Fundamentals of Financial Instruments

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Publisher : John Wiley & Sons
ISBN 13 : 1119816610
Total Pages : 565 pages
Book Rating : 4.1/5 (198 download)

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Book Synopsis Fundamentals of Financial Instruments by : Sunil K. Parameswaran

Download or read book Fundamentals of Financial Instruments written by Sunil K. Parameswaran and published by John Wiley & Sons. This book was released on 2022-03-22 with total page 565 pages. Available in PDF, EPUB and Kindle. Book excerpt: In the newly revised Second Edition of Fundamentals of Financial Instruments: An Introduction to Stocks, Bonds, Foreign Exchange, and Derivatives, renowned finance trainer Sunil Parameswaran delivers a comprehensive introduction to the full range of financial products commonly offered in the financial markets. Using clear, worked examples of everything from basic equity and debt securities to complex instruments—like derivatives and mortgage-backed securities – the author outlines the structure and dynamics of the free-market system and explores the environment in which financial instruments are traded. This one-of-a-kind book also includes: New discussions on interest rate derivatives, bonds with embedded options, mutual funds, ETFs, pension plans, financial macroeconomics, orders and exchanges, and Excel functions for finance Supplementary materials to enhance the reader’s ability to apply the material contained within A foundational exploration of interest rates and the time value of money Fundamentals of Financial Instruments is the ideal resource for business school students at the undergraduate and graduate levels, as well as anyone studying financial management or the financial markets. It also belongs on the bookshelves of executive education students and finance professionals seeking a refresher on the fundamentals of their industry.

The Handbook of Financial Instruments

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Publisher : John Wiley & Sons
ISBN 13 : 111952296X
Total Pages : 820 pages
Book Rating : 4.1/5 (195 download)

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Book Synopsis The Handbook of Financial Instruments by : Frank J. Fabozzi

Download or read book The Handbook of Financial Instruments written by Frank J. Fabozzi and published by John Wiley & Sons. This book was released on 2018-05-14 with total page 820 pages. Available in PDF, EPUB and Kindle. Book excerpt: An investor's guide to understanding and using financial instruments The Handbook of Financial Instruments provides comprehensive coverage of a broad range of financial instruments, including equities, bonds (asset-backed and mortgage-backed securities), derivatives (equity and fixed income), insurance investment products, mutual funds, alternative investments (hedge funds and private equity), and exchange traded funds. The Handbook of Financial Instruments explores the basic features of each instrument introduced, explains their risk characteristics, and examines the markets in which they trade. Written by experts in their respective fields, this book arms individual investors and institutional investors alike with the knowledge to choose and effectively use any financial instrument available in the market today. John Wiley & Sons, Inc. is proud to be the publisher of the esteemed Frank J. Fabozzi Series. Comprising nearly 100 titles-which include numerous bestsellers—The Frank J. Fabozzi Series is a key resource for finance professionals and academics, strategists and students, and investors. The series is overseen by its eponymous editor, whose expert instruction and presentation of new ideas have been at the forefront of financial publishing for over twenty years. His successful career has provided him with the knowledge, insight, and advice that has led to this comprehensive series. Frank J. Fabozzi, PhD, CFA, CPA, is Editor of the Journal of Portfolio Management, which is read by thousands of institutional investors, as well as editor or author of over 100 books on finance for the professional and academic markets. Currently, Dr. Fabozzi is an adjunct Professor of Finance at Yale University's School of Management and on the board of directors of the Guardian Life family of funds and the Black Rock complex of funds.

The Future of Investing

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Publisher : John Wiley & Sons
ISBN 13 : 9780470517116
Total Pages : 292 pages
Book Rating : 4.5/5 (171 download)

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Book Synopsis The Future of Investing by : Chris Skinner

Download or read book The Future of Investing written by Chris Skinner and published by John Wiley & Sons. This book was released on 2007-06-29 with total page 292 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Markets in Financial Instruments Directive (MiFID) is the biggest change programme Europe’s capital markets have ever attempted. It takes all the protection away from Europe’s Stock Exchanges and forces investment banks, brokers and dealers to guarantee best execution. The organisational, process and technology changes demanded by the MiFID are massive. In order to understand these challenges, industry commentator Chris Skinner has gathered the views of Europe’s leading figures in the MiFID community to discuss its implications. From an introduction from the European Business School and European Commission, through the views of leaders in the key constituencies of MiFID Connect and the MiFID Joint Working Group, through to organisations supporting the markets such as Reuters and SWIFT, this book provides a 360-degree perspective of the world of investing in Europe’s markets after the MiFID implementation. Anyone who has anything to do with dealing, trading and investing in European equities and instruments will find this book an essential guide to the markets now and into the future. With this book as their guide, readers will understand: • The key MiFID business issues • How to implement the directive • How it will affect the markets once it comes into force

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007

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Publisher :
ISBN 13 : 9780110756905
Total Pages : 40 pages
Book Rating : 4.7/5 (569 download)

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Book Synopsis The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 by : Great Britain

Download or read book The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 written by Great Britain and published by . This book was released on 2007-01-31 with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2). Issued: 02.02.2007. Made: 24.01.2007. Laid: -. Coming into force: 01.04.2007; 01.11.2007, in accord, with reg. 1(2). Effect: 2000 c.8 amended also 13 Acts & 7 SIs amended. Territorial extent & classification: E/W/S/NI. General. EC note: These Regulations implement, in part, Directive 2004/39/EC on markets in financial instruments. Partially revoked by SI 2013/3115 (ISBN 9780111106976)

Capital Markets Law and Compliance

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Publisher : Cambridge University Press
ISBN 13 : 1139471228
Total Pages : 19 pages
Book Rating : 4.1/5 (394 download)

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Book Synopsis Capital Markets Law and Compliance by : Paul Nelson

Download or read book Capital Markets Law and Compliance written by Paul Nelson and published by Cambridge University Press. This book was released on 2008-01-10 with total page 19 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Markets in Financial Instruments Directive (MiFID) is a detailed re-writing of the regulation of capital markets. To the extent those rules permit, the Financial Services Authority (FSA) is also introducing high-level 'principles-based regulation'. In response to this, Paul Nelson presents practical guidance on the regulation of the capital markets, ranging from new issues and IPOs to investment banking, broker-dealing and asset management. All laws and rules relevant to the regulation of the capital markets are explained and put into context within the economic operation of markets, institutions and products, the European Single Market, the FSA's policies and objectives, the historical evolution of the regulations and the general civil and criminal law. Drawing on 30 years' experience as a practitioner, and referring to a vast range of supporting materials, the author provides an insightful analysis and critique of the rules, the rule makers and the institutions.

Practical Guide to Financial Instruments

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Publisher : Bloomsbury Publishing
ISBN 13 : 9390176395
Total Pages : 800 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Practical Guide to Financial Instruments by : Santosh Maller

Download or read book Practical Guide to Financial Instruments written by Santosh Maller and published by Bloomsbury Publishing. This book was released on 2021-05-15 with total page 800 pages. Available in PDF, EPUB and Kindle. Book excerpt: About the book Accounting for financial instruments under Ind AS is generally complex. In India, we do not have much of a history of a comprehensive and robust accounting framework for financial instruments. Historically, accounting for financial instruments is primarily based on form rather than the contractual terms of instruments. Focus on accounting for financial instruments started only since 2007. Owing to global financial crisis which raised issues regarding accounting treatment of financial instruments, various accounting standards setting bodies examined the robustness of accounting for financial instruments. Further, Ind AS transition resulted in high-quality, principles-based, globally comparable financial reporting of large Indian companies. Accounting for financial instruments under Ind AS is quite robust and comprehensive. Towards this end, this book attempts to provide insights and in-depth analysis on interpretative issues and complex principles in the Ind ASs dealing with financial instruments. The requirements of Ind AS 32, Financial instruments: Presentation, Ind AS 109, Financial instruments, and Ind AS 107 Financial instruments: Disclosures are extensively dealt with. There are separate chapters addressing: Scope of the requirements. Debt/equity classification. Classification. Recognition and Derecognition. Subsequent measurement. Fair values and impairment. Hedge accounting. Presentation and Disclosures. Implications on key provisions of Companies Act, 2013. ICAI's Guidance Note on Accounting for Derivative Contracts. This book is intended to help the companies to identify Ind AS requirements that are relevant to them and evaluate various aspects of financial instruments accounting. The book would be an immensely useful referencer for professionals, practitioners and corporates. Key features - To simplify the reading experience, the chapters include a brief, easy to understand, summary of the relevant topic, followed by Frequently Asked Questions (FAQs) on the chapter. - Covers examples-based illustrations of complex topics. - Covers case studies on hedge accounting with journal entries, guidance for hedge documentation and effectiveness testing. - Includes real life extracts of disclosures of financial instruments. - Covers the amendment related to LIBOR and other interbank offered rates ('IBORs') issued by the Ministry of Corporate Affairs vide Companies (Indian Accounting Standards) Amendment Rules, 2020 on 24 July, 2020. - Covers key implications of Ind AS under Companies Act, 2013.About the book

The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007

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Author :
Publisher :
ISBN 13 : 9780110781914
Total Pages : 8 pages
Book Rating : 4.7/5 (819 download)

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Book Synopsis The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 by : Great Britain

Download or read book The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment No. 2) Regulations 2007 written by Great Britain and published by . This book was released on 2007-07-31 with total page 8 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2). Issued: 31.07.2007. Made: 24.07.2007. Laid: 25.07.2007. Coming into force: 15.08.2007 & 01.11.2007 in accord. wih reg. 1 (2). Effect: S.I. 2007/126 amended. Territorial extent & classification: E/W/S/NI. General. EC notes: These Regulations implement in part Directive 2004/39/EC on markets in financial instruments. The Directive is also implemented by other statutory instruments including the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384) and by the Financial Services Authority using powers under the Financial Services and Markets Act 2000 (c. 8). The regs also partially replace the transitional provision made in regulation 7(3) of the principal Regulations for UK investment firms authorised to passport the non-core service of investment advice under Council Directive 93/22/EEC of on investment services in the securities field

The Markets in Financial Instruments Directive: Banking on Market and Supervisory Efficiency

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Publisher :
ISBN 13 : 9781283515566
Total Pages : 25 pages
Book Rating : 4.5/5 (155 download)

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Book Synopsis The Markets in Financial Instruments Directive: Banking on Market and Supervisory Efficiency by : Fran Haas

Download or read book The Markets in Financial Instruments Directive: Banking on Market and Supervisory Efficiency written by Fran Haas and published by . This book was released on 2007-10-01 with total page 25 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Markets in Financial Instruments Directive (MiFID) which comes to life on November 1, 2007, represents a major step toward the creation of a single, more competitive, cross-border securities market in Europe. Together with other components of the European Commission's Financial Services Action Plan, MiFID has the potential to significantly transform the provision of financial services and the functioning of capital markets in Europe. This paper assesses the directive and the dynamics it creates from a broad perspective, focusing on those aspects that carry relatively higher transformation potential, and on the appropriate supervisory arrangements for European securities markets once MiFID is operational.

The Markets in Financial Instruments Directive (Consequential Amendments) Regulations 2007

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Author :
Publisher :
ISBN 13 : 9780110788401
Total Pages : 8 pages
Book Rating : 4.7/5 (884 download)

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Book Synopsis The Markets in Financial Instruments Directive (Consequential Amendments) Regulations 2007 by : Great Britain

Download or read book The Markets in Financial Instruments Directive (Consequential Amendments) Regulations 2007 written by Great Britain and published by . This book was released on 2007-10-12 with total page 8 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2). Issued: 12.10.2007. Made: 09.10.2007. Laid: 09.10.2007. Coming into force: 01.11.2007. Effect: 1985 c. 6; 2006 c.46 amended & S.I. 1986/1032 (N.I.6); 2001/1090, 3084; S.R. 2004/307 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These Regulations are made in consequence of Directive 2004/39/EC on markets in financial instruments ("MiFID")

The Markets in Financial Instruments Directive

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Author :
Publisher : International Monetary Fund
ISBN 13 :
Total Pages : 30 pages
Book Rating : 4.:/5 (318 download)

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Book Synopsis The Markets in Financial Instruments Directive by : François Haas

Download or read book The Markets in Financial Instruments Directive written by François Haas and published by International Monetary Fund. This book was released on 2007-10 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Markets in Financial Instruments Directive (MiFID) which comes to life on November 1, 2007, represents a major step toward the creation of a single, more competitive, cross-border securities market in Europe. Together with other components of the European Commission's Financial Services Action Plan, MiFID has the potential to significantly transform the provision of financial services and the functioning of capital markets in Europe. This paper assesses the directive and the dynamics it creates from a broad perspective, focusing on those aspects that carry relatively higher transformation potential, and on the appropriate supervisory arrangements for European securities markets once MiFID is operational.

Financial Instruments and Institutions

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Publisher : John Wiley & Sons
ISBN 13 : 0470139579
Total Pages : 616 pages
Book Rating : 4.4/5 (71 download)

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Book Synopsis Financial Instruments and Institutions by : Stephen G. Ryan

Download or read book Financial Instruments and Institutions written by Stephen G. Ryan and published by John Wiley & Sons. This book was released on 2007-04-10 with total page 616 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is an authoritative guide to the accounting and disclosure rules for financial institutions and instruments. It provides guidance from a “fair value” perspective and demonstrates the simplest and most natural measurement basis for reporting financial instruments, as is relevant for thrifts, mortgage banks, commercial banks, and property-casualty and life insurers.

Asset Backed Securities

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Publisher : GRIN Verlag
ISBN 13 : 3656410003
Total Pages : 24 pages
Book Rating : 4.6/5 (564 download)

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Book Synopsis Asset Backed Securities by : Johann Gross

Download or read book Asset Backed Securities written by Johann Gross and published by GRIN Verlag. This book was released on 2013-04-15 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt: Seminar paper from the year 2013 in the subject Economics - Finance, grade: 1,3, University of applied sciences, Nürnberg (IOM), course: Financial Management, language: English, abstract: This paper occupies with asset-backed securities as a financing instrument for companies and as an investment for investors. It shows the advantages of this financing vehicle. Firms can get a quick access to the financial markets and clean up their balance sheet and creditworthiness by selling receivables out of their assets. Investors get a good return on their input and help organizations financing themselves. But heavy risks, like securitization risks, regulatory risks, counterpart risks, economical risks and wrong rating risks can endanger the financial transaction and lead into a financial default. The greed of investment banks, bad economical circumstances and at least a deficient risk management of companies helped ABS products becoming a main role during the financial crisis of 2007. During the financial crisis ABS products lost their natural status as financing instruments and became something like financial investments.

Stricto Sensu Investor Protection under MiFID II

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Publisher : Cambridge Scholars Publishing
ISBN 13 : 1527515680
Total Pages : 248 pages
Book Rating : 4.5/5 (275 download)

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Book Synopsis Stricto Sensu Investor Protection under MiFID II by : Christos Gortsos

Download or read book Stricto Sensu Investor Protection under MiFID II written by Christos Gortsos and published by Cambridge Scholars Publishing. This book was released on 2018-07-27 with total page 248 pages. Available in PDF, EPUB and Kindle. Book excerpt: This study analyses Articles 24-30 of Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 “on markets in financial instruments” (MiFID II), which govern, as of January 2018, the most important aspects of investor protection of clients to whom credit institutions and investment firms provide investment services. These Articles contain code-of-conduct and product governance rules, which constitute cornerstones of contemporary EU capital markets law as shaped to address the weaknesses revealed in capital markets’ micro-prudential regulation and supervision after the recent international financial crisis of 2007-2009. The book concisely identifies the elements of continuity and change in relation to the repealed Directive 2004/39/EC (MiFID I), while also presenting the detailed delegated acts of the European Commission and Guidelines of the European Securities and Markets Authority (ESMA), which were adopted on the basis of Articles 24-30 MiFID II.

Markets in Financial Instruments Directive - MiFID.

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Publisher :
ISBN 13 :
Total Pages : 12 pages
Book Rating : 4.:/5 (13 download)

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Book Synopsis Markets in Financial Instruments Directive - MiFID. by : Maria Giovanna Cerini

Download or read book Markets in Financial Instruments Directive - MiFID. written by Maria Giovanna Cerini and published by . This book was released on 2014 with total page 12 pages. Available in PDF, EPUB and Kindle. Book excerpt: Approved in April 2004, the Directive 2004/39/EC (Markets in Financial Instruments Directive, or MiFID) radically innovates the community legislative framework on the offer of investment services. Notwithstanding the complexity and variety of the issues addressed, the objectives of MiFID are clear: a) stimulate competition, repealing regulated market trading concentration obligations and facilitating the offer of cross-border investment services; b) strengthen market integrity, efficiency, and transparency by setting out detailed rules on trade execution; c) ensure investor protection and set uniform rules of conduct in the relations between investment firms and their clients; d) introduce minimum organizational requirements for investment firms. MiFID has been transposed into Italian legislation in 2007, adding a number of significant amendments to the Consolidated Law on Financial Intermediation (Testo Unico della Finanza, or TUF) and related Regulations.

An Introduction to the Law on Financial Investment

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509941835
Total Pages : 542 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis An Introduction to the Law on Financial Investment by : Iain G MacNeil

Download or read book An Introduction to the Law on Financial Investment written by Iain G MacNeil and published by Bloomsbury Publishing. This book was released on 2012-01-20 with total page 542 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the publication of the first edition of this book in 2005, the world of financial investment has experienced an unprecedented boom followed by a spectacular bust. Significant changes have been proposed and in some cases implemented in areas such as the structure of regulation, the organisation of markets, supervision of market participants and the protection of consumers. The second edition takes account of these developments, integrating them into an analytical framework that enables the reader to develop a critical overview of the role of general legal rules and specialised systems of regulation in financial investment. The framework focuses on the role of contract, trusts and regulation as the primary legal influences for financial investment. The first part explores the relationship between investment, law and regulation. The second part examines the nature of investments and investors, both professional and private. The third part discusses the central role of corporate finance and corporate governance in linking investors with enterprises that require external capital. The fourth part examines the nature, operation and regulation of markets and the participants that support the functioning of the markets. The objective remains to provide a broadly-based and critical account of the role of law in financial investment. "MacNeil's eloquent and informative distillation of the regulatory fundamentals of investment law gives his book much international relevance...a timely contribution to help readers decipher the seemingly inextricable maze of financial regulation...Practitioners and legal policy advisers will..welcome it. They should find enlightening the book's careful scrutiny of the trust and contractual foundations of investment law and practice." Benjamin J Richardson Journal of International Banking Law and Regulation, Vol 22 Issue 1, 2007 ...a fascinating and informative book...thoroughly recommended as a learned but at the same time very readable introduction to the law of financial investment Gerard McCormack Banking and Finance Law Review, Volume 21 No 2, June 2006 ...very informative tool that introduces in a very friendly and accessible manner the nearly inextricable world of financial investment laws. Fadi Moghaizel International Company and Commercial Law Review, Vol. 17 No 2, February 2006

Futurisation of Swaps & OTC Market Regulation with MIFIR and MIFID II

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Publisher : GRIN Verlag
ISBN 13 : 3668776571
Total Pages : 17 pages
Book Rating : 4.6/5 (687 download)

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Book Synopsis Futurisation of Swaps & OTC Market Regulation with MIFIR and MIFID II by : Sabrina Schleimer

Download or read book Futurisation of Swaps & OTC Market Regulation with MIFIR and MIFID II written by Sabrina Schleimer and published by GRIN Verlag. This book was released on 2018-08-20 with total page 17 pages. Available in PDF, EPUB and Kindle. Book excerpt: Seminar paper from the year 2018 in the subject Business economics - Investment and Finance, grade: 1,0, University of Strathclyde (Business School), course: Derivatives and Treasury Management, language: English, abstract: The necessity of increased stabilisation and regulation of financial markets, especially over-the-counter markets, has received increased international attention following the financial crisis of 2007-08.1 Previously, swap markets were largely ‘in the dark’ when compared to exchange traded derivatives. The reactionary regulation, the Dodd-Frank Act, has severely tightened the OTC swaps markets through standardisation, increased collateral requirements and reporting standards and a more refined clearing mandate; to continue our analogy, it has sought to bring the swaps market into the light. Due to this increased regulation and subsequent increased costs associated with trading swaps, large swathes of swap trading migrated onto futures exchanges, in a process known as swap futurisation. This offered market participants regulatory certainty as well as a reduction in some of the more onerous costs and requirements under the Dodd-Frank Act. With eight years of trading under the Dodd-Frank regulation, our investigation into the advantages and disadvantages of swap futurisation will focus on trends seen in American data. Following on we will look more closely at the European Union’s response, namely the Markets in Financial Instruments Directive II and the Markets in Financial Instruments Regulation.

New Financial Instruments and Institutions

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Author :
Publisher : Brookings Institution Press
ISBN 13 : 0815729847
Total Pages : 242 pages
Book Rating : 4.8/5 (157 download)

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Book Synopsis New Financial Instruments and Institutions by : Yasuyuki Fuchita

Download or read book New Financial Instruments and Institutions written by Yasuyuki Fuchita and published by Brookings Institution Press. This book was released on 2007-11-01 with total page 242 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Brookings Institution Press and Nomura Institute of Capital Markets Research publication New financial instruments—such as structured financial products and exchange-traded funds—and new financial institutions—including hedge funds and private-equity funds—present opportunities as well as policy and regulatory challenges in U.S. and Japanese financial markets. This book presents cutting-edge research from experts in academia and the financial industry on new instruments and new institutions while contrasting their developments in the different countries. The contributors highlight the innovative way in which Japanese financiers and government officials have learned from the U.S. regarding the introduction of new instruments into their market. New Financial Instruments and Institutions continues the productive collaboration between the Brookings Institution and the Nomura Institute of Capital Markets Research in examining current issues in capital and financial markets. Contributors include Jennifer Bethel (Babson College),Todd Broms (Managed ETFs, LLC), Frank Edwards (Columbia Business School), Allen Ferrell (Harvard Law School),Yasuyuki Fuchita (Nomura Institute of Capital Markets Research), Gary Gastineau (Managed ETFs, LLC), Ken Lehn (University of Pittsburgh), Josh Lerner (Harvard Business School), Frank Partnoy (University of San Diego Law School), Adam Posen (Institute for International Economics), Ken Scott (Stanford Law School), Steve G. Segal (Boston University, J.W. Childs Associates),Yuta Seki (Nomura Institute of Capital Markets Research, New York), Erik Sirri (Babson College), and Randall Thomas (Vanderbilt Law School).