh Maule
Download or read book World Stock Exchanges written by Hugh Maule and published by Globe Law and Business Limited. This book was released on 2007 with total page 374 pages. Available in PDF, EPUB and Kindle. Book excerpt: Whether you are comparing the relative merits of floating a company on NASDAQ or the London Stock Exchange, in China or in Singapore, on Euronext or OMX, this new title will be an extremely helpful source of information. Intermediaries, banks and corporate finance advisers, brokers, sponsors, lawyers and accountants will find it highly relevant and informative in analysing the key criteria applying to major stock exchanges around the world. For market practitioners, it will be an essential addition to their library.
Author :United States. Securities and Exchange Commission. Division of Market Regulation Publisher : ISBN 13 : Total Pages :462 pages Book Rating :4.A/5 ( download)
Book Synopsis Market 2000 by : United States. Securities and Exchange Commission. Division of Market Regulation
Download or read book Market 2000 written by United States. Securities and Exchange Commission. Division of Market Regulation and published by . This book was released on 1994 with total page 462 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Demutualization of Securities Exchanges by : Ms.Jennifer A. Elliott
Download or read book Demutualization of Securities Exchanges written by Ms.Jennifer A. Elliott and published by INTERNATIONAL MONETARY FUND. This book was released on 2002-07-01 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Demutualization is a term used to describe the transition of a securities exchange from a mutual association of exchange members operating on a not-for-profit basis to a limited liability, for-profit company accountable to shareholders. Demutualization in its many forms has become a widespread phenomenon-one with increasing appeal in emerging market countries. Demutualization challenges the traditional approach to supervision of securities exchanges and raises issues regarding their role in the regulation and supervision of capital markets.
Book Synopsis Securities and Futures by : United States. General Accounting Office
Download or read book Securities and Futures written by United States. General Accounting Office and published by . This book was released on 1986 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Organized Exchanges and the Regulation of Dual Class Common Stock by : Daniel R. Fischel
Download or read book Organized Exchanges and the Regulation of Dual Class Common Stock written by Daniel R. Fischel and published by . This book was released on 1986 with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Comparing European and U.S. Securities Regulations by : Tanja Boskovic
Download or read book Comparing European and U.S. Securities Regulations written by Tanja Boskovic and published by World Bank Publications. This book was released on 2010-01-12 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper, aimed at professionals, scholars, and government officials in the field of securities regulations, compares the European (specifically the Market in Financial Instruments Directive MiFID) and U.S. securities regulations. The analysis focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services. We show that although there may be regional differences in the structure and rules of current securities regulation, the objectives and some outcomes of regulation are comparable. Similarly, as the current global financial and economic crisis exposed gaps in securities regulations worldwide, regulators in both regions face similar challenges. This study will be particularly useful for World Bank member countries that are looking at either the European or U.S. regulations when conducting market reforms.
Book Synopsis The European Regulation of Securities Exchanges. Regulated Markets in an Evolving Technological and Legal Context by : Matteo Gargantini
Download or read book The European Regulation of Securities Exchanges. Regulated Markets in an Evolving Technological and Legal Context written by Matteo Gargantini and published by G Giappichelli Editore. This book was released on 2021-01-01 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce Publisher : ISBN 13 : Total Pages :108 pages Book Rating :4.0/5 (1 download)
Book Synopsis Regulation of Over-the-counter Markets by : United States. Congress. House. Committee on Interstate and Foreign Commerce
Download or read book Regulation of Over-the-counter Markets written by United States. Congress. House. Committee on Interstate and Foreign Commerce and published by . This book was released on 1938 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis U.S. regulation of the international securities and derivatives markets by : Edward F. Greene
Download or read book U.S. regulation of the international securities and derivatives markets written by Edward F. Greene and published by . This book was released on 1996 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Exchange Act of 1934 ... by : United States. Congress. Conference Committees, 1934
Download or read book Securities Exchange Act of 1934 ... written by United States. Congress. Conference Committees, 1934 and published by . This book was released on 1934 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :New York Stock Exchange. Advisory Committee on International Capital Markets Publisher : ISBN 13 : Total Pages :108 pages Book Rating :4.F/5 ( download)
Book Synopsis Recommendations on Access and Membership by Foreign-controlled Broker-dealers to the U. S. Securities Markets by : New York Stock Exchange. Advisory Committee on International Capital Markets
Download or read book Recommendations on Access and Membership by Foreign-controlled Broker-dealers to the U. S. Securities Markets written by New York Stock Exchange. Advisory Committee on International Capital Markets and published by . This book was released on 1974 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs Publisher : ISBN 13 : Total Pages :66 pages Book Rating :4.3/5 (243 download)
Book Synopsis Regulation of Securities Trading by Members of National Securities Exchanges and the Sale of Investment Advisers of Registered Investment Companies by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Download or read book Regulation of Securities Trading by Members of National Securities Exchanges and the Sale of Investment Advisers of Registered Investment Companies written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 1973 with total page 66 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises Publisher : ISBN 13 : Total Pages :152 pages Book Rating :4.3/5 ( download)
Book Synopsis Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens by : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Download or read book Legislative Proposals to Enhance Capital Formation and Reduce Regulatory Burdens written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises and published by . This book was released on 2015 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The New Stock Market by : Merritt B. Fox
Download or read book The New Stock Market written by Merritt B. Fox and published by Columbia University Press. This book was released on 2019-01-08 with total page 612 pages. Available in PDF, EPUB and Kindle. Book excerpt: The U.S. stock market has been transformed over the last twenty-five years. Once a market in which human beings traded at human speeds, it is now an electronic market pervaded by algorithmic trading, conducted at speeds nearing that of light. High-frequency traders participate in a large portion of all transactions, and a significant minority of all trade occurs on alternative trading systems known as “dark pools.” These developments have been widely criticized, but there is no consensus on the best regulatory response to these dramatic changes. The New Stock Market offers a comprehensive new look at how these markets work, how they fail, and how they should be regulated. Merritt B. Fox, Lawrence R. Glosten, and Gabriel V. Rauterberg describe stock markets’ institutions and regulatory architecture. They draw on the informational paradigm of microstructure economics to highlight the crucial role of information asymmetries and adverse selection in explaining market behavior, while examining a wide variety of developments in market practices and participants. The result is a compelling account of the stock market’s regulatory framework, fundamental institutions, and economic dynamics, combined with an assessment of its various controversies. The New Stock Market covers a wide range of issues including the practices of high-frequency traders, insider trading, manipulation, short selling, broker-dealer practices, and trading venue fees and rebates. The book illuminates both the existing regulatory structure of our equity trading markets and how we can improve it.
