Guide For Aml Auditors Fraud And Embezzlement

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Guide for AML Auditors - Fraud and Embezzlement

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533673411
Total Pages : 224 pages
Book Rating : 4.6/5 (734 download)

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Book Synopsis Guide for AML Auditors - Fraud and Embezzlement by : Bob Walsh

Download or read book Guide for AML Auditors - Fraud and Embezzlement written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-06-08 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book serves as a practical guide for anti-money laundering audit and compliance staff by providing a thorough description of fraud and embezzlement. Included is a review of the complex world of anti-money laundering and international banking and financial services. The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. He is convinced that providing AML/KYC audit and compliance staff with a better understanding of how fraud and embezzlement functions can dramatically improve compliance and audit results. This book is one of a series of AML audit guides written by Bob Walsh describing the functions and inner workings of key financial services. The information presented was compiled from his decades of in-depth, hands-on experience in the industry. This includes working with major international and domestic banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and with leading AML/KYC consulting agencies on some of the largest cases in banking history.

Fraud and Embezzlement

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781534600126
Total Pages : 146 pages
Book Rating : 4.6/5 (1 download)

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Book Synopsis Fraud and Embezzlement by : Bob Walsh

Download or read book Fraud and Embezzlement written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-06-08 with total page 146 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book serves as a practical guide for all financial, compliance and audit staff by providing a thorough description of fraud and embezzlement including a detailed review of the complex world of money laundering. Topics include: acts of fraud, management fraud, danger signs of embezzlement, detecting fraud, preventive measures and more. The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. He is convinced that providing AML/KYC audit and compliance staff with a better understanding of how fraud and embezzlement functions can dramatically improve compliance and audit results. This book is one of several AML compliance books written by Bob Walsh including a special series of guides prepared specifically for AML auditors. In addition, he has published books that describe the functions and inner workings of key financial services. The information presented was compiled from his decades of hands-on experience in the banking and financial industry working with major domestic and international banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and leading AML/KYC consulting agencies on some of the more notorious cases in banking history.

AML Auditing - Understanding Transaction Monitoring

Author : Bob Walsh
Publisher :
ISBN 13 : 9781539519744
Total Pages : pages
Book Rating : 4.5/5 (197 download)

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Book Synopsis AML Auditing - Understanding Transaction Monitoring by : Bob Walsh

Download or read book AML Auditing - Understanding Transaction Monitoring written by Bob Walsh and published by . This book was released on 2016-10-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include AML transaction monitoring! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how AML transaction monitoring and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The AML transaction monitoring topics described in this book include AML transaction monitoring practices, structuring of transactions, wire transfers, correspondent relationships, "red flag" suspicious activities, due-diligence research, Suspicious Activity Reports (SARs), Know Your Customer (KYC) requirements, CTRs, politically exposed persons (PEPs), "311" and "314" entities, case studies and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Understanding Fraud and Embezzlement

Author : Bob Walsh
Publisher :
ISBN 13 : 9781539591795
Total Pages : pages
Book Rating : 4.5/5 (917 download)

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Book Synopsis Understanding Fraud and Embezzlement by : Bob Walsh

Download or read book Understanding Fraud and Embezzlement written by Bob Walsh and published by . This book was released on 2016-10-14 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include monitoring fraud and embezzlement! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary AML auditing books written by Bob Walsh in which he details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of how fraud and embezzlement operates within financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include danger signs of embezzlement, types and nature of fraud, specific acts of fraud, detecting fraud, consequences of unprovable accusations, fraud prevention and more. In addition, a review is provided for the world of anti-money laundering, AML compliance programs, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), global custody services, the global securities industry, accounting requirements and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].

Understanding Clearing Corps and Depositories

Author : Bob Walsh
Publisher :
ISBN 13 : 9781539593775
Total Pages : pages
Book Rating : 4.5/5 (937 download)

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Book Synopsis Understanding Clearing Corps and Depositories by : Bob Walsh

Download or read book Understanding Clearing Corps and Depositories written by Bob Walsh and published by . This book was released on 2016-10-15 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass clearing corporations and securities depositories! This book serves as a practical guide for Anti-Money Laundering audit and compliance staff by describing the function and operation of clearing corporations and securities depositories around the world. In addition, this book addresses global custody services, the global securities industry, the complex world of Anti-money Laundering along with related audit and compliance concerns. The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. He is convinced that providing AML/KYC audit and compliance staff with a better understanding of how clearing corporations and securities depositories function can dramatically improve compliance and audit results. This book is one of a series of AML audit guides written by Bob Walsh describing the functions and inner workings of key financial services. The information presented was compiled from his decades of in-depth, hands-on experience in the banking and financial services industry. This includes working with domestic and international banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and with leading AML/KYC consulting agencies. Mr. Walsh continues to advise banks on AML/KYC compliance and technical training; he can be contacted by email at: [email protected].

A Guide to Forensic Accounting Investigation

Author : Thomas W. Golden
Publisher : John Wiley & Sons
ISBN 13 : 0471730327
Total Pages : 578 pages
Book Rating : 4.4/5 (717 download)

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Book Synopsis A Guide to Forensic Accounting Investigation by : Thomas W. Golden

Download or read book A Guide to Forensic Accounting Investigation written by Thomas W. Golden and published by John Wiley & Sons. This book was released on 2006-05-05 with total page 578 pages. Available in PDF, EPUB and Kindle. Book excerpt: Today's demanding marketplace expects auditors to take responsibility for fraud detection, and this expectation is buoyed by such legislation as the Sarbanes-Oxley Act and the Auditing Standard (SAS99), which requires increased performance on the part of the auditor to find material financial statement fraud. Written by three of the best forensic accountants and auditors, Thomas W. Golden, Steven L. Skalak, and Mona M. Clayton, The Auditor's Guide to Forensic Accounting Investigation explores exactly what assurances auditors should provide and suggests alternatives to giving the capital markets more of what they are requiring-greater assurances that the financial statements they rely upon for investment decisions are free of material error, including fraud. It reveals the surprising complexity of fraud deterrence, detection, and investigation, and offers a step-by-step approach to understanding that complexity. From basic techniques to intricate tests and technologies, The Auditor's Guide to Forensic Accounting Investigation is a rich, multifaceted, and fascinating answer to the need for wiser, savvier, better-trained financial statement and internal auditors who are thoroughly familiar with fraud detection techniques and the intricate, demanding work of forensic accounting specialists.

Guide for AML Auditors - Office of Foreign Assets Control

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533470614
Total Pages : 138 pages
Book Rating : 4.4/5 (76 download)

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Book Synopsis Guide for AML Auditors - Office of Foreign Assets Control by : Bob Walsh

Download or read book Guide for AML Auditors - Office of Foreign Assets Control written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 138 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include Office of Foreign Assets Control (OFAC)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how OFAC and financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include OFAC practices, global securities processing and custody, due-diligence research, Suspicious Activity Reports (SARs), Know Your Customer (KYC) requirements, politically exposed persons (PEPs), Foreign Corrupt Practices Act (FCPA), and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Understanding Investment Banking

Author : Bob Walsh
Publisher :
ISBN 13 : 9781539593072
Total Pages : pages
Book Rating : 4.5/5 (93 download)

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Book Synopsis Understanding Investment Banking by : Bob Walsh

Download or read book Understanding Investment Banking written by Bob Walsh and published by . This book was released on 2016-10-15 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass investment banking! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. He is convinced that providing audit and compliance professionals with a better understanding of how investment banking functions can dramatically improve related AML/KYC compliance and audit results. This book serves as a practical guide for financial, compliance and audit staff by providing a thorough description of investment banking and the complex world of money laundering. Topics covered include underwriting, market making, agent function, distribution, pricing, dilution, private placement, and more. This book is one in a series of extraordinary financial books in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The information presented was composed from his 30 years of hands-on experience in the banking and financial industry working with domestic and international banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and AML/KYC consulting agencies on some of the more notorious cases in banking history. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].

Money Laundering Awareness Handbook for Tax Examiners and Tax Auditors

Author : OECD
Publisher : OECD Publishing
ISBN 13 : 9264081097
Total Pages : 48 pages
Book Rating : 4.2/5 (64 download)

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Book Synopsis Money Laundering Awareness Handbook for Tax Examiners and Tax Auditors by : OECD

Download or read book Money Laundering Awareness Handbook for Tax Examiners and Tax Auditors written by OECD and published by OECD Publishing. This book was released on 2009-10-08 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt: The purpose of this handbook is to raise the awareness level of tax examiners and auditors on money laundering. It provides guidance in identifying money laundering during the conduct of normal tax audits. It also describes the resources and tools ...

AML Auditing - Understanding Kyc Compliance

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781539505280
Total Pages : pages
Book Rating : 4.5/5 (52 download)

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Book Synopsis AML Auditing - Understanding Kyc Compliance by : Bob Walsh

Download or read book AML Auditing - Understanding Kyc Compliance written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-10-12 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include Know Your Customer (KYC) compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how KYC compliance and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The KYC topics described in this book include retail and institutional account opening requirements, transaction monitoring, structuring, Currency Transaction Reporting (CTRs), due-diligence research, Suspicious Activity Reports (SARs), case studies and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Guide for AML Auditors - Subcustodian Network Management

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533473042
Total Pages : 194 pages
Book Rating : 4.4/5 (73 download)

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Book Synopsis Guide for AML Auditors - Subcustodian Network Management by : Bob Walsh

Download or read book Guide for AML Auditors - Subcustodian Network Management written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 194 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass international subcustodian network management and related audit and compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of subcustodian networks and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the complex structure and organization of subcustodian networks, correspondent relationships, global custody services, clearing corporations and securities depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Guide for AML Auditors - Clearing Corporations and Depositories

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533505224
Total Pages : 164 pages
Book Rating : 4.5/5 (52 download)

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Book Synopsis Guide for AML Auditors - Clearing Corporations and Depositories by : Bob Walsh

Download or read book Guide for AML Auditors - Clearing Corporations and Depositories written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-28 with total page 164 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include the international securities processing and global custody, and related audit and compliance issues! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of clearing corporations, securities depositories and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the structure and organization of the global securities industry, global custody services, subcustodians, clearing corporations and depositories, foreign exchange, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with major banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Guide for AML Auditors - Know Your Customer (Kyc) Compliance

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533451989
Total Pages : 154 pages
Book Rating : 4.4/5 (519 download)

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Book Synopsis Guide for AML Auditors - Know Your Customer (Kyc) Compliance by : Bob Walsh

Download or read book Guide for AML Auditors - Know Your Customer (Kyc) Compliance written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-24 with total page 154 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include Know Your Customer (KYC) compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how KYC compliance and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The KYC topics described in this book include retail and institutional account opening requirements, transaction monitoring, structuring, Currency Transaction Reporting (CTRs), due-diligence research, Suspicious Activity Reports (SARs), case studies and more. The material contained in Mr. Walsh's books was composed from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Guide for AML Auditors - Wire Transfers

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533470027
Total Pages : 140 pages
Book Rating : 4.4/5 (7 download)

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Book Synopsis Guide for AML Auditors - Wire Transfers by : Bob Walsh

Download or read book Guide for AML Auditors - Wire Transfers written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 140 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include wire transfers! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how wire transfers and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The wire transfer topics described in this book include wire transfer practices, SWIFT, ACH, Fedwire, analyzing wire transactions, suspicious wire activities, due-diligence research, Suspicious Activity Reports (SARs), Know Your Customer (KYC) requirements, politically exposed persons (PEPs), OFAC, FCPA, and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Guide for AML Auditors - Foreign Corrupt Practices Act

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781533470980
Total Pages : 136 pages
Book Rating : 4.4/5 (79 download)

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Book Synopsis Guide for AML Auditors - Foreign Corrupt Practices Act by : Bob Walsh

Download or read book Guide for AML Auditors - Foreign Corrupt Practices Act written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include compliance with the Foreign Corrupt Practices Act (FCPA)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how FCPA and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the Foreign Corrupt Practices Act, Know Your Customer (KYC) compliance, due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Aml Auditing -

Author : Bob Walsh
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781539527312
Total Pages : 138 pages
Book Rating : 4.5/5 (273 download)

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Book Synopsis Aml Auditing - by : Bob Walsh

Download or read book Aml Auditing - written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-10-13 with total page 138 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include Currency Transaction Reports (CTRs)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how CTRs and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The CTR topics described in this book include background and history of CTRs, structuring of transaction, due-diligence research, Suspicious Activity Reports (SARs), Know Your Customer requirements, politically exposed persons, "311" and "314" entities, and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].

Transnational Criminal Organizations, Cybercrime, and Money Laundering

Author : James R. Richards
Publisher : CRC Press
ISBN 13 : 9781420048728
Total Pages : 344 pages
Book Rating : 4.0/5 (487 download)

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Book Synopsis Transnational Criminal Organizations, Cybercrime, and Money Laundering by : James R. Richards

Download or read book Transnational Criminal Organizations, Cybercrime, and Money Laundering written by James R. Richards and published by CRC Press. This book was released on 1998-10-20 with total page 344 pages. Available in PDF, EPUB and Kindle. Book excerpt: WRITTEN BY A LAW ENFORCEMENT PROFESSIONAL FOR OTHER LAW ENFORCEMENT PERSONNEL IN THE TRENCHES This book examines the workings of organized criminals and criminal groups that transcend national boundaries. Discussions include methods used by criminal groups to internationally launder money; law enforcement efforts to counteract such schemes; and new methods and tactics to counteract transnational money laundering. A PRACTICAL GUIDE TO FACETS OF INTERNATIONAL CRIME AND MEASURES TO COMBAT THEM Intended for law enforcement personnel, bank compliance officers, financial investigators, criminal defense attorneys, and anyone interested in learning about the basic concepts of international crime and money laundering, this timely text explains: money laundering terms and phrases an overview of relevant federal agencies, transnational criminal organizations, and basic investigatory techniques the intricacies of wire transfers and cyberbanking the phenomenon of the "World Wide Web"