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A Practitioners Guide To The Regulation Of Investment Banking
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Book Synopsis A Practitioner's Guide to the Regulation of Investment Banking by : Simon Gleeson
Download or read book A Practitioner's Guide to the Regulation of Investment Banking written by Simon Gleeson and published by . This book was released on 2013-11-12 with total page 465 pages. Available in PDF, EPUB and Kindle. Book excerpt: A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2006 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Download or read book Securities Underwriting written by and published by . This book was released on 1985 with total page 710 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Fundamentals of Investment by : Brian O'Loughlin
Download or read book Fundamentals of Investment written by Brian O'Loughlin and published by Routledge. This book was released on 2019-05-20 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: Post the Financial Crash, the role of regulation and the impact of regulation on all aspects of the financial industry has broadened and intensified. This book offers a comprehensive review of the operations of the industry post-financial crisis from a variety of perspectives. This new edition builds upon the authors’ predecessor book, Fundamentals of Investment: An Irish Perspective. The core of the original text is retained particularly concerning fundamental concepts such as discounted cash flow valuation techniques. Changes in this new text are driven by two important factors. First, the long shadow of the Global Financial Crisis and the ensuing Great Recession continues to impact economies and financial markets. Second, the new text adopts a more international perspective with a focus on the UK and Ireland. The authors present the reader with a clear linkage between investment theory and concepts (the ‘fundamentals’) and the practical application of these concepts to the financial planning and advisory process. This practical perspective is driven by the decades-long fund management and stockbroking experience of the authors. Investment knowledge is a core competence required by large numbers of organisations and individuals in the financial services industry. This new edition will be an invaluable resource for financial advisers, financial planners and those engaged in advisory and/or support functions across the investment industry. Those taking investment modules in third-level educational institutes will find this book to be a useful complement to the more academically focused textbooks.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by : Tim Cornick
Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by Tim Cornick and published by . This book was released on 2004 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of 'A Practitioner's Guide to the FSA Regulation of Designated Investment Business' deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Business Rules and looks occupational pension schemes and more.
Book Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase
Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Book Synopsis A Practitioner's Guide to MiFID II by : Jonathan Herbst
Download or read book A Practitioner's Guide to MiFID II written by Jonathan Herbst and published by . This book was released on 2018 with total page 529 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to the FSA Regulation of Banking by :
Download or read book A Practitioner's Guide to the FSA Regulation of Banking written by and published by . This book was released on 2006 with total page 486 pages. Available in PDF, EPUB and Kindle. Book excerpt: Offers practical advice on complying with FSA regime. This book examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing commentary on the authorisation and supervision process.
Book Synopsis The Practitioner's Guide to the Sarbanes-Oxley Act by : John J. Huber
Download or read book The Practitioner's Guide to the Sarbanes-Oxley Act written by John J. Huber and published by American Bar Association. This book was released on 2004 with total page 446 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by :
Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by and published by . This book was released on 2008 with total page 301 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to Alternative Investment Funds by : Timothy Spangler
Download or read book A Practitioner's Guide to Alternative Investment Funds written by Timothy Spangler and published by . This book was released on 2010 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume provides a guide to the law and regulation of alternative investment funds. It examines the fundamental structuring and operational issues common to the wide variety of alternative investment funds. This edition has been fully revised to give coverage of stress testing and liquidity and litigation risk.
Book Synopsis A Practitioner's Guide to Banking Regulation by :
Download or read book A Practitioner's Guide to Banking Regulation written by and published by . This book was released on 2016-11-30 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to EU Financial Services Directives by : Freshfields Bruckhaus Deringer
Download or read book A Practitioner's Guide to EU Financial Services Directives written by Freshfields Bruckhaus Deringer and published by . This book was released on 2006 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: This text covers 17 directives impacting on financial services, including regulation of credit institutions, regulation of investment firms and the wholesale markets, regulation of retail markets, regulation of insurance companies, and prudential rules and supervision.
Book Synopsis A Practitioner's Guide to Private Equity by :
Download or read book A Practitioner's Guide to Private Equity written by and published by Thomas Reuters. This book was released on 2009-01-01 with total page 723 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the private equity and venture capital industry. It is suitable for investment professionals, fund managers, lawyers, accountants, bankers and those working within private equity.
Book Synopsis A Practitioner's Guide to Private Equity by : Mark Soundy
Download or read book A Practitioner's Guide to Private Equity written by Mark Soundy and published by . This book was released on 2009 with total page 2009 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Archbold 2011 by : James Richardson, Jr.
Download or read book Archbold 2011 written by James Richardson, Jr. and published by . This book was released on 2010-11-18 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the Regulation of Investment Banking is a complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. This new edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US. It is written by a team of leading practitioners who are among the best-known advisers in the City
