Conflicts of Interest and Chinese Walls

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Publisher :
ISBN 13 :
Total Pages : 270 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Conflicts of Interest and Chinese Walls by : Chizu Nakajima

Download or read book Conflicts of Interest and Chinese Walls written by Chizu Nakajima and published by . This book was released on 2002 with total page 270 pages. Available in PDF, EPUB and Kindle. Book excerpt: (PART OF BUTTERWORTHS COMPLIANCE SERIES)Conflicts of Interest and Chinese Walls has been designed to bring you thorough yet concise coverage of the law and practice relating to the regulation of conflicts of interest, and in particular the device of Chinese walls.The work takes a practical and relevant approach in its analysis of conflicts of interest affecting financial intermediaries and other professionals operating in the financial services industry, and examines the issues of ensuring international co-ordination and dealing with regulators. The work also deals with the management of conflict, Chinese walls and other in-house procedures, together with a review of the means of addressing and resolving conflict.

Conflicts of Interest & Chinese Walls

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Publisher :
ISBN 13 : 9780421878105
Total Pages : 350 pages
Book Rating : 4.8/5 (781 download)

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Book Synopsis Conflicts of Interest & Chinese Walls by : Charles Hollander

Download or read book Conflicts of Interest & Chinese Walls written by Charles Hollander and published by . This book was released on 2004 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 20th edition of what aims to be the leading reference on road traffic offences covers changes such as the impact of the Powers of Criminal Courts (Sentencing) Act 2000, the Human Rights Act 1998; new breath-testing devices; and the new Magistrates' Court Sentencing Guidelines

Conflict of Interest

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Publisher :
ISBN 13 :
Total Pages : 18 pages
Book Rating : 4.:/5 (224 download)

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Book Synopsis Conflict of Interest by :

Download or read book Conflict of Interest written by and published by . This book was released on 2004 with total page 18 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany

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Publisher :
ISBN 13 :
Total Pages : 208 pages
Book Rating : 4.:/5 (38 download)

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Book Synopsis Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany by : Holger Ensslin

Download or read book Insider Trading, Conflicts of Interest and Chinese Walls in Multi-service Securities Firms in the United States and Germany written by Holger Ensslin and published by . This book was released on 1994 with total page 208 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Financial Conglomerates and the Chinese Wall

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Publisher :
ISBN 13 : 9781383014402
Total Pages : 0 pages
Book Rating : 4.0/5 (144 download)

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Book Synopsis Financial Conglomerates and the Chinese Wall by : Harry McVea

Download or read book Financial Conglomerates and the Chinese Wall written by Harry McVea and published by . This book was released on with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Examines how regulators ensure that the growing number of conglomerates are regulated sufficiently strongly to eradicate systemic risks and conflict of interest abuses, yet are flexible enough to allow the benefits of conglomeration to be secured. It looks particularly at the Chinese wall.

Building the Chinese Wall

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Publisher :
ISBN 13 :
Total Pages : 20 pages
Book Rating : 4.:/5 (224 download)

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Book Synopsis Building the Chinese Wall by : Jennifer Pakula

Download or read book Building the Chinese Wall written by Jennifer Pakula and published by . This book was released on 2005 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Takeovers in English and German Law

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Publisher : Hart Publishing
ISBN 13 : 184113340X
Total Pages : 194 pages
Book Rating : 4.8/5 (411 download)

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Book Synopsis Takeovers in English and German Law by : Jennifer Payne

Download or read book Takeovers in English and German Law written by Jennifer Payne and published by Hart Publishing. This book was released on 2002-11-06 with total page 194 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book examines the law with regard to takeovers in England and Germany and the issues arising from cross-border mergers between them.

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

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Publisher : Sweet & Maxwell
ISBN 13 : 0414049411
Total Pages : 365 pages
Book Rating : 4.4/5 (14 download)

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Book Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase

Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry

Conflicts of Interest

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Publisher :
ISBN 13 : 9780414075337
Total Pages : 351 pages
Book Rating : 4.0/5 (753 download)

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Book Synopsis Conflicts of Interest by : Charles Hollander

Download or read book Conflicts of Interest written by Charles Hollander and published by . This book was released on 2020 with total page 351 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Toolkit

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Publisher : World Bank Publications
ISBN 13 : 9780821349854
Total Pages : 136 pages
Book Rating : 4.3/5 (498 download)

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Book Synopsis Toolkit by :

Download or read book Toolkit written by and published by World Bank Publications. This book was released on 2001 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt: Increasingly governments worldwide are turning to the private sector to assist them in meeting their countries' infrastructure needs. The toolkit will assist governments in hiring and managing economic consultants, financial advisors and legal experts, as well as other specialists required to increase the role of the private sector in all infrastructure services. The boxed Toolkit, funded by the Public-Private Infrastructure Advisory Facility (PPIAF) and designed by the World Bank's Private Sector Advisory Services Department, includes a CD-ROM self-guided tour of the material, an Executive Summary for senior officials, and 3 volumes which contain detailed information on the following subjects: Volume 1: What is PPI and how can advisors help? - Module 1: Principles of selection for advisory services to support PPI - Module 2: Identifying the stages of PPI - Module 3: The role of advisors - Module 4: Defining the project and the contract - Module 5: Use of advisors for small-scale projects Volume 2: Donor agencies and the funding of PPI advisory services - Module 6: Funding agency requirements Volume 3: How to select and manage PPI advisors - Module 7: Selecting advisors - Module 8: Paying advisors for their advice - Module 9: Managing the PPI advisory services

Conflicts of Interest and Chinese Walls

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Publisher :
ISBN 13 :
Total Pages : 72 pages
Book Rating : 4.:/5 (154 download)

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Book Synopsis Conflicts of Interest and Chinese Walls by : Matthew Bunting

Download or read book Conflicts of Interest and Chinese Walls written by Matthew Bunting and published by . This book was released on 1999 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Chinese Wall 38 Success Secrets - 38 Most Asked Questions on Chinese Wall - What You Need to Know

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Publisher : Emereo Publishing
ISBN 13 : 9781488860546
Total Pages : 44 pages
Book Rating : 4.8/5 (65 download)

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Book Synopsis Chinese Wall 38 Success Secrets - 38 Most Asked Questions on Chinese Wall - What You Need to Know by : Teresa Suarez

Download or read book Chinese Wall 38 Success Secrets - 38 Most Asked Questions on Chinese Wall - What You Need to Know written by Teresa Suarez and published by Emereo Publishing. This book was released on 2014-10-19 with total page 44 pages. Available in PDF, EPUB and Kindle. Book excerpt: Get It ALL With this Extensive Chinese Wall Guide. There has never been a Chinese Wall Guide like this. It contains 38 answers, much more than you can imagine; comprehensive answers and extensive details and references, with insights that have never before been offered in print. Get the information you need--fast! This all-embracing guide offers a thorough view of key knowledge and detailed insight. This Guide introduces what you want to know about Chinese Wall. A quick look inside of some of the subjects covered: Chinese wall - Popularization, Firewall, Great Wall of China, Investment bank - Conflicts of interest, Data leakage protection - Endpoint DLP (aka Data in Use ), Safe harbor (law) - United States, Clean-room reverse engineering, Great Wall of China hoax - Beginning, Bell-LaPadula model - Features, Dam - Earth-fill dams, Phoenix Technologies - Cloning the IBM PC BIOS, Chinese wall - Finance, Data loss prevention software - Endpoint DLP (aka Data in Use ), Investment banks, List of Mad Men characters - Megan Draper, List of Mad Men characters - Faye Miller, Clean room design, Chinese wall - Journalism, Chinese wall (disambiguation), Mad Men - Lead characters, Ray Wise - Television, Chinese wall (disambiguation) - In geography, Coutts - Clients, Providence, Rhode Island - Cityscape, Diedrich Bader - Filmography, BBDO - In popular culture, Chinese wall - Reverse engineering, Chinese wall - Law, Chinese wall - Computer security, Goldman Sachs - California bonds, Clean room design - Case law, Global Settlement - Enforcement actions, Chinese wall (disambiguation) - In media and entertainment, Investment banking, Securities research - Employment, Computer security policy - Hybrid policy model, Brewer and Nash model, Investment banks - Conflicts of interest, Proprietary trading - Conflicts of interest in proprietary trading, and much more...

Conflicts of Interest

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Publisher : Kluwer Law International B.V.
ISBN 13 : 9041125787
Total Pages : 422 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis Conflicts of Interest by : Luc Thévenoz

Download or read book Conflicts of Interest written by Luc Thévenoz and published by Kluwer Law International B.V.. This book was released on 2007-01-01 with total page 422 pages. Available in PDF, EPUB and Kindle. Book excerpt: Conflicts of interest arise naturally in all walks of life, particularly in business life. As general and indeed inevitable phenomena, conflicts of interest should not be prohibited but properly managed. This book presents indepth analysis of such management in three areas of corporate governance where the conflict-of-interest problems are particularly acute: executive compensation, financial analysis, and asset management. ""Conflicts of Interest"" presents the results of a two-year-long research project bringing together academics and practitioners in both law and finance from Europe and the.

Conflicts of Interest & Chinese Walls

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Publisher :
ISBN 13 : 9780421731400
Total Pages : 272 pages
Book Rating : 4.7/5 (314 download)

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Book Synopsis Conflicts of Interest & Chinese Walls by : Charles Hollander

Download or read book Conflicts of Interest & Chinese Walls written by Charles Hollander and published by . This book was released on 2000 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt: The landmark decision of the House of Lords on conflicts of interest in Bolkiah v KPMG, closely followed by the very different conflict considered in the Pinochet case have sparked off massive interest and a series of judicial decisions in this area of the law. In consequence, professionals are under increasing pressure to examine their strategies for dealing with conflicts of interest and managing client confidentiality. Each professional sector is examined in detail and advice is offered on strategies for assessing and managing conflict situations. The authors offer answers to questions such as: what is a conflict and when does it arise? What are the consequences of acting despite a conflict? How do Chinese Walls operate and when are they permissible? What are the remedies for a client when his adviser acts for the other side?

Trusts Law

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Publisher : Cambridge University Press
ISBN 13 : 9781139445283
Total Pages : 1110 pages
Book Rating : 4.4/5 (452 download)

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Book Synopsis Trusts Law by : Graham Moffat

Download or read book Trusts Law written by Graham Moffat and published by Cambridge University Press. This book was released on 2005-09-29 with total page 1110 pages. Available in PDF, EPUB and Kindle. Book excerpt: With its unique contextual emphasis and authoritative commentary, Trusts Law: Text and Materials is a book that no serious undergraduate on trust law courses can afford to be without. The book is divided into four main parts: trusts and the preservation of family wealth; trusts and family breakdown; trusts and commerce; and trusts and non-profit activity. Within each of these parts, leading cases, statutes, and historical and research materials are placed alongside the narrative of the author's text to give emphasis both to general theories of trust concepts and to the practical operation of trusts. Attention is also given to important themes such as the developing relationship between trusts law and other areas of private law such as the Law of Restitution. This new edition takes account of all relevant judicial and legislative developments since the third edition, and expands discussion of key themes in current developments of the law.

Serving Two Masters

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Publisher : Hart Publishing
ISBN 13 : 1841132292
Total Pages : 227 pages
Book Rating : 4.8/5 (411 download)

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Book Synopsis Serving Two Masters by : Janine Griffiths-Baker

Download or read book Serving Two Masters written by Janine Griffiths-Baker and published by Hart Publishing. This book was released on 2002-12-05 with total page 227 pages. Available in PDF, EPUB and Kindle. Book excerpt: Based on interviews with lawyers and their clients, this book considers how conflicts of interest are handled within law firms.

Lender Liability

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Publisher : Sweet & Maxwell
ISBN 13 : 9780421885806
Total Pages : 776 pages
Book Rating : 4.8/5 (858 download)

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Book Synopsis Lender Liability by : James O'Donovan

Download or read book Lender Liability written by James O'Donovan and published by Sweet & Maxwell. This book was released on 2005 with total page 776 pages. Available in PDF, EPUB and Kindle. Book excerpt: Addresses the liability and risk issues that arise at each successive stage of the relationship between lenders and borrowers or guarantors. This work adopts a practical, transaction-based approach, examining the different stages of the relationship in turn and the legal issues that arise along the way. It also gives guidance on breach of loans.