Securities Regulation

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Publisher : Law Journal Press
ISBN 13 : 9781588520210
Total Pages : 1220 pages
Book Rating : 4.5/5 (22 download)

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Book Synopsis Securities Regulation by : Marc I. Steinberg

Download or read book Securities Regulation written by Marc I. Steinberg and published by Law Journal Press. This book was released on 1984 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Searching the Law - The States

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Author :
Publisher : BRILL
ISBN 13 : 9004531157
Total Pages : 777 pages
Book Rating : 4.0/5 (45 download)

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Book Synopsis Searching the Law - The States by : Francis R Doyle

Download or read book Searching the Law - The States written by Francis R Doyle and published by BRILL. This book was released on 2022-11-14 with total page 777 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Modern Securities Transfers

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (523 download)

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Book Synopsis Modern Securities Transfers by :

Download or read book Modern Securities Transfers written by and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Bromberg and Lowenfels on Securities Fraud & Commodities Fraud

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (539 download)

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Book Synopsis Bromberg and Lowenfels on Securities Fraud & Commodities Fraud by : Alan R. Bromberg

Download or read book Bromberg and Lowenfels on Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities law review

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Publisher :
ISBN 13 :
Total Pages : 520 pages
Book Rating : 4.:/5 (49 download)

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Book Synopsis Securities law review by :

Download or read book Securities law review written by and published by . This book was released on 1987 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:

International Securities Regulation

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Publisher :
ISBN 13 : 9780379208252
Total Pages : 0 pages
Book Rating : 4.2/5 (82 download)

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Book Synopsis International Securities Regulation by : Robert C. Rosen

Download or read book International Securities Regulation written by Robert C. Rosen and published by . This book was released on 1986 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

The Martindale-Hubbell Law Directory

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Publisher :
ISBN 13 :
Total Pages : 2310 pages
Book Rating : 4.F/5 ( download)

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Download or read book The Martindale-Hubbell Law Directory written by and published by . This book was released on 2001 with total page 2310 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Searching the Law, the States: MI-WY

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Author :
Publisher :
ISBN 13 :
Total Pages : 792 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Searching the Law, the States: MI-WY by : Francis R. Doyle

Download or read book Searching the Law, the States: MI-WY written by Francis R. Doyle and published by . This book was released on 2003 with total page 792 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Serious Fraud and Current Issues

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Author :
Publisher : iUniverse
ISBN 13 : 0595356788
Total Pages : 225 pages
Book Rating : 4.5/5 (953 download)

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Book Synopsis Serious Fraud and Current Issues by : Sally Ramage

Download or read book Serious Fraud and Current Issues written by Sally Ramage and published by iUniverse. This book was released on 2005-06 with total page 225 pages. Available in PDF, EPUB and Kindle. Book excerpt: Fraud is big business and it rots the fabric of finance and accountancy, as it is exercised by all day trading of bonds, junk bonds, loans. Twenty-five years ago, fraud was said to be rapidly expanding and manifests itself by shady deals, fraudulently converted cash. Fraudsters who are active, especially electronic fraud, do in fact treat the use of fraud as serious "business" and the execution of frauds as "work", much as other criminals treat their activities as their "job"! Identity theft poses a frightening threat of being taken in by crooks. If twenty-five years ago it was estimated that the amount of fraudulent cash around the world at any one time more than equalled the Gross National Products of several third-world countries, it would not be believed--a damning indictment indeed. In this fascinating and comprehensive study on Fraud the author takes advantage of the fact that people seem thrilled to hear about frauds, like murders. She has prepared works that will use the reader's' attention to discuss law enforcement and the consequences of breaking the law by committing frauds.

ABA Journal

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Publisher :
ISBN 13 :
Total Pages : 144 pages
Book Rating : 4./5 ( download)

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Book Synopsis ABA Journal by :

Download or read book ABA Journal written by and published by . This book was released on 1976-11 with total page 144 pages. Available in PDF, EPUB and Kindle. Book excerpt: The ABA Journal serves the legal profession. Qualified recipients are lawyers and judges, law students, law librarians and associate members of the American Bar Association.

Securities

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (2 download)

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Book Synopsis Securities by : William M. Prifti

Download or read book Securities written by William M. Prifti and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Broker Dealer Operations Under Securities and Commodities Law

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Publisher :
ISBN 13 : 9780420611307
Total Pages : pages
Book Rating : 4.6/5 (113 download)

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Book Synopsis Broker Dealer Operations Under Securities and Commodities Law by : Jerry W. Markham

Download or read book Broker Dealer Operations Under Securities and Commodities Law written by Jerry W. Markham and published by . This book was released on 1998-01-12 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.

Commodities Regulation

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Publisher : Clark Boardman Callaghan
ISBN 13 : 9780876325520
Total Pages : 0 pages
Book Rating : 4.3/5 (255 download)

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Book Synopsis Commodities Regulation by : Jerry W. Markham

Download or read book Commodities Regulation written by Jerry W. Markham and published by Clark Boardman Callaghan. This book was released on 1987 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.

Legal Looseleafs in Print

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Publisher :
ISBN 13 :
Total Pages : 586 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Legal Looseleafs in Print by :

Download or read book Legal Looseleafs in Print written by and published by . This book was released on 1990 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:

SEC News Digest

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Publisher :
ISBN 13 :
Total Pages : 504 pages
Book Rating : 4.:/5 (1 download)

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Book Synopsis SEC News Digest by : United States. Securities and Exchange Commission

Download or read book SEC News Digest written by United States. Securities and Exchange Commission and published by . This book was released on 1971-07 with total page 504 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lists documents available from Public Reference Section, Securities and Exchange Commission.

News Digest

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Publisher :
ISBN 13 :
Total Pages : 500 pages
Book Rating : 4.3/5 (243 download)

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Book Synopsis News Digest by : United States. Securities and Exchange Commission

Download or read book News Digest written by United States. Securities and Exchange Commission and published by . This book was released on 1971 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt: A brief summary of financial proposals filed with and actions by the S. E. C.

Whistleblower's Handbook

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Author :
Publisher : Rowman & Littlefield
ISBN 13 : 0762774797
Total Pages : 355 pages
Book Rating : 4.7/5 (627 download)

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Book Synopsis Whistleblower's Handbook by : Stephen M. Kohn

Download or read book Whistleblower's Handbook written by Stephen M. Kohn and published by Rowman & Littlefield. This book was released on 2011-03-01 with total page 355 pages. Available in PDF, EPUB and Kindle. Book excerpt: UPDATED IN MARCH 2013 to include the historic $104-million Bradley Birkenfeld whistleblower case and more! From the nation’s leading whistleblower attorney, comes the third edition of the first-ever consumer guide to whistleblowing. In The Whistleblower’s Handbook, Stephen Martin Kohn explains nearly all federal and state laws regarding whistleblowing. In the step-by-step bulk of the book, he also presents twenty-one rules for whistleblowers.