Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526504219
Total Pages : 482 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions by : Paul Fontes

Download or read book Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 482 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.

A Practitioner's Guide to EU Financial Services Directives

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Publisher :
ISBN 13 : 9781898830696
Total Pages : 403 pages
Book Rating : 4.8/5 (36 download)

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Book Synopsis A Practitioner's Guide to EU Financial Services Directives by : Michael Raffan

Download or read book A Practitioner's Guide to EU Financial Services Directives written by Michael Raffan and published by . This book was released on 2003 with total page 403 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Guide to Sanctions

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Publisher :
ISBN 13 : 9781838628741
Total Pages : 0 pages
Book Rating : 4.6/5 (287 download)

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Book Synopsis The Guide to Sanctions by : Rachel Barnes (Lawyer)

Download or read book The Guide to Sanctions written by Rachel Barnes (Lawyer) and published by . This book was released on 2022 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Conduct and Accountability in Financial Services

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526505223
Total Pages : 359 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Conduct and Accountability in Financial Services by : Stacey English

Download or read book Conduct and Accountability in Financial Services written by Stacey English and published by Bloomsbury Publishing. This book was released on 2018-11-23 with total page 359 pages. Available in PDF, EPUB and Kindle. Book excerpt: Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability? The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM&CR) being implemented across all FSMA-regulated firms. Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive and expert guidance on how best to implement and comply with the SM&CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk. A must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations, it covers: The context and regulatory basis for SM&CR including an overview of the development and roll-out of the regime Analysis of key changes from the previous 'approved person' approach Practical considerations for HR, internal audit and non-executive directors The increasing role of culture and conduct risk A practical overview of enforcement, penalties and learning lessons from enforcement actions Overarching principles of how to manage personal regulatory risk Regulatory relationship management The impact of technology An overview of related global developments Appendices with timeline, bibliography and a selection of other useful sources for senior managers Conduct and Accountability in Financial Services: A Practical Guide is on the syllabus reading list for the Regulation and Compliance exam offered by the Chartered Institute of Securities and Investments.

The Employment Tribunals Handbook: Practice, Procedure and Strategies for Success

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526517183
Total Pages : 595 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis The Employment Tribunals Handbook: Practice, Procedure and Strategies for Success by : John-Paul Waite

Download or read book The Employment Tribunals Handbook: Practice, Procedure and Strategies for Success written by John-Paul Waite and published by Bloomsbury Publishing. This book was released on 2021-06-25 with total page 595 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Employment Tribunals Handbook: Practice, Procedure and Strategies for Success, Sixth Edition is a comprehensive guide to bringing and defending a claim in the employment tribunal. Using a step-by-step structure, with clear examples and illustrations of the rules and principles, it covers every stage from pre-action procedure and protocols through to conducting the hearing itself, as well as the appeal process. It provides commentary, practical examples and illustrations of rules and principles to place law and procedure in context, alongside precedents and templates for drafting key documents. The Sixth Edition includes coverage of the changes to the tribunal fees structure after the Supreme Court deemed some associate fees unlawful, as well as changes to the rules of procedure and the associated claims process and forms. The Employment Tribunals Handbook offers tactical insights to maximise a litigant's prospect of success and will help the reader to: - Commence or defend employment tribunal claims - Prepare for and conduct preliminary hearings - Negotiate settlement of claims - Prepare for and conduct the full hearing - Calculate and obtain the appropriate remedy This is an essential title for all those who appear in employment tribunals, including solicitors, barristers, HR professionals, trade union officials and litigants in person.

Women, Business and the Law 2021

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Publisher : World Bank Publications
ISBN 13 : 1464816530
Total Pages : 381 pages
Book Rating : 4.4/5 (648 download)

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Book Synopsis Women, Business and the Law 2021 by : World Bank

Download or read book Women, Business and the Law 2021 written by World Bank and published by World Bank Publications. This book was released on 2021-04-05 with total page 381 pages. Available in PDF, EPUB and Kindle. Book excerpt: Women, Business and the Law 2021 is the seventh in a series of annual studies measuring the laws and regulations that affect women’s economic opportunity in 190 economies. The project presents eight indicators structured around women’s interactions with the law as they move through their lives and careers: Mobility, Workplace, Pay, Marriage, Parenthood, Entrepreneurship, Assets, and Pension. This year’s report updates all indicators as of October 1, 2020 and builds evidence of the links between legal gender equality and women’s economic inclusion. By examining the economic decisions women make throughout their working lives, as well as the pace of reform over the past 50 years, Women, Business and the Law 2021 makes an important contribution to research and policy discussions about the state of women’s economic empowerment. Prepared during a global pandemic that threatens progress toward gender equality, this edition also includes important findings on government responses to COVID-19 and pilot research related to childcare and women’s access to justice.

Financial Services Law Guide

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526517795
Total Pages : 510 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Financial Services Law Guide by : Andrew Haynes

Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 510 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

The ICSID Convention, Regulations and Rules

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Publisher : Edward Elgar Publishing
ISBN 13 : 1786435241
Total Pages : 1504 pages
Book Rating : 4.7/5 (864 download)

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Book Synopsis The ICSID Convention, Regulations and Rules by : Julien Fouret

Download or read book The ICSID Convention, Regulations and Rules written by Julien Fouret and published by Edward Elgar Publishing. This book was released on 2019-12-27 with total page 1504 pages. Available in PDF, EPUB and Kindle. Book excerpt: This major new commentary on the ICSID Convention, Regulations and Rules offers a new, forward-looking and highly practical interpretation of the convention and its associated documents. It is the first commentary to provide systematic article-by-article coverage not only of the Convention itself, but also of the institution rules, the ICSID arbitration rules and the ICSID administrative and financial regulations. Written by a team of leading experts from private practice, government and academia, this uniquely comprehensive work will be an essential resource for those in the investment arbitration community, and a turn-to reference work for international investment law and international arbitration scholars.

Chambers Guide to the Legal Profession

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Publisher :
ISBN 13 :
Total Pages : 1724 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Chambers Guide to the Legal Profession by :

Download or read book Chambers Guide to the Legal Profession written by and published by . This book was released on 2001 with total page 1724 pages. Available in PDF, EPUB and Kindle. Book excerpt:

International Guide to Money Laundering Law and Practice

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526502321
Total Pages : 1663 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis International Guide to Money Laundering Law and Practice by : Arun Srivastava

Download or read book International Guide to Money Laundering Law and Practice written by Arun Srivastava and published by Bloomsbury Publishing. This book was released on 2019-04-26 with total page 1663 pages. Available in PDF, EPUB and Kindle. Book excerpt: Starting with an overview of the development of money laundering and the work of international organisations, International Guide to Money Laundering Law and Practice is a unique publication providing a detailed insight into the background of money laundering operations, clearly explaining the anti-money laundering laws and regulations in 35 key global financial centres throughout the world. In addition, there are four chapters considering money laundering law and practice in the UK with the emphasis on the legal and regulatory framework and include: a chapter on the accounting and auditing issues; and a chapter on confiscating the proceeds of crime written by Jonathan Fisher, QC, a leading barrister specialising in corporate and financial crime, proceeds of crime and tax cases. It also contains a chapter covering international responses and initiatives to money laundering. The fifth edition covers, amongst other things, the implementation of the Fifth EU Money Laundering Directive and the Criminal Finances Bill. Written by local experts and edited by a team from Baker McKenzie's Financial Services Group, International Guide to Money Laundering Law and Practice is the leading, authoritative text on this heavily regulated area of law. It is essential for all banking and finance practitioners involved in anti-money laundering, banks, compliance officers and regulators in order to keep abreast of the developments and compliant with the law and regulations internationally.

Pensions on Divorce

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Publisher :
ISBN 13 : 9781908013194
Total Pages : 406 pages
Book Rating : 4.0/5 (131 download)

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Book Synopsis Pensions on Divorce by : Fiona Hay

Download or read book Pensions on Divorce written by Fiona Hay and published by . This book was released on 2013-09-20 with total page 406 pages. Available in PDF, EPUB and Kindle. Book excerpt: This edition explains in an accessible fashion one of the most technical and pitfall-strewn areas of family law practice. It looks at the law and procedure relating to the redistribution of pension rights on divorce, covering the different types of pensions, the powers and procedures of the court, the acturaial issues involved, and how to deal with the many different situations that can arise.

Women, Business and the Law 2020

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Publisher : World Bank Publications
ISBN 13 : 146481533X
Total Pages : 215 pages
Book Rating : 4.4/5 (648 download)

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Book Synopsis Women, Business and the Law 2020 by : World Bank Group

Download or read book Women, Business and the Law 2020 written by World Bank Group and published by World Bank Publications. This book was released on 2020-04-24 with total page 215 pages. Available in PDF, EPUB and Kindle. Book excerpt: The World Bank Group’s Women, Business and the Law examines laws and regulations affecting women’s prospects as entrepreneurs and employees across 190 economies. Its goal is to inform policy discussions on how to remove legal restrictions on women and promote research on how to improve women’s economic inclusion.

The Law Relating to International Banking

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Publisher : Bloomsbury Publishing
ISBN 13 : 152650880X
Total Pages : 693 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis The Law Relating to International Banking by : Andrew Haynes

Download or read book The Law Relating to International Banking written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2018-09-28 with total page 693 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law Relating to International Banking (Second Edition) addresses the key legal issues associated with international banking and capital markets. Covering choice of law, jurisdiction, sovereign risk, contractual remedies, exchange controls and legal opinions, this new edition provides a detailed analysis of the legal issues relating to the lending of money, whether by way of: - Term loans - Syndicated lending - The transferring of a bank's interest in a loan - Bond issues - Asset backed securitisation In addition, the title also considers Islamic securitisation as well as whole of business securitisation. It also examines derivative contracts along with the contractual issues arising with consideration being given to how to complete the Schedules to the ISDA Master Agreement. Contract guarantees and standby letters of credit are also analysed. The Law Relating to International Banking is essential reading for anyone wishing to gain a perspective on these transactions, including banking lawyers, bankers, academics and post graduate students.

Employment Covenants and Confidential Information: Law, Practice and Technique

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Publisher : Bloomsbury Publishing
ISBN 13 : 1784512338
Total Pages : 0 pages
Book Rating : 4.7/5 (845 download)

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Book Synopsis Employment Covenants and Confidential Information: Law, Practice and Technique by : Selwyn Bloch QC

Download or read book Employment Covenants and Confidential Information: Law, Practice and Technique written by Selwyn Bloch QC and published by Bloomsbury Publishing. This book was released on 2018-06-04 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written under the general editorship of two specialist employment law practitioners, with contributions from their respective Chambers and Law Firm, Employment Covenants and Confidential Information: Law, Practice and Technique, Fourth Edition provides a comprehensive yet highly practical analysis of the law and practice in this area of employment disputes, setting out appropriate strategies from both the employer's and employee's perspective. The book focuses on how to prevent competitive activity by an employee or former employee and what to do when it happens. Clear guidance is given on drafting to minimise the risk of competitive activity, what activities an employee or ex-employee may and may not undertake and the remedies available where competitive activity occurs. This expanded edition includes up-to-date coverage of: Case law relevant to the drafting and interpretation of employment covenants Current trends regarding enforcement of employment covenants and duties of confidentiality Developments in the law on fiduciary duties and the interrelationship with duties of fidelity Fresh perspectives on garden leave, springboard injunctions and team moves Remedies available against the (ex-)employee and third party competitors Disputes with a foreign law element: conflict of laws, exclusive jurisdiction clauses, choice of law and anti-suit injunctions Employment Covenants and Confidential Information, Fourth Edition is essential reading for all employment law practitioners, HR professionals and company directors responsible for drafting and enforcing employment contracts. Through the use of checklists, flowcharts, precedents and case studies it translates theory into practice.

Aircraft Financing

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526519739
Total Pages : 451 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Aircraft Financing by : Rob Murphy

Download or read book Aircraft Financing written by Rob Murphy and published by Bloomsbury Publishing. This book was released on 2022-02-24 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt: Aircraft are mainly bought by two groups of buyers: 1. Airlines for their own use 2. Operating lessors for onward leasing to airlines Both groups of buyers require substantial external funding, both debt and equity, to accommodate these purchases. Historically five key sources have funded the aviation industry: 1. bank debt (secured and unsecured) 2. export credit agency guaranteed debt (secured) 3. capital markets (secured and unsecured bonds; equity and debt solutions) 4. internal cash flow generation 5. tax based leasing products This is the leading text providing guidance on all the funding options available, the best way to secure funding and how to ensure that robust legal structures framing the commercial deal are in place. The book is divided into four core sections: Part A: Market Context which sets the scene giving the user market context and an overview of aircraft financing Part B: Transaction structuring which looks at the credit, the asset, the legal structuring and tax drivers Part C: Core Products and Regional Markets (Brazil, Russia, India, China, France, Germany, Spain and Japan) Part D: Regulatory Matters including accounting developments Key updates for the new Fifth Edition include: - New chapters on: - The environment - Restructuring - Compliance - GATS (Global Aircrafts Trading Systems (GATS) - Full explanation and analysis of recent regulatory changes including changes brought about by Basel IV Due to the complexities involved in this area and the need to ensure that any commercial deal is legally sound Aircraft Financing is the essential reference tool for anyone involved in aircraft financing transactions. This title is included in Bloomsbury Professional's Banking and Finance Law online service.

Arbitration in Switzerland

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Publisher : Kluwer Law International B.V.
ISBN 13 : 9041192743
Total Pages : 3026 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis Arbitration in Switzerland by : Dr. Manuel Arroyo

Download or read book Arbitration in Switzerland written by Dr. Manuel Arroyo and published by Kluwer Law International B.V.. This book was released on 2018-08-06 with total page 3026 pages. Available in PDF, EPUB and Kindle. Book excerpt: Arbitration in Switzerland

Acquisition Finance

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Publisher : Bloomsbury Publishing
ISBN 13 : 1784515256
Total Pages : 687 pages
Book Rating : 4.7/5 (845 download)

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Book Synopsis Acquisition Finance by : Tom Speechley

Download or read book Acquisition Finance written by Tom Speechley and published by Bloomsbury Publishing. This book was released on 2016-05-03 with total page 687 pages. Available in PDF, EPUB and Kindle. Book excerpt: One of the main issues for a buyer making an acquisition is how to finance it. Acquisition Finance, 2nd edition considers the commercial factors that influence the choice of finance and analyses the most common forms of debt and equity finance. Offering in depth expert advice it provides a full picture for each scenario of the transaction structure and process from the initial commercial stages, to the structuring aspects, due diligence process, the legal documentation process (including a detailed look at the various legal documents required), to funding and completion. The second edition includes coverage of the following changes in the financial market: Impact of the credit crunch on the acquisition finance market and the terms currently available to borrowers (pricing, level of restriction, balance of negotiating power between lenders and borrowers); Types of acquisition finance currently available (less mezzanine finance, less second lien debt, but high yield debt market strengthening); Typical funding structures in the post-credit crunch market; How the financial assistance rules apply to buyouts since October 1, 2009; Changes to the players in the acquisition finance market, including the increasing involvement of non-bank lenders; Continued evolution of the private equity market; Current state of the public-to-private market and its regulation reflecting changes to the Takeover Code since 2008. Includes the following legislation and case law: Companies Act 2006 - how the financial assistance rules apply to buyouts since October 1, 2009; Changes to the Takeover Code since publication of the 1st edition in 2008; Makdessi v Cavendish Square Holdings BV and another (Appeal) [2013] EWCA Civ 1539; Re Uniq Plc [2011] EWHC 749 (Ch); Barclays Bank Plc and others v HHY Luxembourg SARL & Anor (Rev 1) [2010] EWCA Civ 1248. Previous print edition ISBN: 9781845920173