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Author : California Law Revision Commission
Publisher :
ISBN 13 :
Total Pages : 80 pages
Book Rating : 4.A/5 ( download)
Download or read book Uniform Prudent Investor Act written by California Law Revision Commission and published by . This book was released on 1994 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California Law Revision Commission
Publisher :
ISBN 13 :
Total Pages : 548 pages
Book Rating : 4.:/5 (8 download)
Download or read book Reports, Recommendations and Studies written by California Law Revision Commission and published by . This book was released on 2011 with total page 548 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Fiduciary360
Publisher :
ISBN 13 : 9780978796600
Total Pages : 56 pages
Book Rating : 4.7/5 (966 download)
Download or read book Prudent Practices for Investment Stewards written by Fiduciary360 and published by . This book was released on 2006 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book details a prudent investment process for Investment Stewards--persons who have the legal responsibility for managing someone else's money, including trustees and investment committee members. It is used in conjunction with Fiduciary360's training programs in fiduciary responsibility.
Author : Wiley
Publisher : John Wiley & Sons
ISBN 13 : 1119553636
Total Pages : 320 pages
Book Rating : 4.1/5 (195 download)
Download or read book Wiley Series 66 Securities Licensing Exam Review 2019 + Test Bank written by Wiley and published by John Wiley & Sons. This book was released on 2019-01-17 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 66 Exam! Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator. Created by the experts at The Securities Institute of America, Inc., Wiley Series 66 Exam Review 2019 arms you with what you need to score high on this tough 100-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 66 Exam Review 2019 is your ticket to passing this difficult test on the first try—with flying colors!
Author : Guerdon T. Ely
Publisher : Xulon Press
ISBN 13 : 1615795979
Total Pages : 190 pages
Book Rating : 4.6/5 (157 download)
Download or read book Uncertainty Is a Certainty written by Guerdon T. Ely and published by Xulon Press. This book was released on 2009-12 with total page 190 pages. Available in PDF, EPUB and Kindle. Book excerpt: The certainty of uncertainty is as true for managing investments as it is for potty-training toddlers; if you are not careful you could end up with a real mess! This is especially true for anyone responsible, even indirectly, for money belonging to a relative, friend, trust, charity, pension or other entity. Being a fiduciary is a very serious legal obligation but this book makes learning how to be one actually fun! If you ever need to serve as or hire a trustee, executor, or investment advisor for your own money or that of family or friends, you must understand what "fiduciary responsibility" means. Guerdon Ely's book is the fastest, most boredom-free, way to gain that understanding. Natalie B. Choate, Esq., Author, Life and Death Planning for Retirement Benefits An exceptionally entertaining book that uses a unique story telling format to define fiduciaries and explain their duties in terms that are easily understood. Guerdon's simple and concise summarization of the elements of "prudence" alone makes this book worth reading. David O'Leary, Esq., Senior Counsel, Holland & Knight LLP This book is brilliant! Fiduciary responsibility can be very dry reading but the author's use of autobiographical tales makes it an extremely enjoyable process. June Hunt, Retired CFO Superbly written, Ely brings the objective standards of modern prudent fiduciary investing to life. A must read for anyone entrusted with the duties of a fiduciary. Katherine Simmonds, Director of Financial Planning Ely brings a common sense approach to fiduciary investing. I find myself reading his stories to friends and colleagues, not only for the content but also for the humor! CPAs and attorneys must recommend this book to all their clients who are fiduciaries. Glenn Freed, PhD, Vice President, A Major Investment Management Firm Former Accounting Professor, University of Southern California
Author : Ian Ayres
Publisher : ReadHowYouWant.com
ISBN 13 : 1458758427
Total Pages : 358 pages
Book Rating : 4.4/5 (587 download)
Download or read book Lifecycle Investing written by Ian Ayres and published by ReadHowYouWant.com. This book was released on 2010-05 with total page 358 pages. Available in PDF, EPUB and Kindle. Book excerpt: Diversification provides a well-known way of getting something close to a free lunch: by spreading money across different kinds of investments, investors can earn the same return with lower risk (or a much higher return for the same amount of risk). This strategy, introduced nearly fifty years ago, led to such strategies as index funds. What if we were all missing out on another free lunch that’s right under our noses? InLifecycle Investing, Barry Nalebuff and Ian Ayres-two of the most innovative thinkers in business, law, and economics-have developed tools that will allow nearly any investor to diversify their portfolios over time. By using leveraging when young-a controversial idea that sparked hate mail when the authors first floated it in the pages ofForbes-investors of all stripes, from those just starting to plan to those getting ready to retire, can substantially reduce overall risk while improving their returns. InLifecycle Investing, readers will learn How to figure out the level of exposure and leverage that’s right foryou How the Lifecycle Investing strategy would have performed in the historical market Why it will work even if everyone does it Whennotto adopt the Lifecycle Investing strategy Clearly written and backed by rigorous research,Lifecycle Investingpresents a simple but radical idea that will shake up how we think about retirement investing even as it provides a healthier nest egg in a nicely feathered nest.
Author : Wiley
Publisher : John Wiley & Sons
ISBN 13 : 1119553814
Total Pages : 512 pages
Book Rating : 4.1/5 (195 download)
Download or read book Wiley Series 65 Securities Licensing Exam Review 2019 + Test Bank written by Wiley and published by John Wiley & Sons. This book was released on 2019-01-14 with total page 512 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2019 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it features: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 65 Exam Review 2019 is your ticket to passing the Uniform Investment Adviser Law Examination—with flying colors!
Author : Rounds
Publisher : Wolters Kluwer
ISBN 13 : 1543818676
Total Pages : 1884 pages
Book Rating : 4.5/5 (438 download)
Download or read book Loring and Rounds: A Trustee's Handbook, 2021 Edition written by Rounds and published by Wolters Kluwer. This book was released on 2020-12-11 with total page 1884 pages. Available in PDF, EPUB and Kindle. Book excerpt: Loring and Rounds: A Trustee's Handbook is an invaluable practical resource that addresses the rights, duties, and obligations of the parties once the trustee takes title to trust property. This Handbook steers you through this complex field, providing property owners with a mechanism for seeing to the needs of beneficiaries in cost-effective, creative, efficient, and flexible ways. Loring and Rounds: A Trustee's Handbook is a handy, ready reference, and a gateway to the treatises, restatements, law review articles, uniform statutes, and cases you need to know. This fully integrated and bound volume of the 2021 Handbook brings you up to date on the latest cases, statutes, and developments, as well as new or updated discussion of topics as follow: The Handbook continues the lengthy process of pruning some of the deadwood; significant exposition has been cut, revised, or combined. In sum, the Handbook is now even leaner, meaner, and more usable than ever. In addition, numerous new cases and secondary sources have been added. These include the following: The 2021 Handbook fully covers the fourth income and principal act issued by the Uniform Law Commission, namely the Uniform Fiduciary Income and Principal Act (2018), otherwise known as UFIPA. UFIPA has been covered extensively in this edition and has been added in many separate sections. A new section covers remedies at law for breaches of trust, such as the tort of intentional interference with inheritance or acquisition by inter vivos transfer. In addition, the Handbook has been updated with 200+ new cases, including: Roth v. Jelley, holding that, when it comes to a judicial proceeding that could adversely affect the equitable property rights of a trust beneficiary,the beneficiary is entitled under the Due Process Clause of the Fourteenth Amendment to notice and an opportunity to be heard. This case also discusses the various consequences attendant to the failure to provide such notice. Hector v. Bank of N.Y. Mellon, where the court, having in part looked to the Restatement (Third) for guidance, held that the designated passive corporate trustee of a securitized fund of mortgage-backed notes would not be personally at fault, and therefore, not personally liable for any injuries to the tenants of a certain parcel of real estate, title to which the trustee had acquired via foreclosure, that might be occasioned by their exposure to lead paint in and about the premises. Murphy v. Trustee of Star Financial Bank, a case discussing the unfortunate linkage of survivorship and per stirpes: "to their surviving children per stirpes." The court held that the way in which "surviving" and "per stirpes" were linked rendered the provision itself ambiguous in that the "condition of survival negates the right of representation inherent in a per stirpes distribution." 2020 Tax Rates for Trusts and 2021 Projected Tax Rate Schedule for Trusts Note: Online subscriptions are for three-month periods. Previous Edition: Loring and Rounds: A Trustee's Handbook, 2020 Edition, ISBN 9781543818666
Author : Girard Miller
Publisher :
ISBN 13 :
Total Pages : 392 pages
Book Rating : 4.3/5 (9 download)
Download or read book Investing Public Funds written by Girard Miller and published by . This book was released on 1986 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : The Securities Institute of America, Inc.
Publisher : John Wiley & Sons
ISBN 13 : 1118844467
Total Pages : 470 pages
Book Rating : 4.1/5 (188 download)
Download or read book Wiley Series 65 Exam Review 2014 + Test Bank written by The Securities Institute of America, Inc. and published by John Wiley & Sons. This book was released on 2013-12-04 with total page 470 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2014 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it features: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 65 Exam Review 2014 is your ticket to passing the Uniform Investment Adviser Law Examination—with flying colors!
Author : The Securities Institute of America, Inc.
Publisher : John Wiley & Sons
ISBN 13 : 1118857062
Total Pages : 494 pages
Book Rating : 4.1/5 (188 download)
Download or read book Wiley Series 65 Exam Review 2015 + Test Bank written by The Securities Institute of America, Inc. and published by John Wiley & Sons. This book was released on 2014-10-20 with total page 494 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment advisor representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2015 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you???re prepared mentally and strategically to take the test, it features: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 65 Exam Review 2015 is your ticket to passing the Uniform Investment Advisor Law Examination—with flying colors! Visit www.wileysecuritieslicensing.com for more information. The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include: Onsite classes Private tutoring Classroom training Interactive online video training classes State-of-the-art exam preparation software Printed textbooks Real-time tracking and reporting for managers and training directors As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world. To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877-218-1776.
Author : Lawrence Rosen
Publisher : NYU Press
ISBN 13 : 1479830410
Total Pages : 160 pages
Book Rating : 4.4/5 (798 download)
Download or read book The Rights of Groups written by Lawrence Rosen and published by NYU Press. This book was released on 2024-08-13 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Viewed through the lens of cultural theory, the concept of community that is vital to Americans' self-image is explored in a number of social and legal contexts, including recent decisions about abortion, Native rights, university investments, and the ownership of cultural property"--
Author : Harvey E. Bines
Publisher : Wolters Kluwer
ISBN 13 : 0735530483
Total Pages : 968 pages
Book Rating : 4.7/5 (355 download)
Download or read book Investment Management Law and Regulation written by Harvey E. Bines and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt: In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
Author : American Bar Association
Publisher :
ISBN 13 :
Total Pages : 392 pages
Book Rating : 4.F/5 ( download)
Download or read book Reports with Recommendations to the House of Delegates written by American Bar Association and published by . This book was released on 2001 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : The Securities Institute of America, Inc.
Publisher : John Wiley & Sons
ISBN 13 : 1118675436
Total Pages : 471 pages
Book Rating : 4.1/5 (186 download)
Download or read book Wiley Series 65 Exam Review 2013 + Test Bank written by The Securities Institute of America, Inc. and published by John Wiley & Sons. This book was released on 2013-06-13 with total page 471 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Uniform Investment Advisor Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. Each book is accompanied by an online test bank with 268 questions, organized by chapter. The questions included in the book have been included in this online test bank Topics Covered: Ethics and legal guidelines Investment strategies Investment vehicles Economics and analysis Test: 140 multiple-choice questions, 3 hours to complete the exam. Pre-requisites: A candidate is not required to have any other professional qualifications prior to taking the Series 65 exam, but in order to conduct fee-based securities business, most states require that an agent successfully complete the Series 65, in addition to obtaining a Series 6, 7, or 62 registration.
Author : Wiley
Publisher : John Wiley & Sons
ISBN 13 : 1119379911
Total Pages : 326 pages
Book Rating : 4.1/5 (193 download)
Download or read book Wiley FINRA Series 66 Exam Review 2017 written by Wiley and published by John Wiley & Sons. This book was released on 2017-03-14 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Passing the Uniform Combined State Law Examination (Series 66) qualifies an individual to represent both a broker-dealer and an investment adviser. It covers such topics as client investment strategies and ethical business practices. Taken as a corequisite with the Series 7 Exam, candidates must complete the Series 66 Exam in order to register as an agent with a state securities administrator." --
