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Author : William H. Edwards
Publisher :
ISBN 13 :
Total Pages : 23 pages
Book Rating : 4.:/5 (5 download)
Download or read book History of Securities Regulation in Arizona-- written by William H. Edwards and published by . This book was released on 1973 with total page 23 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard G. Himelrick
Publisher :
ISBN 13 :
Total Pages : 33 pages
Book Rating : 4.:/5 (13 download)
Download or read book A Historical Introduction to Arizona's Securities Laws written by Richard G. Himelrick and published by . This book was released on 2015 with total page 33 pages. Available in PDF, EPUB and Kindle. Book excerpt: The article recounts the history of Arizona's securities laws and the distinctly non-federal approach to civil liability that exists under Arizona securities law. Arizona's first securities legislation was a 1909 bucket-shop act that prohibited betting on price changes in securities and commodities. Three years later, in 1912, Arizona became the second state to enact a blue-sky law. Arizona supplemented the 1912 Act with two more blue-sky laws in 1917 and 1921. These early statutes included registration, licensing, and criminal provisions, but they did not provide for civil liability. In 1951, Arizona's legislature replaced the blue-sky laws with an entirely new securities act that included statutes that expressly provide for civil liability. The 1951 Act was enacted in the aftermath of highly publicized securities frauds for which existing securities laws provided inadequate civil remedies and criminal penalties. At the federal level, Congress has passed laws that curtail civil actions for securities fraud. Concurrently, the U.S. Supreme Court has repeatedly issued decisions that use strict-statutory interpretation and judicially identified policy considerations to curb civil liability for securities fraud. By contrast, Arizona's courts have interpreted Arizona's securities laws to expand civil liability. In interpreting Arizona's securities laws, the state's appellate courts have refused to follow federal securities law interpretations that do not advance the policy of investor protection that prompted passage of the 1951 Securities Act.
Author : Richard G. Himelrick
Publisher :
ISBN 13 : 9781467595315
Total Pages : 451 pages
Book Rating : 4.5/5 (953 download)
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2014-01-01 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : J. D. Nielsen
Publisher :
ISBN 13 : 9780887260476
Total Pages : 156 pages
Book Rating : 4.2/5 (64 download)
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 2000 with total page 156 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Murray Jacob Edelman
Publisher :
ISBN 13 :
Total Pages : 130 pages
Book Rating : 4.:/5 (89 download)
Download or read book Securities Regulation in the 48 States written by Murray Jacob Edelman and published by . This book was released on 1942 with total page 130 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Arizona Corporation Commission. Securities Division
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (162 download)
Download or read book Arizona Securities Act and Rules and Regulations of the Arizona Corporation Commission Governing Administration of the Securities Statutes written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1986 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Nancy Williams Bonnett
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (55 download)
Download or read book Arizona Advanced Corporate Securities Law written by Nancy Williams Bonnett and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard G. Himelrick
Publisher :
ISBN 13 :
Total Pages : 35 pages
Book Rating : 4.:/5 (13 download)
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2016 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: Both the Arizona Supreme Court and the Arizona legislature have approved using federal securities cases to interpret Arizona's securities statutes when federal law is settled and the Arizona and federal statutes are substantially the same. In practice though, federal law has limited utility. One reason is the U.S. Supreme Court's small volume of securities-law precedent. The Supreme Court averages only 1.3 securities cases per term. This leaves swaths of federal securities law on which the Supreme Court has not spoken and on which the lower-federal courts often disagree. The Supreme Court's decisions involve one or more of nine federal securities acts that frequently turn on uniquely federal issues of little or no relevance to state securities law. Differences in Supreme Court and Arizona securities-law policy and approaches to statutory interpretation further reduce the number of relevant federal cases. The article analyzes the 50 state and federal decisions interpreting Arizona securities law that have been reported since 1980. Through these cases, the article identifies the patterns and reasoning that have guided the courts in deciding when to rely on federal interpretations to interpret Arizona's securities statutes. The article concludes by presenting a set of interpretative principles through which truly relevant federal securities law can be identified.
Author : State Bar of Arizona. Continuing Legal Education
Publisher :
ISBN 13 :
Total Pages : 222 pages
Book Rating : 4.:/5 (968 download)
Download or read book What Every Arizona Lawyer Ought to Know about Securities Law written by State Bar of Arizona. Continuing Legal Education and published by . This book was released on 1977 with total page 222 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : J. D. Nielsen
Publisher :
ISBN 13 : 9780887260254
Total Pages : pages
Book Rating : 4.2/5 (62 download)
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard G. Himelrick
Publisher :
ISBN 13 :
Total Pages : 11 pages
Book Rating : 4.:/5 (13 download)
Download or read book Turning 60 written by Richard G. Himelrick and published by . This book was released on 2016 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Arizona's modern securities laws were enacted in 1951. The 1951 Securities Act replaced statutes enacted between 1912 and 1921. Stock swindles in the late 1940s exposed the weakness of these early securities laws. At the time, Arizona's post-war economy was booming. New business leaders and statesmen emerged who were committed to economic expansion and improved government. Committees were formed to plan for post-war growth and study improvements in Arizona's laws. One of these was a special committee formed to draft new securities legislation. Through the committee's work, legislation creating the Arizona Securities Division passed in 1949. That same year, Edward Hastings, who later became an SEC commissioner, was appointed as the state's first Securities Director. The article describes the background to Hastings' appointment and introduces the attorneys - Bud Jacobson, Joe Ralston, and Lorna Lockwood - who participated in drafting the 1949 legislation.After Hastings' appointment, he and Jacobson led the previously formed securities committee in drafting what became the 1951 Securities Act. A 1948 model act prepared by the Investment Bankers Association was used as a starting point. From that, Hastings, Jacobson, and the securities committee used their own insights, SEC comments, and suggestions from the state's business and legal community, to produce a nonuniform securities act that is unique to Arizona. The article briefly summarizes some of the 1951 Act's highlights and provides a short overview of the Act's early effects on Arizona's securities markets.
Author : J. Floreani
Publisher : Springer
ISBN 13 : 1137321830
Total Pages : 184 pages
Book Rating : 4.1/5 (373 download)
Download or read book The Economics of the Global Stock Exchange Industry written by J. Floreani and published by Springer. This book was released on 2013-11-14 with total page 184 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is an economic analysis of the stock exchange industry. The authors draw on theories from micro- and industrial economics to provide a detailed analysis of the industry structure, the strategic behaviour of key participants and the performance of stock exchanges.
Author : David L. Johnston
Publisher :
ISBN 13 : 9780433461227
Total Pages : pages
Book Rating : 4.4/5 (612 download)
Download or read book Canadian Securities Regulation written by David L. Johnston and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jeffrey Friedman
Publisher : University of Pennsylvania Press
ISBN 13 : 081220493X
Total Pages : 372 pages
Book Rating : 4.8/5 (122 download)
Download or read book What Caused the Financial Crisis written by Jeffrey Friedman and published by University of Pennsylvania Press. This book was released on 2011-06-06 with total page 372 pages. Available in PDF, EPUB and Kindle. Book excerpt: The deflation of the subprime mortgage bubble in 2006-7 is widely agreed to have been the immediate cause of the collapse of the financial sector in 2008. Consequently, one might think that uncovering the origins of subprime lending would make the root causes of the crisis obvious. That is essentially where public debate about the causes of the crisis began—and ended—in the month following the bankruptcy of Lehman Brothers and the 502-point fall in the Dow Jones Industrial Average in mid-September 2008. However, the subprime housing bubble is just one piece of the puzzle. Asset bubbles inflate and burst frequently, but severe worldwide recessions are rare. What was different this time? In What Caused the Financial Crisis leading economists and scholars delve into the major causes of the worst financial collapse since the Great Depression and, together, present a comprehensive picture of the factors that led to it. One essay examines the role of government regulation in expanding home ownership through mortgage subsidies for impoverished borrowers, encouraging the subprime housing bubble. Another explores how banks were able to securitize mortgages by manipulating criteria used for bond ratings. How this led to inaccurate risk assessments that could not be covered by sufficient capital reserves mandated under the Basel accords is made clear in a third essay. Other essays identify monetary policy in the United States and Europe, corporate pay structures, credit-default swaps, banks' leverage, and financial deregulation as possible causes of the crisis. With contributions from Richard A. Posner, Vernon L. Smith, Joseph E. Stiglitz, and John B. Taylor, among others, What Caused the Financial Crisis provides a cogent, comprehensive, and credible explanation of why the crisis happened. It will be an essential resource for scholars and students of finance, economics, history, law, political science, and sociology, as well as others interested in the financial crisis and the nature of modern capitalism and regulation.
Author : United States. Securities and Exchange Commission. Division of Market Regulation
Publisher :
ISBN 13 :
Total Pages : 462 pages
Book Rating : 4.A/5 ( download)
Download or read book Market 2000 written by United States. Securities and Exchange Commission. Division of Market Regulation and published by . This book was released on 1994 with total page 462 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress
Publisher :
ISBN 13 :
Total Pages : 1380 pages
Book Rating : 4.A/5 ( download)
Download or read book Congressional Record written by United States. Congress and published by . This book was released on 1971 with total page 1380 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)
Author :
Publisher :
ISBN 13 :
Total Pages : 168 pages
Book Rating : 4.3/5 (243 download)
Download or read book Compendium of State Privacy and Security Legislation written by and published by . This book was released on 1992 with total page 168 pages. Available in PDF, EPUB and Kindle. Book excerpt:
