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Arizona Securities Law
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Book Synopsis A Historical Introduction to Arizona's Securities Laws by : Richard G. Himelrick
Download or read book A Historical Introduction to Arizona's Securities Laws written by Richard G. Himelrick and published by . This book was released on 2015 with total page 33 pages. Available in PDF, EPUB and Kindle. Book excerpt: The article recounts the history of Arizona's securities laws and the distinctly non-federal approach to civil liability that exists under Arizona securities law. Arizona's first securities legislation was a 1909 bucket-shop act that prohibited betting on price changes in securities and commodities. Three years later, in 1912, Arizona became the second state to enact a blue-sky law. Arizona supplemented the 1912 Act with two more blue-sky laws in 1917 and 1921. These early statutes included registration, licensing, and criminal provisions, but they did not provide for civil liability. In 1951, Arizona's legislature replaced the blue-sky laws with an entirely new securities act that included statutes that expressly provide for civil liability. The 1951 Act was enacted in the aftermath of highly publicized securities frauds for which existing securities laws provided inadequate civil remedies and criminal penalties. At the federal level, Congress has passed laws that curtail civil actions for securities fraud. Concurrently, the U.S. Supreme Court has repeatedly issued decisions that use strict-statutory interpretation and judicially identified policy considerations to curb civil liability for securities fraud. By contrast, Arizona's courts have interpreted Arizona's securities laws to expand civil liability. In interpreting Arizona's securities laws, the state's appellate courts have refused to follow federal securities law interpretations that do not advance the policy of investor protection that prompted passage of the 1951 Securities Act.
Book Synopsis Arizona Securities Law by : Richard G. Himelrick
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2014-01-01 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Guide to Arizona Securities Law by : J. D. Nielsen
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 1993 with total page 140 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 by : Richard G. Himelrick
Download or read book Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 written by Richard G. Himelrick and published by . This book was released on 2021-08-21 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The new sixth edition provides a comprehensive analysis of civil liability, defenses, and remedies under Arizona's securities laws. Coverage extends not only to the Arizona Securities Act but to securities claims under the Consumer Fraud Act, the Investment Management Act, and common-law theories of intentional, negligent, and fiduciary fraud. The book explains the law in each area, as well as parallel developments under the federal securities laws, which are analyzed with particular attention to differences in Arizona and federal law.
Book Synopsis Arizona Securities Law by : Richard G. Himelrick
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2016 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: Both the Arizona Supreme Court and the Arizona legislature have approved using federal securities cases to interpret Arizona's securities statutes when federal law is settled and the Arizona and federal statutes are substantially the same. In practice though, federal law has limited utility. One reason is the U.S. Supreme Court's small volume of securities-law precedent. The Supreme Court averages only 1.3 securities cases per term. This leaves swaths of federal securities law on which the Supreme Court has not spoken and on which the lower-federal courts often disagree. The Supreme Court's decisions involve one or more of nine federal securities acts that frequently turn on uniquely federal issues of little or no relevance to state securities law. Differences in Supreme Court and Arizona securities-law policy and approaches to statutory interpretation further reduce the number of relevant federal cases. The article analyzes the 50 state and federal decisions interpreting Arizona securities law that have been reported since 1980. Through these cases, the article identifies the patterns and reasoning that have guided the courts in deciding when to rely on federal interpretations to interpret Arizona's securities statutes. The article concludes by presenting a set of interpretative principles through which truly relevant federal securities law can be identified.
Book Synopsis A Guide to Arizona Securities Law by : J. D. Nielsen
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Advanced Corporate Securities Law by : Nancy Williams Bonnett
Download or read book Arizona Advanced Corporate Securities Law written by Nancy Williams Bonnett and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Equitable Defenses Under Arizona Securities Law by : Richard G. Himelrick
Download or read book Equitable Defenses Under Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2016 with total page 15 pages. Available in PDF, EPUB and Kindle. Book excerpt: Nearly all states refuse to read nonstatutory, equitable defenses into their securities statutes. Early Arizona blue-sky cases also refused to consider equitable defenses. These state cases contrast with cases under § 10(b) and Rule 10b-5. Because liability under § 10(b) and Rule 10b-5 is implied, neither the elements of proof nor the defenses are statutorily defined. Consequently, it was left to the courts to judicially define the elements and defenses. On the other hand, express-liability statutes like A.R.S. §§ 44-1991(A) and 44-2001(A) define by their words the elements of proof. They likewise are accompanied by statutes that provide defenses like the statutes of limitation, reasonable care under § 44-2001(B), and failure to tender. After introducing the treatment of equitable defenses under state securities law, the article analyzes the Arizona Court of Appeals 2014 Caruthers decision. Caruthers broke with the near-uniform body of modern-state-securities law decisions that decline to recognize equitable defense to statutory claims.
Book Synopsis What Every Arizona Lawyer Ought to Know about Securities Law by : State Bar of Arizona. Continuing Legal Education
Download or read book What Every Arizona Lawyer Ought to Know about Securities Law written by State Bar of Arizona. Continuing Legal Education and published by . This book was released on 1977 with total page 222 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis History of Securities Regulation in Arizona-- by : William H. Edwards
Download or read book History of Securities Regulation in Arizona-- written by William H. Edwards and published by . This book was released on 1973 with total page 23 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Fraud Liability by : Richard G. Himelrick
Download or read book Arizona Securities Fraud Liability written by Richard G. Himelrick and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Fraud Liability by : Richard G. Himelrick
Download or read book Arizona Securities Fraud Liability written by Richard G. Himelrick and published by . This book was released on 2006 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Act of Arizona by : Arizona Corporation Commission. Securities Division
Download or read book Securities Act of Arizona written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1956 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Turning 60 by : Richard G. Himelrick
Download or read book Turning 60 written by Richard G. Himelrick and published by . This book was released on 2016 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Arizona's modern securities laws were enacted in 1951. The 1951 Securities Act replaced statutes enacted between 1912 and 1921. Stock swindles in the late 1940s exposed the weakness of these early securities laws. At the time, Arizona's post-war economy was booming. New business leaders and statesmen emerged who were committed to economic expansion and improved government. Committees were formed to plan for post-war growth and study improvements in Arizona's laws. One of these was a special committee formed to draft new securities legislation. Through the committee's work, legislation creating the Arizona Securities Division passed in 1949. That same year, Edward Hastings, who later became an SEC commissioner, was appointed as the state's first Securities Director. The article describes the background to Hastings' appointment and introduces the attorneys - Bud Jacobson, Joe Ralston, and Lorna Lockwood - who participated in drafting the 1949 legislation.After Hastings' appointment, he and Jacobson led the previously formed securities committee in drafting what became the 1951 Securities Act. A 1948 model act prepared by the Investment Bankers Association was used as a starting point. From that, Hastings, Jacobson, and the securities committee used their own insights, SEC comments, and suggestions from the state's business and legal community, to produce a nonuniform securities act that is unique to Arizona. The article briefly summarizes some of the 1951 Act's highlights and provides a short overview of the Act's early effects on Arizona's securities markets.
Book Synopsis 1921 Investment Company and Dealers in Securities Laws Commonly Known as Blue Sky Law by :
Download or read book 1921 Investment Company and Dealers in Securities Laws Commonly Known as Blue Sky Law written by and published by . This book was released on 1921 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Law by : Charles R. Barry
Download or read book Securities Law written by Charles R. Barry and published by . This book was released on 1993 with total page 130 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Rules and Regulations Governing Administration of Securities Statutes by : Arizona. Laws, statutes, etc
Download or read book Rules and Regulations Governing Administration of Securities Statutes written by Arizona. Laws, statutes, etc and published by . This book was released on 1962 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt:
