Reforming Corporate Retail Investor Protection

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509925872
Total Pages : 251 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Reforming Corporate Retail Investor Protection by : Diane Bugeja

Download or read book Reforming Corporate Retail Investor Protection written by Diane Bugeja and published by Bloomsbury Publishing. This book was released on 2019-12-12 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a 'fire-fighting' fashion without adequate consideration being given to the root causes of mis-selling. Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors – as opposed to corporate retail investors – by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories. This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.

Delivering Dispute Resolution

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509916903
Total Pages : 643 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Delivering Dispute Resolution by : Christopher Hodges

Download or read book Delivering Dispute Resolution written by Christopher Hodges and published by Bloomsbury Publishing. This book was released on 2019-10-17 with total page 643 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book reviews the techniques, mechanisms and architectures of the way disputes are processed in England and Wales. Adopting a comparative approach, it evaluates the current state of the main different types of dispute resolution systems, including business, consumer, personal injury, family, property, employment and claims against the state. It provides a holistic overview of the whole system and suggests both systemic and detailed reforms. Examining dispute resolution pathways from users' perspectives, the book highlights options such as ombudsmen, regulators, tribunals and courts as well as mediation and other ADR and ODR approaches. It maps numerous sectoral developments to see if learning might be spread to other sectors. Several recurrent themes arise, including the diversification in the use of techniques; adoption of digital, online and artificial technology; cost and funding constraints; the emergence of new intermediaries; the need to focus accessibility arrangements for people and businesses that need help with their problems; and identifying effective ways for achieving behavioural change. This timely study analyses the shift from adversarial legalism to softer means of resolving social problems, and points to a major opportunity to devise an imaginative and holistic strategic vision for the jurisdiction. This title is included in Bloomsbury Professional's International Arbitration online service.

The Stationery Office Annual Catalogue

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Publisher :
ISBN 13 :
Total Pages : 304 pages
Book Rating : 4.3/5 (243 download)

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Book Synopsis The Stationery Office Annual Catalogue by : Stationery Office (Great Britain)

Download or read book The Stationery Office Annual Catalogue written by Stationery Office (Great Britain) and published by . This book was released on 2016 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Semi-annual Report of the Consumer Financial Protection Bureau

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Publisher :
ISBN 13 :
Total Pages : 155 pages
Book Rating : 4.:/5 (21 download)

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Book Synopsis The Semi-annual Report of the Consumer Financial Protection Bureau by : United States. Congress. House. Committee on Financial Services

Download or read book The Semi-annual Report of the Consumer Financial Protection Bureau written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2013 with total page 155 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Delivering Collective Redress

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509918558
Total Pages : 367 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Delivering Collective Redress by : Christopher Hodges

Download or read book Delivering Collective Redress written by Christopher Hodges and published by Bloomsbury Publishing. This book was released on 2018-05-03 with total page 367 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book charts the transformative shifts in techniques that seek to deliver collective redress, especially for mass consumer claims in Europe. It shows how traditional approaches of class litigation (old technology) have been eclipsed by the new technology of regulatory redress techniques and consumer ombudsmen. It describes a series of these techniques, each illustrated by leading examples taken from a 2016 pan-EU research project. It then undertakes a comparative evaluation of each technique against key criteria, such as effective outcomes, speed, and cost. The book reveals major transformations in European legal systems, shows the overriding need to view legal systems from fresh viewpoints, and to devise a new integrated model.

MiFID II and Private Law

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509925317
Total Pages : 290 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis MiFID II and Private Law by : Federico Della Negra

Download or read book MiFID II and Private Law written by Federico Della Negra and published by Bloomsbury Publishing. This book was released on 2019-07-11 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt: In the wake of the global financial crisis, investors have suffered significant losses as a result of breaches of conduct of business rules in the distribution of financial instruments. MiFID II introduced new disclosure, distribution and product governance rules to strengthen the protection of investors but, like MiFID I, did not harmonise the civil law consequences for their violation. This book asks whether, in spite of the silence of the EU legislators, the MiFID II conduct of business rules may produce civil law effects, enabling investors to enforce them against investment firms before national courts and alternative dispute resolution (ADR) mechanisms. Building on the case law of the CJEU, the book shows the conditions under which the breach of MiFID II conduct of business rules should give rise to a private law remedy, and what remedies would be compatible with EU law. MiFID II and Private Law is an essential contribution to academic research in EU and financial law and will be a key text for policy-makers and legal practitioners working in the field of investor protection regulation and mis-selling litigation.

Textbook on Administrative Law

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Publisher : Oxford University Press
ISBN 13 : 0198713053
Total Pages : 557 pages
Book Rating : 4.1/5 (987 download)

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Book Synopsis Textbook on Administrative Law by : Peter. Leyland

Download or read book Textbook on Administrative Law written by Peter. Leyland and published by Oxford University Press. This book was released on 2016 with total page 557 pages. Available in PDF, EPUB and Kindle. Book excerpt: The eighth edition of Textbook on Administrative Low provides a concise and topical account of this fast-moving area of law. This edition remains as accessible as ever, fully exploring the core areas of the subject and setting them in a contextual framework. In addition to widespread recognition as an invaluable core text for LLB and GDL students, Textbook on Administrative Law is a stimulating introduction for postgraduates and for non-law undergraduates with an interest in the field. Key coverage: Fully updated and revised to reflect changes in the administrative state post 2015 election, Comprehensive analysis of developments in judicial review with reference to the main decisions including Evans, HS2, Sandiford, Pham, and Keyu, m Analysis of the main developments in human rights jurisprudence, Reference to developments in EU law and their impact on domestic administrative law, Revised discussion of ombudsmen and tribunals as non-judicial remedies Book jacket.

Financial Services and Markets Bill

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Author :
Publisher :
ISBN 13 : 9780108395086
Total Pages : 241 pages
Book Rating : 4.3/5 (95 download)

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Book Synopsis Financial Services and Markets Bill by : Great Britain. Parliament. House of Lords

Download or read book Financial Services and Markets Bill written by Great Britain. Parliament. House of Lords and published by . This book was released on 1999 with total page 241 pages. Available in PDF, EPUB and Kindle. Book excerpt:

An International Comparison of Financial Consumer Protection

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Publisher : Springer
ISBN 13 : 9811084416
Total Pages : 408 pages
Book Rating : 4.8/5 (11 download)

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Book Synopsis An International Comparison of Financial Consumer Protection by : Tsai-Jyh Chen

Download or read book An International Comparison of Financial Consumer Protection written by Tsai-Jyh Chen and published by Springer. This book was released on 2018-06-22 with total page 408 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores consumer protection in the major financial markets in the world and provides an international comparison among the countries of different cultural background and economic development. Each chapter describes the major issues of financial consumption in the selected country and the efforts to counter the problems of financial consumption. The innovation and renovation in the financial institutions and the public policies for consumer protection are also analyzed for their potential impacts on the future development of financial markets.

Development of Insurance in Angola

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Publisher : AuthorHouse
ISBN 13 : 1728386918
Total Pages : 160 pages
Book Rating : 4.7/5 (283 download)

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Book Synopsis Development of Insurance in Angola by : Israel Muchena

Download or read book Development of Insurance in Angola written by Israel Muchena and published by AuthorHouse. This book was released on 2019-04-11 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: It is widely expected that insurance will develop in Angola and countries rich in natural resources, but will it? Israel Muchena follows up the success of his award-winning book, Development of Insurance in Mozambique, by seeking to answer that question and many more in this research study. He begins by exploring the history and development of the insurance market of Angola. Get answers to questions such as: • What is the current insurance law of Angola? • What are the key conditions and criteria for authorisation of an insurance license? • What are the key insurance-related obligatory reporting requirements for insurers in Angola? The author also explains the role of insurance regulators in Angola, the entities legally allowed to conduct insurance business, what mechanisms exist to protect consumers when there are disputes, and more. Filled with insights on key challenges and opportunities related to insurance in Angola, this study highlights how to achieve increased penetration rates while fostering an environment conducive to success.

Ukraine

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Publisher : International Monetary Fund
ISBN 13 : 1513542311
Total Pages : 116 pages
Book Rating : 4.5/5 (135 download)

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Book Synopsis Ukraine by : International Monetary Fund. European Dept.

Download or read book Ukraine written by International Monetary Fund. European Dept. and published by International Monetary Fund. This book was released on 2015-08-04 with total page 116 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper discusses Ukraine’s First Review Under the Extended Arrangement. The authorities have made a strong start in implementing the program. All performance criteria (PCs) for end-March 2015 and, based on preliminary information, all PCs for end-June were met. Eight benchmarks were completed, albeit four of them with a delay and two were converted into prior actions for this review. Discussions with creditors have made progress toward a debt operation that would restore fiscal sustainability. In view of the authorities’ performance under the program, their policy commitments for the period ahead, and progress toward a debt operation in line with its stated objectives, the IMF staff recommends the completion of the first review.

Billboard

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Publisher :
ISBN 13 :
Total Pages : 774 pages
Book Rating : 4./5 ( download)

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Book Synopsis Billboard by :

Download or read book Billboard written by and published by . This book was released on 2010-07-03 with total page 774 pages. Available in PDF, EPUB and Kindle. Book excerpt: In its 114th year, Billboard remains the world's premier weekly music publication and a diverse digital, events, brand, content and data licensing platform. Billboard publishes the most trusted charts and offers unrivaled reporting about the latest music, video, gaming, media, digital and mobile entertainment issues and trends.

The Consumer Financial Protection Bureau's Semiannual Report to Congress

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Publisher :
ISBN 13 :
Total Pages : 236 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Consumer Financial Protection Bureau's Semiannual Report to Congress by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book The Consumer Financial Protection Bureau's Semiannual Report to Congress written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2015 with total page 236 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Research Handbook on EU Administrative Law

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Publisher : Edward Elgar Publishing
ISBN 13 : 1784710687
Total Pages : 653 pages
Book Rating : 4.7/5 (847 download)

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Book Synopsis Research Handbook on EU Administrative Law by : Carol Harlow

Download or read book Research Handbook on EU Administrative Law written by Carol Harlow and published by Edward Elgar Publishing. This book was released on 2017-02-24 with total page 653 pages. Available in PDF, EPUB and Kindle. Book excerpt: Key chapters, written by leading experts across the field, engage with important ongoing debates in the field of EU administrative law, focusing on areas of topical interest such as financial markets, the growing security state and problematic common asylum procedures. In doing so, they provide a summary of what we know, don’t know and ought to know about EU administrative law. Examining the control functions of administrative law and the machinery for accountability, this Research Handbook eloquently challenges areas of authoritarian governance, such as the Eurozone and security state, where control and accountability are weak and tackles the seemingly insoluble question of citizen ‘voice’ and access to policy-making.

Bowker's Law Books and Serials in Print

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Publisher :
ISBN 13 :
Total Pages : 1324 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Bowker's Law Books and Serials in Print by :

Download or read book Bowker's Law Books and Serials in Print written by and published by . This book was released on 1984 with total page 1324 pages. Available in PDF, EPUB and Kindle. Book excerpt:

F&S Index Europe Annual

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Publisher :
ISBN 13 :
Total Pages : 1228 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis F&S Index Europe Annual by :

Download or read book F&S Index Europe Annual written by and published by . This book was released on 1995 with total page 1228 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Working Mother

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Publisher :
ISBN 13 :
Total Pages : 228 pages
Book Rating : 4./5 ( download)

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Book Synopsis Working Mother by :

Download or read book Working Mother written by and published by . This book was released on 2000-10 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: The magazine that helps career moms balance their personal and professional lives.