SEC Compliance and Enforcement Answer Book 2015

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Publisher :
ISBN 13 : 9781402424717
Total Pages : 0 pages
Book Rating : 4.4/5 (247 download)

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Book Synopsis SEC Compliance and Enforcement Answer Book 2015 by : David M. Stuart

Download or read book SEC Compliance and Enforcement Answer Book 2015 written by David M. Stuart and published by . This book was released on 2015-08-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.

Emotional Survival for Law Enforcement

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Publisher :
ISBN 13 : 9780971725416
Total Pages : 0 pages
Book Rating : 4.7/5 (254 download)

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Book Synopsis Emotional Survival for Law Enforcement by : Kevin M. Gilmartin

Download or read book Emotional Survival for Law Enforcement written by Kevin M. Gilmartin and published by . This book was released on 2021 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is designed to help law enforcement professionals overcome the internal assaults they experience both personally and organizationally over the course of their careers. These assaults can transform idealistic and committed officers into angry, cynical individuals, leading to significant problems in both their personal and professional lives.

Enforcement of Foreign Arbitral Awards and Judgments in New York

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Publisher : Kluwer Law International B.V.
ISBN 13 : 9041186352
Total Pages : 461 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis Enforcement of Foreign Arbitral Awards and Judgments in New York by : Andreas A. Frischknecht

Download or read book Enforcement of Foreign Arbitral Awards and Judgments in New York written by Andreas A. Frischknecht and published by Kluwer Law International B.V.. This book was released on 2016-04-24 with total page 461 pages. Available in PDF, EPUB and Kindle. Book excerpt: Merely obtaining a favorable arbitral award or judgment at the end of a dispute holds little value unless the prevailing party is able to enforce it. This book, more thoroughly than any other source, shows practitioners how to navigate the relevant laws in New York—a leading global financial center known for its pro-enforcement policies and the powerful discovery tools it makes available to creditors. No other resource explores the current state of the law in New York as comprehensively as this book. Beyond its sheer practical significance given the likelihood of debtors having assets in (or routing U.S. dollar transactions through) New York, this book provides creditors and their counsel with the critical information they need to define their global enforcement strategy and facilitate their enforcement efforts not only in New York but potentially worldwide. Among the issues and topics that the book tackles are the following: • review of the fundamentals of U.S. practice and procedure for non–New York practitioners; • easy to understand, jargon-free explanation of the often daunting state and federal procedures for enforcement; • up-to-date, clear presentation of the relevant case law, including key state and federal decisions; • explanation of how state and federal laws intersect with international law; • review of significant recent developments impacting a creditor's ability to reach foreign defendants and their assets outside the U.S. in post-judgment execution proceedings; and • comprehensive advice on the practicalities of executing a judgment. Given the critical role New York plays in a host of cross-border transactions and its status as a hub for worldwide judgment and award enforcement, the demand to better understand the laws and judicial system within the state has never been higher. This comprehensive yet practical guide to navigating award and judgment enforcement in New York provides the understanding both the basics and the nuances in this area that is critical for any domestic or international practitioner when advising a client as to the likelihood of collection in or through New York.

Pharmaceutical Compliance and Enforcement Answer Book

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Publisher :
ISBN 13 : 9781402438486
Total Pages : pages
Book Rating : 4.4/5 (384 download)

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Book Synopsis Pharmaceutical Compliance and Enforcement Answer Book by : Howard L. Dorfman

Download or read book Pharmaceutical Compliance and Enforcement Answer Book written by Howard L. Dorfman and published by . This book was released on 2021 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Global Securities Litigation and Enforcement

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Publisher : Cambridge University Press
ISBN 13 : 1108577423
Total Pages : 1363 pages
Book Rating : 4.1/5 (85 download)

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Book Synopsis Global Securities Litigation and Enforcement by : Pierre-Henri Conac

Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.

Legal Division Handbook

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ISBN 13 :
Total Pages : 596 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Legal Division Handbook by : Federal Law Enforcement Training Center. Legal Division

Download or read book Legal Division Handbook written by Federal Law Enforcement Training Center. Legal Division and published by . This book was released on 2010 with total page 596 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The mission of the Federal Law Enforcement Training Center (FLETC) is to serve as the federal government's leader for and provider of world-class law enforcement training.

The Institutional Structure of Antitrust Enforcement

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Publisher :
ISBN 13 :
Total Pages : 276 pages
Book Rating : 4.3/5 (511 download)

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Book Synopsis The Institutional Structure of Antitrust Enforcement by : Daniel A. Crane

Download or read book The Institutional Structure of Antitrust Enforcement written by Daniel A. Crane and published by . This book was released on 2011 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt: This text provides a comprehensive and succinct treatment of the history, structure, and behaviour of the various US institutions that enforce antitrust laws. It also draws comparisons with the structure of institutional enforcement outside the US, and it considers the possibility of creating international antitrust institutions.

Pursuing Citizenship in the Enforcement Era

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Publisher : Stanford University Press
ISBN 13 : 1503612767
Total Pages : 229 pages
Book Rating : 4.5/5 (36 download)

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Book Synopsis Pursuing Citizenship in the Enforcement Era by : Ming Hsu Chen

Download or read book Pursuing Citizenship in the Enforcement Era written by Ming Hsu Chen and published by Stanford University Press. This book was released on 2020-08-25 with total page 229 pages. Available in PDF, EPUB and Kindle. Book excerpt: Pursuing Citizenship in the Enforcement Era provides readers with the everyday perspectives of immigrants on what it is like to try to integrate into American society during a time when immigration policy is focused on enforcement and exclusion. The law says that everyone who is not a citizen is an alien. But the social reality is more complicated. Ming Hsu Chen argues that the citizen/alien binary should instead be reframed as a spectrum of citizenship, a concept that emphasizes continuities between the otherwise distinct experiences of membership and belonging for immigrants seeking to become citizens. To understand citizenship from the perspective of noncitizens, this book utilizes interviews with more than one-hundred immigrants of varying legal statuses about their attempts to integrate economically, socially, politically, and legally during a modern era of intense immigration enforcement. Studying the experiences of green card holders, refugees, military service members, temporary workers, international students, and undocumented immigrants uncovers the common plight that underlies their distinctions: limited legal status breeds a sense of citizenship insecurity for all immigrants that inhibits their full integration into society. Bringing together theories of citizenship with empirical data on integration and analysis of contemporary policy, Chen builds a case that formal citizenship status matters more than ever during times of enforcement and argues for constructing pathways to citizenship that enhance both formal and substantive equality of immigrants.

Protect, Serve, and Deport

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Publisher : Univ of California Press
ISBN 13 : 0520296303
Total Pages : 212 pages
Book Rating : 4.5/5 (22 download)

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Book Synopsis Protect, Serve, and Deport by : Amada Armenta

Download or read book Protect, Serve, and Deport written by Amada Armenta and published by Univ of California Press. This book was released on 2017-06-26 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt: Who polices immigration? : establishing the role of state and local law enforcement agencies in immigration control -- Setting up the local deportation regime -- Policing immigrant Nashville -- The driving to deportation pipeline -- Inside the jail -- Lost in translation : two worlds of immigration policing

Law Enforcement Responder

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Publisher : Jones & Bartlett Publishers
ISBN 13 : 144968937X
Total Pages : 570 pages
Book Rating : 4.4/5 (496 download)

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Book Synopsis Law Enforcement Responder by : Randy G. Stair

Download or read book Law Enforcement Responder written by Randy G. Stair and published by Jones & Bartlett Publishers. This book was released on 2012-04-06 with total page 570 pages. Available in PDF, EPUB and Kindle. Book excerpt: Public safety professionals and emergency responders today face greater threats than ever before in our history. The traditional role of law enforcement has vastly expanded to require extraordinarily broad-based emergency response capabilities. Law Enforcement Responder: Principles of Emergency Medicine, Rescue, and Force Protection prepares homeland security leaders, law enforcement officers, security professionals, and public safety officials for the wide range of emergency responses they must perform on a daily basis. The textbook addresses all of the competency statements in the National EMS Education Standards at the Emergency Medical Responder level, as well as additional lifesaving content specific to law enforcement that far exceeds the core curriculum. Important Notice: The digital edition of this book is missing some of the images or content found in the physical edition.

Challenging the Law Enforcement Organization

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ISBN 13 : 9780978553708
Total Pages : 151 pages
Book Rating : 4.5/5 (537 download)

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Book Synopsis Challenging the Law Enforcement Organization by : Jack E. Enter

Download or read book Challenging the Law Enforcement Organization written by Jack E. Enter and published by . This book was released on 2006-01-01 with total page 151 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Rise of Big Data Policing

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Publisher : NYU Press
ISBN 13 : 147986997X
Total Pages : 267 pages
Book Rating : 4.4/5 (798 download)

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Book Synopsis The Rise of Big Data Policing by : Andrew Guthrie Ferguson

Download or read book The Rise of Big Data Policing written by Andrew Guthrie Ferguson and published by NYU Press. This book was released on 2019-11-15 with total page 267 pages. Available in PDF, EPUB and Kindle. Book excerpt: Winner, 2018 Law & Legal Studies PROSE Award The consequences of big data and algorithm-driven policing and its impact on law enforcement In a high-tech command center in downtown Los Angeles, a digital map lights up with 911 calls, television monitors track breaking news stories, surveillance cameras sweep the streets, and rows of networked computers link analysts and police officers to a wealth of law enforcement intelligence. This is just a glimpse into a future where software predicts future crimes, algorithms generate virtual “most-wanted” lists, and databanks collect personal and biometric information. The Rise of Big Data Policing introduces the cutting-edge technology that is changing how the police do their jobs and shows why it is more important than ever that citizens understand the far-reaching consequences of big data surveillance as a law enforcement tool. Andrew Guthrie Ferguson reveals how these new technologies —viewed as race-neutral and objective—have been eagerly adopted by police departments hoping to distance themselves from claims of racial bias and unconstitutional practices. After a series of high-profile police shootings and federal investigations into systemic police misconduct, and in an era of law enforcement budget cutbacks, data-driven policing has been billed as a way to “turn the page” on racial bias. But behind the data are real people, and difficult questions remain about racial discrimination and the potential to distort constitutional protections. In this first book on big data policing, Ferguson offers an examination of how new technologies will alter the who, where, when and how we police. These new technologies also offer data-driven methods to improve police accountability and to remedy the underlying socio-economic risk factors that encourage crime. The Rise of Big Data Policing is a must read for anyone concerned with how technology will revolutionize law enforcement and its potential threat to the security, privacy, and constitutional rights of citizens. Read an excerpt and interview with Andrew Guthrie Ferguson in The Economist.

Failed Evidence

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Publisher : NYU Press
ISBN 13 : 0814790550
Total Pages : 270 pages
Book Rating : 4.8/5 (147 download)

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Book Synopsis Failed Evidence by : David A. Harris

Download or read book Failed Evidence written by David A. Harris and published by NYU Press. This book was released on 2012-09-03 with total page 270 pages. Available in PDF, EPUB and Kindle. Book excerpt: With the popularity of crime dramas like CSI focusing on forensic science, and increasing numbers of police and prosecutors making wide-spread use of DNA, high-tech science seems to have become the handmaiden of law enforcement. But this is a myth,asserts law professor and nationally known expert on police profiling David A. Harris. In fact, most of law enforcement does not embrace science—it rejects it instead, resisting it vigorously. The question at the heart of this book is why. »» Eyewitness identifications procedures using simultaneous lineups—showing the witness six persons together,as police have traditionally done—produces a significant number of incorrect identifications. »» Interrogations that include threats of harsh penalties and untruths about the existence of evidence proving the suspect’s guilt significantly increase the prospect of an innocent person confessing falsely. »» Fingerprint matching does not use probability calculations based on collected and standardized data to generate conclusions, but rather human interpretation and judgment.Examiners generally claim a zero rate of error – an untenable claim in the face of publicly known errors by the best examiners in the U.S. Failed Evidence explores the real reasons that police and prosecutors resist scientific change, and it lays out a concrete plan to bring law enforcement into the scientific present. Written in a crisp and engaging style, free of legal and scientific jargon, Failed Evidence will explain to police and prosecutors, political leaders and policy makers, as well as other experts and anyone else who cares about how law enforcement does its job, where we should go from here. Because only if we understand why law enforcement resists science will we be able to break through this resistance and convince police and prosecutors to rely on the best that science has to offer.Justice demands no less.

Fire Inspection and Code Enforcement

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Publisher :
ISBN 13 : 9780879396053
Total Pages : 802 pages
Book Rating : 4.3/5 (96 download)

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Book Synopsis Fire Inspection and Code Enforcement by : Lynne Murnane

Download or read book Fire Inspection and Code Enforcement written by Lynne Murnane and published by . This book was released on 2016 with total page 802 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Private Enforcement of European Competition and State Aid Law

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Publisher : Kluwer Law International B.V.
ISBN 13 : 940350210X
Total Pages : 421 pages
Book Rating : 4.4/5 (35 download)

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Book Synopsis Private Enforcement of European Competition and State Aid Law by : Ferdinand Wollenschläger

Download or read book Private Enforcement of European Competition and State Aid Law written by Ferdinand Wollenschläger and published by Kluwer Law International B.V.. This book was released on 2020-01-09 with total page 421 pages. Available in PDF, EPUB and Kindle. Book excerpt: Private Enforcement of European Competition and State Aid Law Current Challenges and the Way Forward Edited by: Ferdinand Wollenschläger, Wolfgang Wurmnest & Thomas M.J. Möllers The overlapping European Union (EU) regimes of competition law and State aid law both provide mechanisms allowing private plaintiffs to claim compensation for losses or damages. It is thus of significant practical value to provide, as this book does, analysis and guidance on achieving enforcement of such claims, written by renowned authorities in the two fields. The book examines the two areas of law both from an EU perspective and from the perspectives of private enforcement in France, Germany, Italy, the Netherlands, Spain and the United Kingdom. In country reports for these major jurisdictions, as well as in more general and comparative chapters, the authors focus on such issues as the following: impediments to private enforcement; which entity is liable for damages; binding effect of decisions of competition authorities; limitation of actions; collective actions and pooling of claims; enforcement of the standstill obligation (Article 108(3) TFEU); remedies and information deficits; cooperation and coordination between national courts and the European Commission; transposition of the so-called Damages Directive (Directive 2014/104/EU) by the EU Member States; extent to which the strengthening of private enforcement of competition law has a spillover effect on State aid law; and prospects for harmonisation of State aid law. A concluding section identifies enforcement deficits and proposes ways to improve the existing legal framework. As an in-depth assessment of key obstacles and best practices in private enforcement actions, this highly informative and practical volume facilitates choice of the best forum for competition and State aid law cases. Academics and practitioners engaged with this important area of European law will appreciate the authors’ awareness of the economic need and legal particularities which could generate an effective European system of private enforcement of legitimate claims under EU competition and State aid law.

Introduction to Law Enforcement

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Publisher : CRC Press
ISBN 13 : 1482201496
Total Pages : 483 pages
Book Rating : 4.4/5 (822 download)

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Book Synopsis Introduction to Law Enforcement by : David H. McElreath

Download or read book Introduction to Law Enforcement written by David H. McElreath and published by CRC Press. This book was released on 2013-02-26 with total page 483 pages. Available in PDF, EPUB and Kindle. Book excerpt: Modern perspectives of law enforcement are both complex and diverse. They integrate management and statistical analysis functions, public and business administration functions, and applications of psychology, natural science, physical fitness, and marksmanship. They also assimilate theories of education, organizational behavior, economics, law and

The New Era of Regulatory Enforcement: A Comprehensive Guide for Raising the Bar to Manage Risk

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Publisher : McGraw Hill Professional
ISBN 13 : 1259584607
Total Pages : 334 pages
Book Rating : 4.2/5 (595 download)

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Book Synopsis The New Era of Regulatory Enforcement: A Comprehensive Guide for Raising the Bar to Manage Risk by : Richard H. Girgenti

Download or read book The New Era of Regulatory Enforcement: A Comprehensive Guide for Raising the Bar to Manage Risk written by Richard H. Girgenti and published by McGraw Hill Professional. This book was released on 2016-05-20 with total page 334 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Essential guidance for understanding and navigating the current enforcement environment. The New Era of Regulatory Enforcement should be required reading for all corporate executives and others responsible for meeting the challenges in this new era." --Lanny A. Breuer, Vice Chair, Covington & Burling LLP, and former Assistant Attorney General for the Criminal Division at the U.S. Department of Justice "A brilliant tour de force! Hedley and Girgenti offer readers insight into the dramatic changes in regulatory enforcement as well as the tools they need to manage this brave new world. It is an invaluable resource for executives, advisors, and scholars. The framework offered is compelling and actionable." --Batia Mishan Wiesenfeld, Ph.D., Andre J. L. Koo Professor of Management and Chair of the Department of Management and Organizations, Leonard N. Stern School of Business, New York University "Corporate managers face a daunting task complying with the tectonic changes in the regulatory landscape over the past few years. This book provides a detailed road map for how to operate within the letter and spirit of the law."