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Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 152 pages
Book Rating : 4.3/5 ( download)
Download or read book Bank Mutual Funds written by United States. General Accounting Office and published by . This book was released on 1995 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance
Publisher :
ISBN 13 :
Total Pages : 536 pages
Book Rating : 4.3/5 (121 download)
Download or read book Bank Sales of Mutual Funds written by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance and published by . This book was released on 1994 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Melanie L. Fein
Publisher : Aspen Publishers
ISBN 13 : 9780131091900
Total Pages : 1000 pages
Book Rating : 4.0/5 (919 download)
Download or read book Mutual Fund Activities of Banks written by Melanie L. Fein and published by Aspen Publishers. This book was released on 1993 with total page 1000 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written in an easy-to-understand style with convenient summaries and lucid explanations of the law, Mutual Fund Activities of Banks provides detailed coverage of what banks can and cannot do in the offering of mutual fund products and services. The authors provide a comprehensive guide to the banking and securities law framework governing bank mutual fund activities, including the Gramm-Leach-Bliley Act of 1999, National Bank Act, Bank Holding Company Act, Investment Company Act of 1940, Investment Advisers Acts of 1934 and 1940, Securities Act of 1933, and state securities laws. Completely up-to-date, this reference discusses all regulations, issues, and case law affecting every aspect of bank proprietary mutual funds, including: Mutual fund types and products -- Organizing a mutual fund -- Investment management -- Distribution -- Ancillary service providers -- Retail sales through branch offices -- Advertising and sales materials -- Fiduciary activities -- And more.
Author :
Publisher :
ISBN 13 :
Total Pages : 20 pages
Book Rating : 4.3/5 (121 download)
Download or read book Invest Wisely written by and published by . This book was released on 1996 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Michelle Clark Neely
Publisher :
ISBN 13 :
Total Pages : 268 pages
Book Rating : 4.:/5 (341 download)
Download or read book Bank Sales of Mutual Funds written by Michelle Clark Neely and published by . This book was released on 1995 with total page 268 pages. Available in PDF, EPUB and Kindle. Book excerpt: One of the more noteworthy aspects of the recent mutual fund boom is the participation of banks and other financial institutions--institutions that have traditionally competed with mutual funds for savings customers. Banks are entering the mutual fund industry to generate fee income and to retain customers. Their involvement is most apparent in investment advisory and brokerage services, made possible by favorable regulatory and court ruling. About one-fifth of all U.S. banks currently sell third-party, private-label or proprietary funds to their customers. Thus far, the revenue generated from mutual fund activities is very small relative to total bank revenue, averaging less than one percent. This income must be weighed against the costs-- financial, regulatory and possibly reputational--of these programs. Policymakers have expressed concerns about insured depository institutions selling uninsured products and the potential confusion that it creates for customers. Because of the uncertain regulatory and legal environment as well as a lack of good data on the financial costs associated with these programs, the risk-reward question remains very much an open one.
Author : United States Congress House Banking
Publisher : Forgotten Books
ISBN 13 : 9780666178541
Total Pages : 534 pages
Book Rating : 4.1/5 (785 download)
Download or read book Bank Sales of Mutual Funds (Classic Reprint) written by United States Congress House Banking and published by Forgotten Books. This book was released on 2018-02-22 with total page 534 pages. Available in PDF, EPUB and Kindle. Book excerpt: Excerpt from Bank Sales of Mutual Funds Jones, R. Scott, Chairman of the Board and Chief Executive Officer, Goodhue County National Bank, and Member of the American Bankers Association Board of Directors. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
Author : Merlin Gackle
Publisher : Irwin Professional Publishing
ISBN 13 :
Total Pages : 252 pages
Book Rating : 4.3/5 (512 download)
Download or read book Bankers as Brokers written by Merlin Gackle and published by Irwin Professional Publishing. This book was released on 1994 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Until recently, bankers could do little to stop the flow of customer deposits into non-bank investment products. Not only were they facing disintermediation of dollars but, perhaps more importantly, disintermediation of customers as well." "Now banks can fight back - by offering their customers the full range of financial products that they have been looking for. Bankers as Brokers is the banker's definitive guide to starting, running and succeeding with an investment products line." "This comprehensive overview takes bankers through the critical elements of the investment products business, helping financial institutions develop a program that fits their needs and their customers." "Bankers as Brokers offers strategies on increasing income, customer retention and new business with a wholly integrated program. It also identifies and addresses the potential problems in the area, including deposit cannibalization and regulatory concerns." "Bankers as Brokers tackles the following issues and more: building a better bank through brokerage; reviewing, adopting, promoting and selling investment products; leveraging customer trust with financial planning services; specific needs and concerns of community banks; creating a full-service financial center by offering investment products; dramatic changes in customer needs and how to meet them; high-tech marketing methods that target new customers; integrating investment products with the "rest" of the bank; and the growing regulatory and compliance concerns for banks." "Both an assessment of today's market and a road map for the future, Bankers as Brokers can help bankers chart the course to record-setting profitability."--BOOK JACKET.Title Summary field provided by Blackwell North America, Inc. All Rights Reserved
Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 147 pages
Book Rating : 4.:/5 (131 download)
Download or read book Bank Mutual Funds written by United States. General Accounting Office and published by . This book was released on 1995 with total page 147 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States Government Accountability Office (GAO)
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781985577015
Total Pages : 154 pages
Book Rating : 4.5/5 (77 download)
Download or read book Bank Mutual Funds written by United States Government Accountability Office (GAO) and published by Createspace Independent Publishing Platform. This book was released on 2018-02-15 with total page 154 pages. Available in PDF, EPUB and Kindle. Book excerpt: GGD-95-210 Bank Mutual Funds: Sales Practices and Regulatory Issues
Author : Gordon J. Alexander
Publisher :
ISBN 13 :
Total Pages : 50 pages
Book Rating : 4.:/5 (318 download)
Download or read book Mutual Fund Shareholders written by Gordon J. Alexander and published by . This book was released on 1997 with total page 50 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Lee Gremillion
Publisher : John Wiley & Sons
ISBN 13 : 1118428722
Total Pages : 295 pages
Book Rating : 4.1/5 (184 download)
Download or read book Mutual Fund Industry Handbook written by Lee Gremillion and published by John Wiley & Sons. This book was released on 2012-06-22 with total page 295 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The Mutual Fund Industry Handbook is a remarkably important work . . . I am profoundly impressed by the broad and comprehensive sweep of information and knowledge that this book makes available to industry participants, college and business school students, and anyone else with a serious interest in this industry." -- From the Foreword by John C. Bogle President, Bogle Financial Markets Research Center Founder and former chief executive, The Vanguard Group A Foreword by John C. Bogle, founder of The Vanguard Group and one of the most respected leaders in the mutual fund industry, sets the stage for this authoritative book that explains the complexities of the phenomenal industry in simple terms. Investors like the fact that mutual funds offer professional management, easy diversification, liquidity, convenience, a wide range of investment choices, and regulatory protection. Mutual Fund Industry Handbook touches on all of those features and focuses on the diverse functions performed in the day-to-day operations of the mutual fund industry. You'll learn about: Front-office functions-analysis, buying, and selling. Back-office functions, including settlement, custody, accounting, and reporting. Commission structures-front-end loads, back-end loads, or level loads. The various fund categories used by the Investment Company Institute, Morningstar, and Lipper. The roles played by fund managers, investment advisors, custodial banks, distributors, transfer agents, and other third-party service providers. If you want a definitive reference on the mutual fund industry, this is the book for you.
Author : Melanie L. Fein
Publisher : Wolters Kluwer
ISBN 13 : 1454801247
Total Pages : 1668 pages
Book Rating : 4.4/5 (548 download)
Download or read book Securities Activities of Banks written by Melanie L. Fein and published by Wolters Kluwer. This book was released on 2011-12-20 with total page 1668 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The Fourth Edition of a leading resource in the field, this valuable practice tool brings you completely up-to-date on the evolving laws governing banks' securities activities - from regulatory changes in the financial markets and administrative reform to recent court decisions and legislative reform, including the recently enacted Sarbanes-Oxley Act of 2002 and the Gramm-Leach-Bliley Act. Here is everything you need to help build a bank's securities business while avoiding compliance pitfalls. Securities Activities of Banks, Fourth Edition provides: In-depth discussions of the securities activities now permissible for banks, bank holding companies, and financial holding companies, Clear explanations of how securities laws affect banks' securities activities, A complete review of how banks are regulated - including foreign banks and affiliates, Up-to-date analysis of the evolution of the banking laws through agency and court decisions. Detailed descriptions and analyses illuminate the full range of current bank securities activities, including investment and trading activities, brokerage activities, investment advice, underwriting, mutual funds, international securities activities, derivative instruments, deposits and loans, fiduciary activities, and more."--Publisher's website.
Author : Dunhong Jin
Publisher : International Monetary Fund
ISBN 13 : 1513519492
Total Pages : 46 pages
Book Rating : 4.5/5 (135 download)
Download or read book Swing Pricing and Fragility in Open-end Mutual Funds written by Dunhong Jin and published by International Monetary Fund. This book was released on 2019-11-01 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: How to prevent runs on open-end mutual funds? In recent years, markets have observed an innovation that changed the way open-end funds are priced. Alternative pricing rules (known as swing pricing) adjust funds’ net asset values to pass on funds’ trading costs to transacting shareholders. Using unique data on investor transactions in U.K. corporate bond funds, we show that swing pricing eliminates the first-mover advantage arising from the traditional pricing rule and significantly reduces redemptions during stress periods. The positive impact of alternative pricing rules on fund flows reverses in calm periods when costs associated with higher tracking error dominate the pricing effect.
Author : Antoine Bouveret
Publisher : International Monetary Fund
ISBN 13 : 1513582321
Total Pages : 48 pages
Book Rating : 4.5/5 (135 download)
Download or read book Risks and Vulnerabilities in the U.S. Bond Mutual Fund Industry written by Antoine Bouveret and published by International Monetary Fund. This book was released on 2021-04-29 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper assesses liquidity risk for the United States (U.S.) bond mutual funds industry and performs a range of analyses to identify which fund categories are more vulnerable to distress than others, and how sales from funds can impact financial stability. We develop a new measure to identify vulnerable categories based on expected outflows labelled ‘Flows in Distress’. Overall, most U.S. mutual funds are resilient yet high yield (HY) and loan funds would face a liquidity shortfall when faced with severe redemption shocks. Combined sales from funds can have a sizeable price impact. Finally, our contagion analysis using data on fund flows and returns shows that Investment Grade (IG) corporate bonds funds, municipal bond funds and government bond funds are more likely to spread distress to other fund categories than HY, EM and loan funds. When the first type of funds experiences stress, other funds categories are likely to experience stress as well.
Author : United States; Congress; House; Committee on Banking
Publisher : Forgotten Books
ISBN 13 : 9781330338087
Total Pages : 533 pages
Book Rating : 4.3/5 (38 download)
Download or read book Bank Sales of Mutual Funds written by United States; Congress; House; Committee on Banking and published by Forgotten Books. This book was released on 2015-06-16 with total page 533 pages. Available in PDF, EPUB and Kindle. Book excerpt: Excerpt from Bank Sales of Mutual Funds About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
Download or read book Bank Mutual Funds Sales Practices and Regulatory Issues written by and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions
Publisher :
ISBN 13 :
Total Pages : 656 pages
Book Rating : 4.:/5 (327 download)
Download or read book Money Market Mutual Funds written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Financial Institutions and published by . This book was released on 1980 with total page 656 pages. Available in PDF, EPUB and Kindle. Book excerpt:
