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Author : Louis Loss
Publisher :
ISBN 13 :
Total Pages : 76 pages
Book Rating : 4.3/5 ( download)
Download or read book "Fraud" and Civil Liability Under the Federal Securities Laws written by Louis Loss and published by . This book was released on 1983 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Melvin Katz
Publisher :
ISBN 13 :
Total Pages : 352 pages
Book Rating : 4.:/5 (77 download)
Download or read book Developments in Civil Liabilities Under the Federal Securities Laws written by Melvin Katz and published by . This book was released on 1977 with total page 352 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Louis Loss
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.:/5 (252 download)
Download or read book 'Fraud' and Civil Liability Under the Federal Securities Laws written by Louis Loss and published by . This book was released on 1983 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Harvey L. Pitt
Publisher :
ISBN 13 :
Total Pages : 549 pages
Book Rating : 4.:/5 (22 download)
Download or read book Judicial Developments in Civil Liabilities Under the Federal Securities Laws written by Harvey L. Pitt and published by . This book was released on 1980 with total page 549 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Edward N. Gadsby
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (72 download)
Download or read book The Federal Securities Exchange Act of 1934 written by Edward N. Gadsby and published by . This book was released on 1967 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Harvey L. Pitt
Publisher :
ISBN 13 :
Total Pages : 290 pages
Book Rating : 4.:/5 (11 download)
Download or read book Judicial Developments in Civil Liabilities Under the Federal Securities Laws written by Harvey L. Pitt and published by . This book was released on 1981 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marc I. Steinberg
Publisher : Law Journal Press
ISBN 13 : 9781588520210
Total Pages : 1220 pages
Book Rating : 4.5/5 (22 download)
Download or read book Securities Regulation written by Marc I. Steinberg and published by Law Journal Press. This book was released on 1984 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Author : Harvey L. Pitt
Publisher :
ISBN 13 :
Total Pages : 223 pages
Book Rating : 4.:/5 (225 download)
Download or read book Civil Liabilities Under the Federal Securities Laws written by Harvey L. Pitt and published by . This book was released on 1979* with total page 223 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marc I. Steinberg
Publisher : LexisNexis/Matthew Bender
ISBN 13 :
Total Pages : 554 pages
Book Rating : 4.F/5 ( download)
Download or read book Understanding Securities Law written by Marc I. Steinberg and published by LexisNexis/Matthew Bender. This book was released on 2007 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Harvey L. Pitt
Publisher :
ISBN 13 :
Total Pages : 275 pages
Book Rating : 4.:/5 (198 download)
Download or read book Judicial Developments in Civil Liabilities Under the Federal Securities Laws written by Harvey L. Pitt and published by . This book was released on 1979 with total page 275 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Lutz Eikmeier
Publisher :
ISBN 13 :
Total Pages : 117 pages
Book Rating : 4.:/5 (512 download)
Download or read book Civil Liabilities for Corporate Officers and Directors Under the Federal Securities Laws written by Lutz Eikmeier and published by . This book was released on 2002 with total page 117 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : ALI-ABA Course of Study: Fraud and Fiduciary Duty under the Federal Securities Laws
Publisher :
ISBN 13 :
Total Pages : 728 pages
Book Rating : 4.:/5 (319 download)
Download or read book Fraud and Fiduciary Duty Under the Federal Securities Laws written by ALI-ABA Course of Study: Fraud and Fiduciary Duty under the Federal Securities Laws and published by . This book was released on 1982 with total page 728 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.)
Publisher :
ISBN 13 : 9781680923025
Total Pages : 180 pages
Book Rating : 4.9/5 (23 download)
Download or read book Business Law I Essentials written by MIRANDE. DE ASSIS VALBRUNE (RENEE. CARDELL, SUZANNE.) and published by . This book was released on 2019-09-27 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt: A less-expensive grayscale paperback version is available. Search for ISBN 9781680923018. Business Law I Essentials is a brief introductory textbook designed to meet the scope and sequence requirements of courses on Business Law or the Legal Environment of Business. The concepts are presented in a streamlined manner, and cover the key concepts necessary to establish a strong foundation in the subject. The textbook follows a traditional approach to the study of business law. Each chapter contains learning objectives, explanatory narrative and concepts, references for further reading, and end-of-chapter questions. Business Law I Essentials may need to be supplemented with additional content, cases, or related materials, and is offered as a foundational resource that focuses on the baseline concepts, issues, and approaches.
Author : J. William Hicks
Publisher : Clark Boardman Callaghan
ISBN 13 :
Total Pages : 1560 pages
Book Rating : 4.F/5 ( download)
Download or read book Civil Liabilities written by J. William Hicks and published by Clark Boardman Callaghan. This book was released on 1989 with total page 1560 pages. Available in PDF, EPUB and Kindle. Book excerpt: This sourcebook offers practitioners guidance on liability under sections 11, 12(1). 12(2), 15 (controlling persons) and 17 of the Securities Act of 1933, as well analysis of relevant aiding abetting and 10b-5 issues. It is organized by statutory remedy.
Author : Thomas Lee Hazen
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 986 pages
Book Rating : 4.F/5 ( download)
Download or read book The Law of Securities Regulation written by Thomas Lee Hazen and published by West Academic Publishing. This book was released on 2006 with total page 986 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Fifth Edition of Professors Hazen's Hornbook has been revised to reflect the SEC's offering reform introduced in late 2005 and also recent Supreme Court developments. Professor Hazen's Hornbook now is totally up to date. The Revised Fifth Edition is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of ?security,? registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, civil liabilities. The book also focuses on broker-dealer regulation, market regulation, and the administrative role of the Securities and Exchange Commission. The book also covers the securities law issues such as the proxy rules and insider trading that are covered in basic courses on corporations and business associations. In addition, the Investment Company Act and Investment Advisers Act are also covered making the book suitable for advanced courses in securities regulation as well. The Hornbook contains footnotes to resources that will aid students in further research and also is organized in the same manner as the six volume Practitioner's edition in order to facilitate easy cross reference.
Author : Lutz Eikmeier
Publisher :
ISBN 13 :
Total Pages : 111 pages
Book Rating : 4.:/5 (612 download)
Download or read book Civil Liabilities for Corporate Officers and Directors und Der the Federal Securities Laws written by Lutz Eikmeier and published by . This book was released on 2002 with total page 111 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Heinz-Dieter Assmann
Publisher : Peter Lang Gmbh, Internationaler Verlag Der Wissenschaften
ISBN 13 :
Total Pages : 132 pages
Book Rating : 4.F/5 ( download)
Download or read book The Broker-dealer's Liability for Recommendations written by Heinz-Dieter Assmann and published by Peter Lang Gmbh, Internationaler Verlag Der Wissenschaften. This book was released on 1982 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt: In today's capital markets the individual investor finds it increasingly difficult to gather, select and evaluate all the information that is required to make a reasonable investment decision. It is the broker-dealer who steps into the breach. The service he renders as a professional intermediary of informations culminates in investment recommendations. The threat of being held liable should ensure that a broker-dealer's recommendation is the result of a sound inquiry into the security and the customer's situation. This study examines the extent to which such a remedy is actually provided for under the U.S. securities laws and the so-called suitability rules of self-regulatory organizations (i.e., broker-dealer associations and stock exchanges).
